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Kent L

Series 63, Series 66

Pasadena, CA

UBS Financial Services

Kent Leung is a financial advisor with UBS Financial Services in Pasadena, CA, holding Series 63 and Series 66 credentials and bringing 22 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, he serves as Vice President and Secretary of a family-owned noodle restaurant business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor financial plans. The firm combines institutional trading capabilities with wealth management services and operates as a broker-dealer, investment adviser, and futures commission merchant.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Susan T

Series 66

Pasadena, CA

UBS Financial Services

Susan Tunell is a financial advisor at UBS Financial Services with 21 years of industry experience. She holds a Series 66 designation and has been with UBS since 2010. Outside of her advisory role, she has worked as an on-call banquet server at the Arizona Biltmore Resort and Spa. UBS Financial Services serves individual, corporate, and institutional clients through a wide range of brokerage and advisory offerings, utilizing proprietary research and model-based asset allocations to tailor client solutions. The firm combines institutional trading capabilities with wealth management services, operating as a futures commission merchant and providing custody, underwriting, and other capital markets services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Isabel H

Series 66

Pasadena, CA

UBS Financial Services

Isabel Ho is a financial advisor at UBS Financial Services with nine years of industry experience. She has been with UBS Financial Services Inc. since 2016. Isabel holds a Series 66 designation. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering a broad range of capital markets services and proprietary research to tailor investment strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Richard C

Series 66

Pasadena, CA

UBS Financial Services

Richard Chen is a financial advisor with UBS Financial Services in Pasadena, CA, holding a Series 66 designation and 13 years of industry experience. He has been with UBS Financial Services since 2016. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services through a comprehensive platform that includes portfolio management, financial planning, and access to proprietary research.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Felicia C

Series 66

Pasadena, CA

UBS Financial Services

Felicia Chang is a financial advisor at UBS Financial Services in Pasadena, CA, with 16 years of industry experience and a Series 66 designation. Her prior work includes roles at Wells Fargo Clearing, Morgan Stanley, and earlier tenures at UBS Financial Services. Outside of her advisory work, she co-owns a mobile waste compaction business in Monterey Park, CA. UBS Financial Services serves individual, corporate, and institutional clients by offering a blend of brokerage and investment advisory services, including fee-based financial planning and portfolio management, supported by proprietary research and institutional trading capabilities.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Nicole C

Series 66

Pasadena, CA

UBS Financial Services

Nicole Chen is a financial advisor at UBS Financial Services in Pasadena, CA, holding a Series 66 designation with less than one year of industry experience. Prior to joining UBS, she worked at ICE Cobotics and has several years of experience in educational roles at Northeastern University, Vivian Webb School, and Yew Chung International School. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining proprietary research and model-based asset allocations to tailor financial plans. The firm offers a broad range of wealth management and capital markets capabilities, including fiduciary financial planning, discretionary portfolio management, and institutional trading.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Sze Cheung L

Series 63, Series 66

Pasadena, CA

UBS Financial Services

Sze Cheung Leung is a financial advisor with UBS Financial Services in Pasadena, CA, holding Series 63 and Series 66 licenses with four years of industry experience. He has worked at UBS since 2005, including roles at UBS AG from 2005 to 2021 and UBS Financial Services since 2022. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings that include fee-based financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and research resources.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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