Lisa Knollenberg is a financial advisor at UBS Financial Services with 19 years of industry experience. She holds the Series 66 designation and has worked at UBS since 2008, following a year at Citigroup Global Markets. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, providing a range of fee-based financial planning, portfolio management, and capital markets services. The firm combines institutional trading capabilities with wealth management, using proprietary research and model-based asset allocations to tailor client strategies.

Vicki Montellano is a financial advisor at UBS Financial Services in Los Angeles, holding a Series 66 designation with four years of industry experience. She joined UBS in 2021 after seven years at Venable LLP. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management and offering proprietary research and various capital markets services.

Roger Wacker is a financial advisor with UBS Financial Services in Los Angeles, holding Series 63 and Series 65 credentials and 27 years of industry experience. He has been with UBS since 2015 and serves on the boards of several nonprofit and industry organizations, including the International Bankers Association of California and the Swiss-American Chamber of Commerce Los Angeles Chapter. Wacker has also participated in healthcare-related advisory and governance roles with institutions such as Providence St. John's Medical Center Foundation and the Mayo Clinic Global Advisory Council. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing model-based asset allocations and proprietary research to tailor financial plans and portfolio management. The firm combines institutional trading capabilities with wealth management services, operating as a broker‑dealer, investment adviser, and futures commission merchant.

Mark Binder is a financial advisor with UBS Financial Services in Los Angeles, CA, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, Binder is a member of the Board of Directors for the Friendship Shelter in Laguna Beach and owns several entities involved with apartment building ownership. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocation to tailor client plans. The firm integrates institutional trading capabilities with wealth management services and offers a broad range of capital markets and financial planning solutions.

Carl Nelson is a financial advisor with UBS Financial Services in Los Angeles, CA, holding a Series 66 designation and 14 years of industry experience. He previously worked at Wells Fargo Clearing and Wells Fargo Bank, N.A. for a combined 20 years before joining UBS in 2020. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor plans according to clients' goals and risk tolerances.

Sarin Puri is a financial advisor with UBS Financial Services in Los Angeles, CA, holding a Series 66 designation and 10 years of industry experience. Prior to joining UBS in 2019, he worked at AXA Advisors, LLC from 2016 to 2019. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and discretionary portfolio management. The firm integrates institutional trading capabilities with wealth management, leveraging proprietary research and a broad platform of capital markets and lending services.

Jodie Lu is a financial advisor at UBS Financial Services with 8 years of industry experience. She holds Series 63 and Series 65 licenses. Her background includes participation in the Goldman Sachs 10,000 Small Businesses program and a decade in education prior to her advisory career. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory services, combining institutional trading capabilities with wealth management and research-driven investment approaches.

Mark Tunney is a financial advisor with UBS Financial Services in Los Angeles, CA. He holds Series 63 and Series 65 designations and has 18 years of industry experience, including 10 years with UBS. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Christopher Toregas is a financial advisor at UBS Financial Services in Los Angeles, CA, holding a Series 66 designation and with 15 years of industry experience. He has worked at Morgan Stanley in various capacities, including Morgan Stanley Smith Barney and Morgan Stanley Private Bank, since 2010 before joining UBS in 2024. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm employs proprietary capital market assumptions and model-based asset allocations to tailor financial plans aligned with clients' goals and risk tolerances.

Royce Bergman is a financial advisor at UBS Financial Services in Los Angeles, CA, holding a Series 66 designation and with 19 years of industry experience. He has been with UBS Financial Services since 2007. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Jack Chiate is a financial advisor at UBS Financial Services with five years of industry experience. He holds a Series 66 designation and has worked at UBS since 2019. His background includes multiple roles outside finance, including positions with Sierra Canyon Day Camp and the University of Southern California. UBS Financial Services serves individual, corporate, and institutional clients with a broad range of brokerage and investment advisory services. The firm combines institutional trading capabilities with wealth management, using proprietary research and model-based asset allocations to tailor financial plans.

Gregory Buelet is a financial advisor with UBS Financial Services in Los Angeles, holding a Series 66 designation and 26 years of industry experience. He has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.

Aaron Berger is a financial advisor with UBS Financial Services in Los Angeles, holding a Series 66 designation and four years of industry experience. He has been with UBS since 2021 and previously worked at American Jewish University and Islands Restaurants. Aaron has also spent time as a full-time student. UBS Financial Services serves individual, corporate, and institutional clients, offering a range of brokerage and advisory services including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management through its proprietary research and diversified platform.

Laura Chooljian is a Series 66-licensed financial advisor with UBS Financial Services in Los Angeles, CA, bringing five years of industry experience. Prior to joining UBS in 2020, she worked at Greenberg Glusker Fields Claman & Machtinger from 2014 to 2020. She serves as a trustee for two family-related irrevocable trusts, involving trustee responsibilities including potential investment decisions. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings. The firm combines institutional trading capabilities with wealth management services, using proprietary research and model-based asset allocations to tailor client plans.

Mayra Venegas is a financial advisor with UBS Financial Services in Los Angeles, CA, holding a Series 66 license and seven years of industry experience. Her prior roles include positions at Merrill and Morgan Stanley Smith Barney LLC. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm integrates institutional trading capabilities with wealth management services and provides proprietary research and capital markets solutions.

Joel Barrus is a financial advisor at UBS Financial Services with eight years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at Morgan Stanley, Fidelity Brokerage Services, and Wells Fargo. UBS Financial Services serves individual, corporate, and institutional clients through a mix of brokerage and advisory services, utilizing proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management and offers a broad range of capital markets services.

Roxanne Kroll is a financial advisor at UBS Financial Services in Los Angeles, CA, holding a Series 66 designation with 17 years of industry experience. She has been with UBS since 2015. Her other business activities include serving as Successor Trustee and Executor of a revocable living trust. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings through a network of financial advisors.

Pasha Azad is a financial advisor at UBS Financial Services with 15 years of industry experience. He previously worked at AllianceBernstein for 16 years before joining UBS in 2026. He holds the Series 63 and Series 66 designations. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and employs proprietary research and model-based asset allocations to tailor client plans.

Langdon Froomer is a financial advisor at UBS Financial Services in Los Angeles, CA, holding a Series 66 designation with 10 years of industry experience. He has been with UBS Financial Services Inc. since 2016. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm integrates institutional trading capabilities with wealth management services, leveraging proprietary research and model-based asset allocations to tailor advice to clients’ goals and risk tolerances.

Pablo Rivas is a financial advisor with UBS Financial Services in Los Angeles, holding a Series 66 designation and bringing 23 years of industry experience. He has been with UBS Financial Services since 2010. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.