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Joel D

Series 63, Series 65

Wichita, KS

UBS Financial Services

Joel Dickey is a financial advisor with UBS Financial Services in Wichita, KS, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. He has been with UBS Financial Services since 2013. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm integrates institutional trading capabilities with wealth management services, offering a range of capital markets and research resources to tailor investment strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Corey R

Series 66

Wichita, KS

UBS Financial Services

Corey Rausch is a financial advisor with UBS Financial Services in Wichita, KS, holding a Series 66 designation and eight years of industry experience. He has worked at UBS since 2017 and previously spent a year at The Commerce Trust Company. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing proprietary capital market assumptions and model-based asset allocations to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services and offers a broad range of capital markets and research resources.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Thomas R

Series 63, Series 65

Wichita, KS

UBS Financial Services

Thomas Roulston is a financial advisor at UBS Financial Services with 34 years of industry experience. He has previously worked at Wells Fargo Clearing and Morgan Stanley DW Inc. for a combined total of nine years. Roulston holds Series 63 and Series 65 registrations. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations in its advisory process.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Katrina E

Series 66

Wichita, KS

UBS Financial Services

Katrina Erker is a Series 66-licensed financial advisor with UBS Financial Services in Wichita, KS, where she has worked since 2007. She has 17 years of industry experience and also serves as a consultant for a jewelry business. Additionally, she holds the position of Treasurer for the Conway Springs Chamber of Commerce. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and institutional trading capabilities with wealth management services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Kevin N

Series 63, Series 65

Wichita, KS

UBS Financial Services

Kevin Nichols is a financial advisor with UBS Financial Services in Wichita, KS, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has been with UBS since 2013. Nichols serves on the board of the Wichita Cancer Foundation and is a trustee of Wichita Collegiate School, contributing to local nonprofit and educational organizations. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Caitlyn C

Series 66

Wichita, KS

UBS Financial Services

Caitlyn Craig is a financial advisor with UBS Financial Services in Wichita, KS, holding a Series 66 designation and eight years at UBS following prior roles in various industries. She has two years of experience as a financial advisor. Outside of her advisory work, Caitlyn is involved as a fitness instructor with Bungee Fit. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services. The firm combines institutional trading capabilities with wealth management, offering tailored financial planning and portfolio management supported by proprietary research and model-based asset allocations.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Sarah D

Series 63, Series 66

Wichita, KS

UBS Financial Services

Sarah Dodds is a financial advisor at UBS Financial Services with 14 years of industry experience. She holds Series 63 and Series 66 designations and has been with UBS since 2012. Based in Wichita, KS, her career has been focused entirely at UBS. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services, providing a broad range of solutions supported by proprietary research and data analytics.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Bryce F

Series 63, Series 65

Wichita, KS

UBS Financial Services

Bryce Flaming is a financial advisor with UBS Financial Services in Wichita, KS, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, he owns and operates a dog kennel where he breeds and raises hunting and field trial dogs as a hobby. He also serves on the board of directors for Butler Rural Electric Cooperative and is vice president of the Circle Booster Club, which supports local educational activities. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and proprietary research to tailor investment plans and portfolio management.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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