Gail Hefferen is a financial advisor with UBS Financial Services in New York, NY, holding a Series 63 designation and 26 years of industry experience. She has been with UBS since 1997. Outside of her advisory role, she serves as an executor and trustee of a personal will. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations with institutional trading capabilities and wealth management services.

Martin Schwartz is a financial advisor at UBS Financial Services with 12 years of industry experience. He previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC before joining UBS in 2022. He holds Series 66 and Series 63 licenses and is based in New York, NY. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor investment strategies.

Richard Abrams is a financial advisor at UBS Financial Services in New York, NY, with 42 years of industry experience. He has been with UBS since 1992 and holds Series 63 and Series 65 credentials. Abrams also serves as trustee for multiple family trusts and is an executor of an estate. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary research and model-based asset allocations to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services, providing a broad range of capital markets and fiduciary solutions.

Douglas Summer is a financial advisor at UBS Financial Services with 28 years of industry experience. He has been with UBS since 2004 and holds Series 63 and Series 66 designations. Based in New York, NY, he provides advisory services within a firm known for combining institutional trading capabilities with wealth management. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates proprietary capital market assumptions and research to tailor client plans and operates as a futures commission merchant while providing custody, underwriting, and capital markets services.

Shilpa Gandhi is a financial advisor at UBS Financial Services with 18 years of industry experience. She holds the Series 66 designation and has been with UBS since 2014. Gandhi serves on the board of directors for The DJ|JD Foundation, an educational nonprofit focused on helping students prepare for careers. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, employing proprietary research and model-based asset allocations to tailor strategies to clients’ goals and risk tolerances.

Thomas Clarkson is a financial advisor at UBS Financial Services with eight years of industry experience. He holds a Series 66 designation and has been with UBS in various capacities since 2017. Prior to entering financial services, he worked in student affairs and at Boston College. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including portfolio management, financial planning, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and a broad service platform.

Miriamne Demarrais is a Series 66-licensed financial advisor at UBS Financial Services with 17 years of industry experience. She has been with UBS since 2015. Outside of her advisory role, she has volunteered for the Democratic Town Committee in Westport, CT, supporting local campaigns. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and a range of investment products. The firm combines institutional trading capabilities with wealth management, using proprietary research and model-based asset allocations to tailor client strategies.

Elizabeth Myers is a financial advisor at UBS Financial Services in New York, NY, with one year of industry experience. She holds the Series 66 designation and has previously worked at Lockton and Nielsen Holdings, LLC. Outside of her advisory role, she serves as an assistant coach for a 6th grade girls' lacrosse team. UBS Financial Services serves individual, corporate, and institutional clients through a mix of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor financial plans.

Samuel Erlich is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with two years of industry experience. His prior roles include positions at Wells Fargo Advisors, Janney Montgomery Scott LLC, and Northwestern Mutual. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, providing clients with access to proprietary research, capital markets services, and diversified investment solutions.

Andrea Dagnelli is a financial advisor at UBS Financial Services with 29 years of industry experience. He holds Series 63 and Series 66 designations and has been with UBS since 2013, based in New York, NY. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor client plans.

Joshua Ruiz is a financial advisor at UBS Financial Services in New York, NY, with seven years of industry experience. He holds a Series 66 designation and has previously worked at Merrill Lynch Wealth Management and The University of Texas at Austin. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Sonia Trivedi is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 66 licenses and bringing 11 years of industry experience. She has been with UBS Financial Services since 2016. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm utilizes proprietary market assumptions and model-based asset allocations to tailor financial plans according to clients’ goals and risk tolerances.

Tara Mccann is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. She has been with UBS Financial Services since 2008. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings that include financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services, offering a wide range of capital markets and investment solutions.

Francesco Fevola is a financial advisor at UBS Financial Services with nine years of industry experience. He previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and The Vanguard Group. Outside of his advisory role, he works part-time as a food delivery courier for Caviar Inc. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, combining institutional trading capabilities with wealth management services and proprietary research to tailor investment plans to clients’ goals and risk tolerances.

Taylor Chaplin is a Certified Financial Planner (CFP®) with 10 years of experience, currently serving clients at UBS Financial Services Inc. since 2016. Based in New York, NY, Chaplin holds the Series 66 designation. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings. The firm employs proprietary research and model-based asset allocations to tailor financial plans and portfolio management to clients’ goals and risk tolerances.

Brian O Connor is a financial advisor at UBS Financial Services with five years of industry experience. He previously worked at Winged Keel Group and American Business. He holds Series 63 and Series 66 registrations. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers research-driven, tailored investment strategies.

Thomas Murphy is a financial advisor at UBS Financial Services with 38 years of industry experience. He holds Series 63 and Series 65 designations and has been with UBS since 2006. Outside of his advisory work, he is a ski coach and instructor. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and provides a broad range of capital markets and investment products through its platform.

Jin Son is a financial advisor at UBS Financial Services with two years of industry experience. Prior to joining UBS, Son worked at Car Magic Auto Inc. and held positions at Baruch College and Bayside High School. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm leverages proprietary research and institutional trading capabilities to provide a broad range of wealth management and capital markets services.

Steven Wagner is a financial advisor at UBS Financial Services in New York, NY, with 24 years of industry experience. He has been with UBS AG and UBS International Inc. since 2002. Wagner serves on the board of directors for the Hispanic Brotherhood Inc., a nonprofit organization that supports the Hispanic community in Nassau County, NY, and he reviews and comments on financial matters for Cure of Ars, a local Catholic church. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, using model-based asset allocations and research from its Chief Investment Office and UBS Global Research. The firm combines institutional trading capabilities with wealth management services, offering a broad range of financial planning and portfolio management solutions.

Michael Lorenzo is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and 22 years of industry experience. He has been with UBS since 2015. Outside of his advisory role, he is a partner in residential real estate ventures involving property rental. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, utilizing proprietary research and model-based asset allocations to tailor client strategies.