Kathryn Boland is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and having two years of industry experience. Before joining UBS in 2023, she worked at Guidepoint and held various roles at Villanova University. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and delivers advisory work through a network of Financial Advisors using proprietary research and model-based asset allocations.

Ryan Siedem is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. Prior to joining UBS, he was affiliated with the Hartford Wolf Pack and has academic experience at Harvard University and the University of Notre Dame. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary capital market assumptions and research to tailor investment plans and provides a broad range of financial services including portfolio management and financial planning.

Nicholas Rivera is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with 11 years of industry experience. He has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services and provides a range of capital markets and advisory solutions.

Charlotte Raine is a financial advisor at UBS Financial Services with one year of industry experience. She holds a Series 66 designation and previously held roles at Constantinople & Vallone Consulting and has an academic background including time at Emory University Goizueta Business School. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services that include financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management and uses proprietary research and model-based asset allocations to tailor advice to client goals and risk tolerances.

William Jovanovich is a Series 66 licensed financial advisor with UBS Financial Services in New York, NY, where he has worked since 2013. He has 19 years of industry experience. Outside of his advisory role, he manages the assets and oversees the administration of two revocable trusts. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

Kasen Groves is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with one year of industry experience. His career history includes multiple roles at UBS Financial Services since 2021, with a period dedicated to full-time education prior to entering the industry. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining proprietary research and model-based asset allocation to tailor financial plans. The firm integrates institutional trading capabilities with wealth management, offering custody, underwriting, and capital markets services alongside traditional advisory solutions.

Karina Rodriguez is a financial advisor at UBS Financial Services with 19 years of industry experience. She has worked at UBS Financial since 2020 and previously spent eight years at JPMorgan Chase. Outside of her advisory role, she is engaged in various independent delivery and pet care services. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm utilizes proprietary research and model-based asset allocations to tailor plans aligned with clients’ goals and risk tolerances.

Jorge Arias is a financial advisor with UBS Financial Services in New York, NY, holding a Series 63 designation and 41 years of industry experience. He has been with UBS since 1996. Outside of his advisory role, he serves as co-trustee for a family trust. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services.

Sophia Flynn is a financial advisor at UBS Financial Services with Series 63 and 65 credentials and one year of industry experience. Her prior roles include positions at Badgley Phelps Wealth Managers and University of Westminster, along with work in community and educational organizations. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, offering fee-based financial planning, portfolio management, and capital markets services. The firm combines institutional trading capabilities with wealth management and utilizes proprietary research and model-based asset allocations to tailor client solutions.

Mark Freiberg is a financial advisor with UBS Financial Services in New York, NY, holding a Series 63 designation and 42 years of industry experience. He has worked at UBS since 2016. Freiberg serves as a trustee of the Sy Syms Foundation, overseeing charitable donations and financial performance. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides access to proprietary research and a broad range of capital markets solutions.

Craig Ellis is a financial advisor at UBS Financial Services with 18 years of industry experience. He holds the Series 66 designation and has worked at UBS since 2005. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, combining proprietary research and model-based asset allocations to tailor investment plans. The firm offers a broad range of services, including fee-based financial planning, portfolio management, and capital markets activities.

Peter May is a certified financial planner (CFP®) with seven years of industry experience. He has worked at UBS Financial Services since 2017 and previously was affiliated with the University at Albany, State University of New York. He is based in New York, NY. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor financial plans.

Stephen Hall is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 65 licenses and bringing 55 years of industry experience. He has been with UBS since 2009. Outside of his advisory role, he is a senior partner in a residential building business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers a broad range of capital markets services.

Juan Soto is a financial advisor at UBS Financial Services with 12 years of industry experience. He holds a Series 66 designation and has worked previously at Merrill, La Guardia Community College, and Morgan Stanley. Soto returned to UBS in 2025 after an earlier tenure from 2012 to 2017. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and a broad service platform.

David Rosegarten is a financial advisor with UBS Financial Services in New York, NY, holding a Series 63 designation and 38 years of industry experience. He has been with UBS since 1995. Outside of his advisory role, he serves on the Audit Committee of the American Council on Exercise and acts as a trustee and executor for a private family trust. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor plans. The firm provides a broad range of capital markets services alongside wealth management through its extensive network of financial advisors.

Charlie Kim is a financial advisor with UBS Financial Services in New York, NY, holding a Series 63 designation and 16 years of industry experience. He has been with UBS since 2015. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research-based, model-driven investment strategies tailored to clients’ goals and risk tolerances.

Imauchechim Agba is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with one year of industry experience. Prior to joining UBS in 2023, Agba attended Amherst College and Brookline High School. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides fee-based financial planning, portfolio management, and distributes mutual funds and alternative products, leveraging proprietary research and model-based asset allocations.

Henry Berkley is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 65 credentials and 49 years of industry experience. He has been with UBS Financial Services since 2013. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Gerard Cella is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 credential with 22 years of industry experience. He has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor financial plans and portfolio management to clients' goals and risk tolerances.

John Conway is a financial advisor at UBS Financial Services with 40 years of industry experience. He holds the Series 63 and Series 65 designations and has been with UBS since 2012. Outside of his advisory role, he is a partner in Brohaus LLC, a partnership involved in maintaining residential property. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.