Imelda Yang is a financial advisor at UBS Financial Services with 25 years of industry experience. She holds a Series 66 designation and has been with UBS since 2016. UBS Financial Services Inc. serves individual, corporate, and institutional clients, offering brokerage and investment advisory services including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services to provide tailored investment solutions.

Karey Klein is a financial advisor with UBS Financial Services in San Francisco, holding a Series 66 designation and 21 years of industry experience. She has been with UBS since 2013. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management. The firm offers fee-based financial planning, portfolio management, and access to proprietary research and capital markets services.

Charles Faurot is a financial advisor at UBS Financial Services in San Francisco, holding a Series 66 designation. He has prior experience at Oxford Finance LLC and a background in education with roles at the University of California Santa Barbara, Mountain View High School, and Blach Middle School. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides customized financial planning and portfolio management informed by proprietary research and model-based asset allocations.

Kristin Chaset is a CFP®-designated financial advisor at UBS Financial Services with 19 years of industry experience. She previously worked at Merrill for 16 years, followed by roles at First Republic Investment Management and RBC Capital Markets. UBS Financial Services Inc. offers brokerage and investment advisory services to individual, corporate, and institutional clients, combining institutional trading capabilities with wealth management and proprietary research to tailor strategies based on clients’ goals and risk tolerances.

Xin Li is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. Prior to joining UBS, Xin worked in real estate investment management and held positions at Hays U.S. Corporation and various academic institutions. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services. The firm combines institutional trading capabilities with wealth management offerings, providing tailored plans based on proprietary research and model-based asset allocations.

Karen Garcia is a financial advisor at UBS Financial Services with 31 years of industry experience. She has been with UBS since 2001 and holds Series 63 and Series 66 licenses. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and integrates research from its Chief Investment Office and UBS Global Research to tailor client strategies.

Brandon West is a financial advisor at UBS Financial Services with four years of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley Smith Barney LLC and Bank of America. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary market assumptions and research to tailor investment plans to clients' goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services, offering a broad range of advisory and capital markets solutions.

Tricia Kramer is a financial advisor at UBS Financial Services with 34 years of industry experience. She holds the Series 63 and Series 66 designations and has worked at UBS Financial Services since 2014, following 12 years at Merrill. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers proprietary research, capital markets services, and lending programs.

Nicholas Broback is a financial advisor at UBS Financial Services with one year of industry experience. He holds the Series 66 designation and previously worked at Citizens JMP Securities. Prior to entering the financial sector, he spent several years in education at the University of Oregon and Acalanes High School. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing proprietary capital market assumptions and research to tailor financial plans. The firm combines institutional trading capabilities with wealth management services, including portfolio management, financial planning, and capital markets activities.

Anita Lam is a financial advisor with UBS Financial Services in San Francisco, CA, holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. She has been with UBS Financial Services since 2016. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including financial planning, portfolio management, and access to mutual funds and alternative products. The firm leverages proprietary research and institutional trading capabilities to tailor investment strategies to client goals and risk tolerances.

M Penwell Jr. is a financial advisor at UBS Financial Services in San Francisco, CA, holding a Series 63 designation with 58 years of industry experience. He has worked at UBS since 1984 and previously at Painewebber, Inc. beginning in 1974. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and delivers advisory work through a network of Financial Advisors using proprietary research and model-based asset allocations.

Eric Fingleson is a Series 66 licensed financial advisor with UBS Financial Services in Beverly Hills, CA, where he has worked since 2012. He has 19 years of industry experience. He serves on the board of directors for Jewish Big Brothers Big Sisters of Los Angeles, engaging in volunteering and fundraising activities. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor plans. The firm combines institutional trading capabilities with wealth management services, including fiduciary fee-based financial planning and a broad range of capital markets services.

Yujun Qian is a financial advisor at UBS Financial Services with one year of industry experience. Prior to this role, Qian worked for UBS in various capacities across Hong Kong and China from 2015 to 2024. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor financial plans and portfolio management. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Erika Chan is a financial advisor with UBS Financial Services in San Francisco, holding Series 63 and Series 65 credentials and 13 years of industry experience. Her prior roles include multiple positions at Wells Fargo Clearing and Wells Fargo Advisors LLC. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining proprietary research and model-based asset allocation with institutional trading capabilities.

Xiao Wen Luo is a financial advisor at UBS Financial Services with eight years of industry experience. Prior to rejoining UBS in 2024, Xiao Wen worked at JPMorgan Chase Bank, N.A. and Morgan Stanley. Outside of financial services, Xiao Wen is a fitness instructor at Entangle and Sway in San Francisco. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing model-based asset allocations and proprietary research to tailor financial plans. The firm combines institutional trading capabilities with wealth management services, including portfolio management, capital markets activities, and affiliated banking programs.

Lisa Walsh is a financial advisor with UBS Financial Services in San Francisco, holding Series 63 and Series 66 licenses and bringing 34 years of industry experience. She has been with UBS since 2016. Walsh is designated as successor trustee for multiple family trusts, which will involve managing and administering trust assets when she assumes those responsibilities. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory services, combining institutional trading capabilities with wealth management and utilizing proprietary research and model-based asset allocations to tailor client solutions.

Tyler Blaisdell is a financial advisor at UBS Financial Services with eight years of industry experience. He has held positions at Sanford C. Bernstein & Co., LLC and AGC Partners prior to joining UBS in 2020. Blaisdell also has a background in education, spanning ten years before his advisory career. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor investment plans to client goals and risk tolerances.

Kathryn Kinser is a financial advisor at UBS Financial Services with 13 years of industry experience. She previously worked at JPMorgan Securities and JPMorgan Chase Bank from 2018 to 2024 and earlier at UBS Financial Services from 2012 to 2018. Kinser holds a Series 66 designation and serves as Treasurer on the board of the Loma Verde Foundation, a school Parent Teacher Organization. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, offering a wide range of products supported by proprietary research and capital market insights.

Christopher Sales Sorto is a financial advisor with UBS Financial Services in San Francisco, holding Series 63 and Series 65 credentials and bringing eight years of industry experience. He has been with UBS since 2015. Outside of his advisory role, he is a partner in Franco Sales LLC, an enterprise focused on buying and selling household goods for profit. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management, leveraging proprietary research and model-based asset allocations to tailor strategies to client goals. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Yu Hsuan Hsieh is a financial advisor with UBS Financial Services in San Francisco, holding a Series 66 designation and 12 years of industry experience. Prior to joining UBS in 2019, Hsieh worked at Morgan Stanley from 2015 to 2019. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, combining institutional trading capabilities with wealth management solutions. The firm offers fee-based financial planning, portfolio management, and a range of capital markets services supported by proprietary research and model-based asset allocations.