Maximilian De Vito is a financial advisor at UBS Financial Services with one year of industry experience. He holds a Series 66 designation and has worked previously at New York Tribeca Group and in various roles outside finance, including positions at Cedar Grove Liquors and Salve Regina University. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory services, offering financial planning, portfolio management, and access to a broad range of investment products supported by proprietary research and institutional trading capabilities.

Edwin Lee is a financial advisor with UBS Financial Services, holding a Series 66 designation and one year of industry experience. Prior to joining UBS in 2025, he worked in education for six years, including positions at the University of Delaware and regional schools in New Jersey. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor financial plans and portfolio management to client goals and risk tolerances.

Tristan Tritt is a financial advisor at UBS Financial Services with a Series 66 designation and two years of industry experience. His prior roles include positions at Brinker Capital Investment and work with Congressman Brian Fitzpatrick. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services tailored to client goals and risk tolerances.

Sean O'Brien is a financial advisor with UBS Financial Services, holding a Series 66 designation and four years of industry experience. Prior to joining UBS in 2026, he worked at Morgan Stanley for five years and held roles at Verisk Analytics, Epic Systems, and the University of Notre Dame. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary market research and model-based asset allocations to tailor investment plans aligned with clients’ goals and risk tolerances.

Carver Lutz is a financial advisor at UBS Financial Services with a Series 66 credential and less than one year of industry experience. His prior work includes roles at Phoenix Intelligence and Elon University. UBS Financial Services Inc. serves individual, corporate, and institutional clients with a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor financial plans to clients’ goals and risk tolerances.

Brian Alden is a financial advisor at UBS Financial Services with 13 years of industry experience. He holds the Series 66 designation and has been with UBS since 2013. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings. The firm combines institutional trading capabilities with wealth management services, providing a broad range of financial planning, portfolio management, and capital markets solutions.

Stephanie Lau is a financial advisor with UBS Financial Services in Weehawken, NJ, holding a Series 66 designation and bringing eight years of industry experience. She has been with UBS since 2017 and previously worked at Bank of America from 2010 to 2017. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Gregg Arum is a financial advisor at UBS Financial Services in Weehawken, NJ, with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has been with UBS Securities LLC since 2006 and UBS Financial Services since 2004. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and research resources to support client strategies.

Kristi Mikula is a financial advisor with UBS Financial Services, holding a Series 66 credential and two years of industry experience. Prior to joining UBS, she held roles in hospitality and community recreation, including positions at Molly Pitcher Inn and Fairfield Parks and Recreation. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary research and model-based asset allocations to tailor plans according to clients’ goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services, including futures commission merchant operations and underwriting activities.

Noah Santifort is a financial advisor at UBS Financial Services with two years of industry experience. He previously worked at Global Atlantic Distributors, LLC and Global Atlantic Financial Group. His background also includes roles at the University of South Carolina and Dickinson College. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory services, employing proprietary capital market assumptions and research to create tailored financial plans and portfolio management strategies. The firm combines institutional trading capabilities with wealth management services, offering unique products such as futures commission merchant services and securities-backed lending.

James D'elia is a CFA® charterholder with four years of industry experience. He is currently with UBS Financial Services, joining in 2024, and previously worked at Morgan Stanley, Oppenheimer & Co, S&P Dow Jones Indices, and Bloomberg LP. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, using proprietary research and model-based asset allocations to tailor client solutions.

Britney Ellman is a Series 66-licensed financial advisor with UBS Financial Services in Weehawken, NJ, with two years of industry experience. Her prior experience includes roles in academic and college admission offices as well as various community recreation positions. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services and provides a broad range of capital markets and advisory solutions.

Fred Sung is a CFA® charterholder and holds a Series 63 license with 19 years of industry experience. He has been with UBS Financial Services since 2013. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering financial planning, discretionary and non-discretionary portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services, delivering advisory work through a network of Financial Advisors who utilize proprietary research and model-based asset allocations.

Chu Chu Xiang is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. Prior to joining UBS, Xiang held various roles including academic positions at the University of Rochester and work at Citic Securities. Outside of finance, Xiang has been involved in the operation of a restaurant business, Chiharu Sushi & Noodle. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory services, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm utilizes proprietary research and model-based asset allocations to tailor plans aligned with clients’ goals and risk tolerances.

Gregory Toskos is a financial advisor with UBS Financial Services in Weehawken, NJ, holding Series 63 and Series 65 credentials and having 26 years of industry experience. He has been with UBS Financial Services since 2005. Outside of his advisory role, he is involved in coaching ice hockey, serving as a varsity coach for the Don Bosco Prep hockey program and coaching with The Ice Vault in Wayne, NJ. UBS Financial Services serves individual, corporate, and institutional clients, offering brokerage and investment advisory services including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides clients with research-based, model-driven investment strategies.

Lyle Monteserrato is a financial advisor at UBS Financial Services with 23 years of industry experience. He holds the Series 66 designation and has been with UBS since 2016. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and offers a range of capital markets and research resources.

Marian Chen is a financial advisor at UBS Financial Services with two years of industry experience. She holds a Series 66 designation and has previously worked at Deloitte and the deVere Group. Prior to her advisory roles, she was affiliated with NYU Shanghai and William H. Hall High School. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory services, including portfolio management and financial planning. The firm leverages proprietary research and model-based asset allocations to tailor strategies aligned with clients' goals and risk tolerances.

Aaron Sandler is a financial advisor with UBS Financial Services in Weehawken, NJ. He holds a Series 66 designation and has four years of experience, including prior roles at Binghamton University and the American College In Spain. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services, supported by proprietary research and a broad platform of capital markets and banking services.

Ryan Hinman is a financial advisor at UBS Financial Services with one year of industry experience. He holds a Series 66 designation and previously worked at The Clifford Group and held roles at Hobart and William Smith Colleges and South Hunterdon Regional School District. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and delivers advisory work through a network of Financial Advisors using proprietary research and model-based asset allocations.

Mitchell Slater is a financial advisor at UBS Financial Services with 38 years of industry experience. He holds a Series 63 designation and has been with UBS since 2010. Outside of his advisory work, he volunteers as a host for a music industry website and serves on the New York advisory board and event committee for Little Kids Rock, a nonprofit that brings music programs to classrooms. He is also a member of the Westfield Board of Education in New Jersey. UBS Financial Services provides brokerage and investment advisory services to individual, corporate, and institutional clients, combining institutional trading capabilities with wealth management. The firm offers fee-based financial planning, portfolio management, and a range of capital markets services through a large network of financial advisors.