Ricot Chancy is a financial advisor with UBS Financial Services holding Series 63 and Series 66 credentials and eight years of industry experience. His prior roles include positions at PGIM Investments, New York Life, Santander Securities, Ascensus, and Merrill. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, leveraging proprietary capital market assumptions and research to tailor plans based on clients’ goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services across a broad platform.

Justin Cozza is a financial advisor with UBS Financial Services, holding Series 63 and Series 66 licenses and 20 years of industry experience. He has worked at UBS Financial Services since 2016, with a brief interruption in 2025. UBS Financial Services Inc. serves individual, corporate, and institutional clients by combining brokerage and investment advisory offerings, including financial planning, portfolio management, and alternative product distribution. The firm integrates institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor client plans.

Catherine Stampul is a financial advisor with UBS Financial Services in Weehawken, NJ, holding a Series 63 designation and having 37 years of industry experience. She has been with UBS since 2005. Outside of her advisory role, she has worked as a sales consultant at Macy’s Department Store in Paramus Garden State Plaza. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings tailored to clients’ goals using proprietary research and model-based asset allocations.

Abraham Cohen is a financial advisor at UBS Financial Services with one year of industry experience. He holds a Series 66 designation and has previous experience working at Cross River Bank and teaching at DRS High School. Outside of finance, he has worked at several summer camps including Camp Hasc, Camp Kaylie, and Camp Mesorah. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, utilizing proprietary research and model-based asset allocations. The firm combines institutional trading capabilities with wealth management services, offering a broad range of financial products and capital markets services.

Daniel Sullivan is a financial advisor at UBS Financial Services with four years of industry experience. He holds a Series 66 designation and has previously worked at Lazard and Hunter Roberts Construction Company. Outside of his advisory work, he operated a business called Danny's Seasonal Care for seven years. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and provides research-driven, tailored investment strategies.

Tyler Carter is a financial advisor with UBS Financial Services holding a Series 66 designation and less than one year of industry experience. Prior to joining UBS, he worked at PitchBook Data and Russell Investments, each for approximately one year. His background also includes roles in education and public service. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings. The firm employs proprietary research and model-based asset allocations to tailor investment solutions aligned with client goals.

Stefano Mascetti is a financial advisor at UBS Financial Services with 25 years of industry experience. He holds the Series 66 designation and has been with UBS-affiliated firms since 2004, including UBS Financial Services since 2010. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and employs proprietary research and model-based asset allocations to tailor strategies to clients' goals and risk tolerances.

Deborah Mitchell is a financial advisor at UBS Financial Services with 13 years of industry experience. She holds a Series 66 designation and has been with UBS since 2013. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Yaohua Zhu is a financial advisor at UBS Financial Services with Series 66 credentials and less than one year of industry experience. Prior to joining UBS, Zhu held positions at PricewaterhouseCoopers and spent five years at Babson College. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services and operates as a broker-dealer, investment adviser, and futures commission merchant.

Julian Saltzman is a Series 66-credentialed financial advisor at UBS Financial Services with one year of industry experience. Before joining UBS, he held roles at Medidata Solutions and the University of South Carolina. UBS Financial Services Inc. serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Lyla Tidmore is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. Prior to joining UBS, she spent eight years in education, working at The University of Georgia, Austin High School, and O.Henry Middle School. UBS Financial Services serves individual, corporate, and institutional clients by offering a range of brokerage and investment advisory services, including financial planning, portfolio management, and access to mutual funds and alternative products. The firm integrates institutional trading capabilities with wealth management through proprietary research, model-based asset allocations, and a broad platform of capital markets and lending services.

Kathleen Castiello is a financial advisor at UBS Financial Services with one year of industry experience. She holds the Series 66 designation and has prior work experience at Sportradar, Clemson University, and Inside Lacrosse. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings through a network of financial advisors.

Dongwon Yoo is a financial advisor at UBS Financial Services with a Series 66 credential and one year of industry experience. He previously worked at Equitable Advisors and Hegemon Group International, LLC. Outside of finance, he also works part-time in the food service industry. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering fee-based financial planning, portfolio management, and a variety of investment products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Robert Sorrentino is a financial advisor with UBS Financial Services in Weehawken, NJ, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with UBS since 2010. Outside of his advisory role, he is a partner in RCRS Partners LLC, an investment entity focused on private placements primarily in the spirits industry. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining proprietary research and model-based asset allocations to tailor financial plans. The firm integrates institutional trading capabilities with wealth management, offering custody, underwriting, and capital markets services.

Alexandra O'hare is a financial advisor at UBS Financial Services with one year of industry experience. She holds a Series 66 designation and has previously worked at Holman Frenia Allison CPAs and CT Soccer Network. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering a range of financial planning, portfolio management, and capital markets solutions. The firm integrates institutional trading capabilities with wealth management and research from its Chief Investment Office to tailor strategies to client goals and risk tolerances.

Juliana Yamin is a financial advisor at UBS Financial Services with four years of industry experience. She holds the Series 66 designation and previously worked at Georgetown University and The Taft School. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm utilizes proprietary research and model-based asset allocations to tailor plans according to clients’ goals and risk tolerances.

David Giffen is a financial advisor at UBS Financial Services with 17 years of industry experience. He holds a Series 66 designation and has been with UBS since 2006. Giffen serves on the Board of Governors of the Money Management Institute, an industry association for financial services firms. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering portfolio management, financial planning, and access to mutual funds and alternative products. The firm integrates institutional trading capabilities with wealth management through a network of advisors utilizing proprietary research and model-based asset allocations.

Jeffrey Lichtstein is a financial advisor at UBS Financial Services with 27 years of industry experience. He has been with UBS since 2001 and holds Series 63 and Series 65 licenses. Outside of his advisory role, he participates in anonymous consumer focus groups unrelated to the financial industry. UBS Financial Services serves individual, corporate, and institutional clients through a variety of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management and provides access to proprietary research and diversified capital markets services.

Andrew Perlstein is a financial advisor with UBS Financial Services in Weehawken, NJ, holding Series 63 and Series 66 licenses and 16 years of industry experience. He has been with UBS Financial Services since 2011. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor strategies to clients’ goals and risk tolerances.

Thomas Orourke is a Series 66 licensed financial advisor with 10 years of experience, currently with UBS Financial Services in Weehawken, NJ since 2015. He has spent over a decade at UBS, contributing to the firm’s advisory services. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor client plans.