Karin Jackman is a financial advisor at UBS Financial Services with 26 years of industry experience. She holds a Series 66 credential and has been with UBS since 2014. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering fee-based financial planning, portfolio management, and access to mutual funds and alternative products. The firm integrates institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

Catherine Conway is a financial advisor at UBS Financial Services with two years of industry experience. She holds Series 63 and Series 65 credentials and has previously worked with UBS Securities LLC and Demboski & Chapman Financial Services and Insurance Inc. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to provide tailored financial planning and portfolio management.

Tony Young is a financial advisor at UBS Financial Services with 26 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Wells Fargo Securities LLC, Credit Suisse Securities (USA) LLC, and Merrill. Outside of his advisory role, he is the proprietor of Clutch Capital Inc., a business focused on buying and selling sports cards, and serves as president of the Orange County Chinese American Chamber of Commerce. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory services, combining institutional trading capabilities with wealth management solutions tailored to clients’ goals and risk tolerances.

Brian Henderson is a financial advisor at UBS Financial Services with 45 years of industry experience. He has been with UBS since 2001 and holds Series 63 and Series 65 licenses. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client solutions.

Tara Santora is a financial advisor at UBS Financial Services with 32 years of industry experience. She holds Series 63 and Series 65 designations and has been with UBS since 2013. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research-driven, tailored investment solutions.

Byron Sheffield is a financial advisor at UBS Financial Services with 42 years of industry experience. He holds Series 63 and Series 65 designations and has been with UBS since 2015. Based in Newport Beach, CA, his career includes extensive experience within the financial sector. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor financial plans to clients’ goals and risk tolerances.

Kathleen Howard is a financial advisor with UBS Financial Services in Newport Beach, CA, holding a Series 66 designation and 26 years of industry experience. She previously worked at Morgan Stanley and Morgan Stanley Smith Barney from 2009 to 2025. Howard is also involved in a trust-related business activity outside regular business hours. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Catherine Rusk is a financial advisor at UBS Financial Services with 22 years of industry experience. She holds the Series 66 designation and has previously worked at Wells Fargo Advisors LLC and Wells Fargo Clearing. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering proprietary research and capital markets services through a network of financial advisors.

Sam Sabaugh Jr is a financial advisor with UBS Financial Services, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with UBS Financial Services since 2013. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings to tailor plans based on proprietary research and model-based asset allocations.

R Forrest is a financial advisor at UBS Financial Services with 26 years of industry experience. He has held his current position at UBS since 2014 and holds Series 63 and Series 66 credentials. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering fee-based financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management and proprietary research to tailor investment strategies to clients’ goals and risk tolerances.

Casey Williams is a financial advisor at UBS Financial Services with 17 years of industry experience. He has been with UBS since 2016 and holds a Series 66 designation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides a range of capital markets and research resources to support client strategies.

Christopher Pitzak is a financial advisor with UBS Financial Services in Newport Beach, CA, holding a Series 66 designation and 18 years of industry experience. He worked previously at Sanford C. Bernstein & Co., LLC for 13 years before joining UBS in 2020. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and a broad range of capital markets expertise.

Wesley Sutton is a Series 66-credentialed financial advisor with over 21 years of industry experience, currently with UBS Financial Services since 2015. He is co-owner of a residential construction company and serves on the board of directors at El Niguel Country Club in Laguna Niguel, CA. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory services, offering tailored financial planning and portfolio management supported by proprietary research and institutional trading capabilities.

Victor Andre Morales is a Series 66-licensed financial advisor with UBS Financial Services in Newport Beach, CA, having seven years of industry experience. He has worked at UBS since 2018 and previously spent a year with Northwestern Mutual Financial Network. He also attended the University of Texas at Austin from 2015 to 2018. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor advice to clients’ goals and risk tolerances.

Christopher Heintz is a financial advisor at UBS Financial Services in Newport Beach, CA, holding a Series 66 designation and bringing 14 years of industry experience. He has been with UBS since 2016. Outside of his advisory role, he contributes to the Southern California Professional Golfers Association by educating the board on financial planning, cash management, and investment strategies. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. Its advisory work utilizes proprietary capital market assumptions and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Dean Riley is a financial advisor at UBS Financial Services in Newport Beach, CA, holding a Series 66 designation with five years of industry experience. Prior to joining UBS in 2021, he worked at Lee & Associates from 2018 to 2021 and has experience outside finance with a role at TGIS Catering. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor financial plans and portfolios to clients’ goals and risk tolerances.

Travis Smith is a financial advisor with UBS Financial Services in Newport Beach, CA, holding a Series 66 designation and 15 years of industry experience. He has been with UBS since 2016. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Dan Gallagher is a financial advisor with UBS Financial Services in Newport Beach, CA, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with UBS since 1984. Outside of his advisory role, he serves as Chairman of the Finance Committee and Treasurer for Crossroads Community Church, providing monthly financial reviews in an unpaid capacity. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services through a network of financial advisors using proprietary research and model-based asset allocations.

Andrew Paynter is a financial advisor at UBS Financial Services in Newport Beach, CA, with six years of industry experience. He holds a Series 66 designation and previously worked at AXA Advisors, StepStone Global, and San Diego State University. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services to provide tailored investment solutions.

James Axelson is a financial advisor with UBS Financial Services in Newport Beach, CA, holding Series 63 and Series 65 credentials and possessing 35 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, he is a half owner of a partnership involved in purchasing, renovating, and selling homes at auction. UBS Financial Services serves individual, corporate, and institutional clients through a mix of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management, offering a broad range of capital markets and advisory solutions.