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Andrew F

Series 63, Series 66

Weehawken, NJ

UBS Financial Services

Andrew Frazao is a financial advisor with UBS Financial Services in Weehawken, NJ, holding Series 63 and Series 66 licenses and with 10 years of industry experience. He worked at The Gms Group, L.L.C. from 2015 to 2018 before joining UBS in 2018. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and offers proprietary research and a broad range of capital markets solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Rylie D

Series 66

Weehawken, NJ

UBS Financial Services

Rylie Duncan is a financial advisor at UBS Financial Services with a Series 66 credential and one year of industry experience. Prior to joining UBS, Duncan worked at Steve Madden and held roles at the University of Maryland and Honey Day Cafe. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings tailored to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Tracy C

Series 63, Series 65, Series 66

Weehawken, NJ

UBS Financial Services

Tracy Cairoli is a financial advisor at UBS Financial Services in Weehawken, NJ, holding Series 63, 65, and 66 licenses with 19 years of industry experience. Her prior roles include positions at Morgan Stanley Smith Barney LLC, Invesco, and OppenheimerFunds. She serves on the Board of Directors for the Glen Rock Middle School/High School Home School Association, where she is involved in financial oversight and community engagement activities. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory services, including fee-based financial planning and discretionary portfolio management. The firm integrates institutional trading capabilities with wealth management, supporting tailored client solutions through proprietary research and asset allocation models.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Daniel M

Series 66

Weehawken, NJ

UBS Financial Services

Daniel Mendoza is a Financial Advisor at UBS Financial Services with nine years of industry experience. He holds the Series 66 designation and previously worked at Hennion & Walsh, Inc. for seven years and Edward Jones for one year. Mendoza is based in Weehawken, NJ. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm employs proprietary research and model-based asset allocations to tailor financial plans and portfolio management to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Sean H

Series 66

Weehawken, NJ

UBS Financial Services

Sean Heckler is a Series 66-licensed financial advisor with UBS Financial Services, based in Weehawken, NJ, with four years of industry experience. Prior to joining UBS in 2022, he held various roles including independent contractor work with DoorDash. Outside of his advisory role, he continues to work part-time as a DoorDash delivery contractor on weekends. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor solutions. The firm integrates institutional trading capabilities with wealth management services, providing a range of financial products and capital markets solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Camryn M

Series 66

Weehawken, NJ

UBS Financial Services

Camryn Mc Hugh is a financial advisor at UBS Financial Services with one year of industry experience. She holds a Series 66 designation and previously worked at Monmouth University and the Trump National Golf Club Philadelphia. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides a broad array of capital markets and research resources.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Christopher A

Series 66

Weehawken, NJ

UBS Financial Services

Christopher Alcala is a financial advisor at UBS Financial Services with two years of industry experience. He holds the Series 66 designation and previously worked at Brackens Financial Solutions Network and LPL Financial LLC. Before entering the financial industry, he had roles in education and community services. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research-driven, model-based investment strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Mustafa O

Series 66

Weehawken, NJ

UBS Financial Services

Mustafa Osman is a financial advisor with UBS Financial Services, holding a Series 66 designation and 14 years of industry experience. He has worked at UBS since 2017 and previously held roles at Eagle Strategies, Nylife Securities LLC, and New York Life Insurance Co. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory services. The firm offers fee-based financial planning, portfolio management, and access to mutual funds and alternative products, supported by proprietary research and institutional trading capabilities.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Maddie M

Series 66

Weehawken, NJ

UBS Financial Services

Maddie Moore is a Series 66 registered financial advisor with UBS Financial Services in Weehawken, NJ, where she has worked since 2014. She has nine years of industry experience. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research-driven, tailored investment strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Matthew F

Series 66

Weehawken, NJ

UBS Financial Services

Matthew Fleissig is a financial advisor at UBS Financial Services with one year of industry experience. He holds a Series 66 designation and has prior work experience with companies including Playwire and PuzzleHR, as well as roles in education. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering fee-based financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research from its Chief Investment Office and UBS Global Research to tailor client strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Vincent V

Series 66

Weehawken, NJ

UBS Financial Services

Vincent Vitale is a financial advisor with UBS Financial Services and holds a Series 66 designation. He has 12 years of industry experience and has been with UBS AG since 2007. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Nikhil M

Series 66

Weehawken, NJ

UBS Financial Services

Nikhil Miraj is a financial advisor at UBS Financial Services with the Series 66 designation. He has prior experience at BlackRock, Water Island Capital, and Chilton Investment Company. UBS Financial Services serves individual, corporate, and institutional clients by offering brokerage and investment advisory services including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Mark C

Series 63, Series 66

Weehawken, NJ

UBS Financial Services

Mark Callender is a financial advisor with UBS Financial Services, holding Series 63 and Series 66 credentials and two years of industry experience. He has been with UBS Financial Services since 2019 and previously worked at Solomon Page from 2015 to 2019. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor investment strategies to client goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Isaac C

CFP®, Series 63

Weehawken, NJ

UBS Financial Services

Isaac Chota is a financial advisor at UBS Financial Services with 10 years of industry experience. He holds the CFP® and Series 63 designations and has worked at several firms including Matlen Silver, Private Advisor Group, and LPL Financial. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, leveraging proprietary research and model-based asset allocations to tailor investment plans. The firm combines wealth management with institutional trading capabilities and provides a broad range of capital markets and financial planning services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Nicholas G

Series 66

Weehawken, NJ

UBS Financial Services

Nicholas Guerra is a financial advisor at UBS Financial Services with four years of industry experience. He holds a Series 66 designation and has worked at UBS since 2022. Prior to advising, Guerra worked in varied roles including at Madruga Bakery, South Florida Lumber, and Biltmore Hotel Golf Course. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services. The firm combines institutional trading capabilities with wealth management and offers financial planning, portfolio management, and capital markets services through a large network of advisors.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Jacquelyn B

Series 66

Weehawken, NJ

UBS Financial Services

Jacquelyn Baliko is a financial advisor with UBS Financial Services in Weehawken, NJ, holding a Series 66 designation and nine years of industry experience. She has been with UBS Financial Services since 2016. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Victoria P

Series 66

Weehawken, NJ

UBS Financial Services

Victoria Pietruszewski is a financial advisor with UBS Financial Services and holds a Series 66 designation. She has been with UBS since 2025 and previously worked at MiMa Create & Play. UBS Financial Services Inc. serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor plans to clients' goals.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Daniel S

Series 66

Weehawken, NJ

UBS Financial Services

Daniel Sweeney is a financial advisor with UBS Financial Services who holds a Series 66 designation and has nine years of industry experience. He has worked at UBS since 2018 and previously was with Morgan Stanley and Morgan Stanley Services Group Inc. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings tailored to clients' goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Justin C

Series 66

Weehawken, NJ

UBS Financial Services

Justin Crawford is a financial advisor with UBS Financial Services, holding a Series 66 designation and 18 years of industry experience. He has been with UBS since 2007. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Mario B

Series 66

Weehawken, NJ

UBS Financial Services

Mario Bollo is a financial advisor at UBS Financial Services with one year of industry experience. He holds a Series 66 designation and previously worked at Stifel and Cion Investments. His background includes four years at Penn State University prior to entering the financial industry. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing model-based asset allocations and research to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services and provides a broad range of capital markets and advisory solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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