Nestor Mendez Gallione is a financial advisor at UBS Financial Services with 19 years of industry experience. He holds Series 63 and Series 66 credentials and has previously worked at Morgan Stanley and Citigroup Global Markets. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings. The firm leverages proprietary research and model-based asset allocations to tailor financial plans to clients’ goals and risk tolerances.

Thomas Ruiz is a Series 66 licensed financial advisor with UBS Financial Services in Stamford, CT, holding 18 years of industry experience. He has been with UBS and its affiliates since 2005. Outside of his advisory role, Ruiz is a partner and owner of VERO MOREAU LLC, a business focused on image consulting, fashion styling, and merchandising. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary research and model-based strategies to tailor plans to clients’ goals. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and advisory solutions.

James Shantz is a financial advisor at UBS Financial Services with 52 years of industry experience. He has been with UBS since 2003 and holds a Series 63 designation. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor client solutions.

Sandra Bright is a financial advisor at UBS Financial Services with 23 years of industry experience. She holds a Series 66 designation and has been with UBS since 1999. Outside of her advisory role, she has been involved with Woodway Country Club since 1990. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management and uses proprietary research and model-based asset allocations to tailor client strategies.

David Ball is a financial advisor with UBS Financial Services in Stamford, CT, holding a Series 66 designation and 23 years of industry experience. He has worked at UBS since 2002. Outside of his advisory role, he serves on the Board of Directors and as an advisor for Family Centers, a nonprofit organization focused on education and human services for children, adults, and families. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm employs model-based asset allocations and research from its Chief Investment Office and UBS Global Research to tailor financial plans to clients’ goals and risk tolerances.

Nicholas Sinchak is a financial advisor at UBS Financial Services with seven years of industry experience and holds the Series 66 designation. He has been with UBS since 2016. Outside of finance, he teaches children to ice skate at facilities in New York City. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services tailored to clients’ goals and risk tolerances.

Kathleen Mcelaney is a financial advisor at UBS Financial Services with a Series 66 designation and four years of industry experience. Her work history includes roles at UBS, AlphaSights, Earthplace, and DVG Partners. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management, leveraging proprietary research and model-based asset allocations to tailor strategies to client goals. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Melissa Spohn is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 66 designations with 18 years of industry experience. She has been with UBS since 2012. Outside of her advisory role, she serves as Treasurer and a member of the Board of Directors for the Swedish Ski Club, which supports skiing activities and manages a common lodging facility for its members. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client solutions.

Brij Jairath is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with UBS since 1995. Outside of advising, Jairath works occasionally as a referral agent for a real estate network serving licensed brokers. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining proprietary research and model-based asset allocation to tailor financial plans. The firm offers both wealth management and institutional trading capabilities, including futures commission merchant services and principal trading.

Sarah Petrone is a financial advisor at UBS Financial Services with 17 years of industry experience. She holds a Series 66 designation and previously worked at Morgan Stanley from 2015 to 2018. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Kathleen Ferraro is a financial advisor with UBS Financial Services in Stamford, CT. She holds Series 63 and Series 65 licenses and has 36 years of industry experience, including prior roles at Morgan Stanley Smith Barney and Citigroup Global Markets. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor advice to clients’ goals and risk tolerances.

Andrea Anderson is a financial advisor with UBS Financial Services in Stamford, CT, holding a Series 66 designation and bringing 25 years of industry experience. She has been with UBS Financial Services Inc. since 2010. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and offers proprietary research and a variety of capital markets and lending products.

Danielle Fujioka is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 65 licenses and having 22 years of industry experience. She has been with UBS since 2017 and previously worked at Wells Fargo Clearing and Wells Fargo Advisors. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, providing access to research-driven strategies and various capital markets services.

Nicole Innarelli is a Series 66 registered financial advisor with UBS Financial Services in Stamford, CT, bringing eight years of industry experience. She has been with UBS since 2017 and previously worked at Ammirati's Of Love Lane and Fairfield University. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, employing proprietary capital market assumptions and research to tailor financial plans and asset allocations to client goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services, offering a broad set of capital markets and advisory solutions.

Monica Mccartan is a financial advisor at UBS Financial Services with 17 years of industry experience. She holds Series 65 and Series 63 licenses and has been with UBS since 2006. Outside of her advisory role, Monica is involved as a Pilates instructor at Hydrogen Fitness in Port Chester, New York. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining proprietary research and model-based asset allocations to tailor plans. The firm integrates institutional trading capabilities with wealth management and offers a broad range of financial products and services.

Brandon Marty is a CFA® charterholder with 13 years of industry experience. He currently works at UBS Financial Services, joining the firm in 2023 after nine years at City National Rochdale. He holds the Series 63 license and operates out of Stamford, CT. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a mix of brokerage and advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering products such as futures commission merchant services, principal trading, and proprietary research.

Matthew Terry is a financial advisor at UBS Financial Services with 38 years of industry experience. He has been with UBS since 2003 and holds Series 63 and Series 65 designations. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Michael Zazuri is a financial advisor at UBS Financial Services in Stamford, CT, holding a Series 66 license with two years of industry experience. His prior work includes positions at Mass Mutual Investors Services and MassMutual Life Insurance Company, as well as roles outside finance at Elite Sampling & Media Group and Tractor Supply Company. He has also been involved with Kids On The Moon and Sacred Heart University. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and utilizes proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Elizabeth Mahr is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. She has been with UBS Financial Services since 2015. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and discretionary portfolio management. The firm integrates proprietary research and capital market assumptions to tailor investment strategies and combines institutional trading capabilities with wealth management services.

Guillermo Eiben is a financial advisor at UBS Financial Services with 17 years of industry experience. He holds the Series 66 designation and has previously worked at Morgan Stanley and Morgan Stanley Private Bank, N.A. for over a decade. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor client solutions.

Thomas Mantione is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 65 credentials and over 32 years of industry experience. He has been with UBS since 2003. Mantione and his wife are founding a nonprofit organization aimed at supporting local youth leadership programs and providing scholarships for Eagle Scouts. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management, leveraging proprietary research and providing a broad range of capital markets services.

Jena Grace Kole is a financial advisor with UBS Financial Services in Stamford, CT, holding a Series 66 designation and 16 years of industry experience. She has worked at UBS since 2014. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Derek J Thompson is a financial advisor at UBS Financial Services in Stamford, CT, holding Series 63 and Series 65 registrations with 26 years of industry experience. He has worked at UBS since 2008. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers proprietary research and affiliated lending programs.

Jaquelyn Mantione is a financial advisor with UBS Financial Services in Stamford, CT. She holds a Series 66 designation and has been with UBS since 2024. Mantione has additional experience at Diamond Properties and has academic involvement with the University of Bologna and Northwestern University. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor plans to clients' goals and risk tolerances.

David Priebe Jr. is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 66 registrations and bringing 11 years of industry experience. He previously worked at The Vanguard Group, Inc. for one year before joining UBS in 2017. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services to support customized financial planning and portfolio management.

Prescott Romeyn is a financial advisor with UBS Financial Services in Stamford, CT, holding a Series 66 designation and 19 years of industry experience. He has been with UBS since 2006. Outside of his advisory role, he serves on the Tokeneke Tax District board in Darien, CT, where he helps oversee the neighborhood's annual budget and tax rate. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and model-based asset allocations to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services.

Susan Howard is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. Prior to joining UBS in 2021, she worked at State Street Global Advisors and related entities from 2016 to 2019. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, utilizing proprietary research and model-based asset allocation to tailor strategies. The firm integrates institutional trading capabilities with wealth management, offering a broad range of financial planning and capital markets services.

Michael D. Henderson is a financial advisor at UBS Financial Services with 15 years of industry experience. He has been with UBS since 2009. Outside of his advisory work, he coaches varsity hockey at Archbishop Stepinac High School and works seasonally as a salesman at Pedigree Ski Shop. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and offers a range of capital markets services.

Kevin Knisley is a financial advisor at UBS Financial Services with 18 years of industry experience. He has been with UBS since 2012 and holds the Series 63 and Series 65 designations. Outside of his advisory work, he is involved in an event catering business as a cook. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides fee-based financial planning, discretionary and non-discretionary portfolio management, and access to proprietary research to tailor investment strategies to clients’ goals and risk tolerances.

Gregory Merrill is a financial advisor with UBS Financial Services in Stamford, CT, holding a Series 66 designation and bringing 11 years of industry experience. He has been with UBS since 2014. Merrill serves as the President of the Southeast Michigan Chapter of the Exit Planning Institute, where he helps organize educational programs for business owners and professional advisors on exit planning. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and uses proprietary research and model-based asset allocations to tailor strategies to clients' goals and risk tolerances.

Nicole Ayub is a financial advisor at UBS Financial Services with 10 years of industry experience. She holds a Series 66 designation and has previous work experience at JPMorgan Securities, JPMorgan Chase Bank, Neuberger Berman, and LPL Financial. Outside of her advisory role, she is the sole member of Wall Street Girl Next Door, an organization focused on developing relationships. UBS Financial Services serves individual, corporate, and institutional clients through a broad range of brokerage and investment advisory services, utilizing proprietary capital market assumptions and research to tailor plans to client goals. The firm combines institutional trading capabilities with wealth management, offering services that include discretionary portfolio management, fiduciary financial planning, and a range of capital markets activities.

Laurie Pallas is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. She has been with UBS Financial Services since 2013. UBS Financial Services serves individual, corporate, and institutional clients offering brokerage and advisory services, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management and provides proprietary research and a broad range of capital markets services.

Phillip Blair is a financial advisor at UBS Financial Services with 18 years of industry experience. He holds the Series 66 designation and has previously worked at JPMorgan Chase Bank NA and J.P. Morgan Securities. Based in Stamford, CT, he has been with UBS since 2018. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm offers a combination of institutional trading capabilities and wealth management services, supported by proprietary research and a broad platform of capital markets solutions.

Jill Lloyd is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 66 licenses and bringing 14 years of industry experience. She previously worked at Evercore Wealth Management for five years before joining UBS in 2021. Outside of her advisory role, she serves as Finance Chair on the Board of Directors for Ignite and is a partner in a venture capital investment fund focusing on SaaS and cybersecurity companies. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, combining institutional trading capabilities with wealth management services and relying on proprietary research and model-based asset allocations to tailor client solutions.

Loretta Finck is a financial advisor at UBS Financial Services in Stamford, CT, with 47 years of industry experience. She holds Series 63 and Series 66 designations and has been with UBS since 2010. Outside of her advisory role, she is involved with the Sherman Historical Society as a member and chairman of the Endowment Committee, and she serves as Chair of the Naromi Advisory Council for the Northwest Connecticut Land Conservancy. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, utilizing proprietary research and model-based asset allocations to tailor financial plans. The firm combines wealth management with institutional trading capabilities and offers a broad array of capital markets and lending services.

Andrew Shantz is a financial advisor at UBS Financial Services with 29 years of industry experience. He has been with UBS since 2003 and holds Series 63 and Series 65 licenses. Outside of his advisory role, he is a member of Old Ivy LLC, a personal investment LLC co-managed with Tom Mantione. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings. The firm delivers advisory services using proprietary capital market assumptions, model-based asset allocations, and research from its Chief Investment Office and UBS Global Research to tailor financial plans and portfolio management.

Ross Licero is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with UBS since 2008. Outside of his advisory work, he serves on the board of Friends of Gorhams Pond, a local maintenance fund, where he also manages the organization’s books. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services and proprietary research to tailor investment plans to client goals and risk tolerances.

Robert Lenihan is a financial advisor with UBS Financial Services in Stamford, CT, holding Series 63 and Series 65 designations and bringing 39 years of industry experience. He has been with UBS Financial Services since 2009. Outside of his advisory role, he has served as Treasurer and Board Member of the Shaws Acres Community Association. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm employs proprietary research and model-based asset allocations to tailor solutions to clients’ goals and risk tolerances.

Teresa Jacobsen is a financial advisor at UBS Financial Services with 27 years of industry experience, all spent at UBS since 1999. She holds Series 63 and Series 65 licenses and serves as Treasurer and Officer for the Academy of Certified Portfolio Managers. Jacobsen is also an associate of the Stamford Health Foundation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to deliver tailored financial planning and portfolio management.