Dermot Bermingham is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He has been with UBS since 2013. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and provides access to proprietary research and capital markets services.

John Barefoot II is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 65 credentials and bringing 29 years of industry experience. He has been with UBS since 2007, including the firm's predecessor and its current structure. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary research and model-based asset allocations to tailor client plans. The firm combines institutional trading capabilities with wealth management services and offers a broad range of financial products and capital markets services.

Jayce Lambert is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. Prior to joining UBS, he held positions at Bentley University, The College of the Holy Cross, The Westminster School, and Thayer Academy. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm utilizes proprietary research and model-based asset allocations to tailor financial plans and portfolio management to clients' goals and risk tolerances.

Jordan Gomes is a financial advisor with UBS Financial Services in New York, NY, holding the Series 66 designation. He joined UBS in 2025 and has prior experience working in various governmental offices, including the White House Office of Presidential Personnel and the offices of Representatives and Senators. Outside of finance, Gomes has been involved with community and educational organizations, including the Newtown Action Alliance and Fordham University. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, using proprietary research and model-based asset allocations to tailor investment plans. The firm combines institutional trading capabilities with wealth management services, including discretionary portfolio management and financial planning delivered through a large network of advisors.

Nicholas Uva is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with five years of industry experience. His work history includes multiple roles at UBS Financial Services and a position at Advanced Medical Strategies. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management, supported by proprietary research and model-based asset allocations to tailor client plans.

Jonathan Barter is a financial advisor with UBS Financial Services who holds Series 63 and Series 65 licenses and has 27 years of industry experience. He has been with UBS since 2014. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management. The firm employs proprietary research and model-based asset allocations to tailor financial plans and portfolio management to client goals and risk tolerances.

Arthur Randall III is a financial advisor at UBS Financial Services in New York, NY, holding Series 63 and Series 65 designations with 42 years of industry experience. He has been with UBS Financial Services since 1988. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, leveraging proprietary research and a broad platform of capital markets solutions.

Stephanie Higgins is a financial advisor at UBS Financial Services in New York, NY, with 18 years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at Morgan Stanley and White Mountain Capital. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor plans to clients' goals and risk tolerances.

Roscoe Mellor is a financial advisor at UBS Financial Services with 18 years of industry experience. He holds the Series 66 designation and has been with UBS since 2015. Outside of his advisory role, he is the sole operator and 100% owner of an LLC engaged in the retail clothing accessory business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm supports its advisors with proprietary research and model-based asset allocations to tailor investment plans aligned with clients’ goals and risk tolerances.

Yvette Medina is a financial advisor at UBS Financial Services with one year of industry experience. She holds a Series 66 designation and has previously worked at Redwood Credit Union and Summit Financial Advisors. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and proprietary research to tailor plans based on clients' goals and risk tolerances.

Thomas Healey is a financial advisor at UBS Financial Services with three years of industry experience. He holds the Series 66 designation and joined UBS in 2022 after working at Accelerated Innovators for one year. He studied at Fordham University from 2016 to 2020. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management through a variety of capital markets services and proprietary research.

Brian Frey is a financial advisor at UBS Financial Services with 17 years of industry experience. He holds the Series 63 and Series 66 designations and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides access to proprietary research, underwriting, and capital markets solutions.

Allison Mccartney is a financial advisor at UBS Financial Services with 23 years of industry experience. She holds Series 65 and Series 66 designations and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing proprietary capital market assumptions and research to tailor plans and asset allocations. The firm combines institutional trading capabilities with wealth management services and provides a broad range of financial products and capital markets services.

Thomas Ladd Jr. is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and 11 years of industry experience. He has been with UBS AG since 2014. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management to offer tailored financial planning and portfolio management solutions.

Eric Vishnevetsky is a financial advisor at UBS Financial Services with 11 years of industry experience. He holds the Series 66 designation and has been with UBS since 2015. Outside of his advisory role, he serves on the board of directors for The D10, a charity focused on raising funds for pediatric cancer research. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering research-driven, tailored investment strategies.

Edward Lord Jr. is a financial advisor at UBS Financial Services with eight years of industry experience. He holds Series 65 and Series 66 licenses and has worked at UBS since 2017. His prior roles include a brief period as self-employed and a position at Columbia University. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services and operates as a broker-dealer, investment adviser, and futures commission merchant.

Anna Maria Dibiase is a financial advisor with UBS Financial Services in New York, NY, holding a Series 63 designation and bringing 31 years of industry experience. Her prior roles include positions at JP Morgan Securities and Revere Securities LLC. Outside of finance, she is involved in marketing and consulting for Sotto Voce Restaurant in Brooklyn. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory services, combining institutional trading capabilities with wealth management to tailor investment strategies using proprietary research and model-based asset allocations.

Nolan Rogow is a financial advisor at UBS Financial Services with three years of industry experience. He previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney LLC. Prior to entering the financial sector, he spent time at Advanced Carrier Technologies and completed extended studies. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services and provides a broad range of capital markets and advisory solutions.

Daniel Gerardi is a CFP®-credentialed financial advisor with 12 years of industry experience, currently practicing at UBS Financial Services in New York, NY since 2015. He serves as trustee for a family trust, managing insurance policy premiums on behalf of the trust. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, combining institutional trading capabilities with wealth management through a range of planning and portfolio management solutions.

Anthony Colarusso is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 66 credentials and two years of industry experience. His prior roles include positions at Robert Half International, State Farm Insurance Co, Emery and Webb Insurance Co, and experience in the restaurant industry with 18 North Grill and Charlie Browns Fresh Grill. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining proprietary research and model-based asset allocation to tailor plans to clients’ goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management, offering diverse products and capital markets services.