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Cole P

Series 66

Denver, CO

Wedbush Securities Inc.

Cole Petersen is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at Edward Jones and Brokers Guild. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital market solutions.

Wealth management Founder/Business Owner Executive
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Collin M

Series 63, Series 65

Denver, CO

Wedbush Securities Inc.

Collin Mc Kenzie is a financial advisor at Wedbush Securities Inc. based in Denver, CO, holding Series 63 and Series 65 licenses with two years of industry experience. His prior work history includes roles at Charles Schwab and McKenzie & Snyder LLP, as well as experience in service and hospitality sectors such as The Woodcreek Club and Four Bridges Country Club. Wedbush Securities serves individual, high-net-worth, and institutional clients through a range of services including wealth management, fixed income, commodities, and capital markets. The firm offers both advisory and broker-dealer services, employing a portfolio management approach tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
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Tami B

Series 66

Denver, CO

Wedbush Securities Inc.

Tami Babylon is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding a Series 66 designation and 14 years of industry experience. She previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated for 12 years before joining Wedbush Securities in 2023. Outside of her advisory role, she serves as Vice President on the Board of Directors for the East Maloney Home Owner's Association in North Platte, NE, and is a 1% member of T&T Baker Enterprises, LLC, an excavation business. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering wealth management, fixed income, commodities, and capital markets services among others. The firm acts as both portfolio manager and broker-dealer, supporting a range of portfolio management options and institutional research.

Wealth management Founder/Business Owner Executive
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John L

CFA®, Series 66

Denver, CO

Wedbush Securities Inc.

John Lindsey is a CFA® charterholder and holds a Series 66 license with three years of industry experience. He is currently a financial consultant at Wedbush Securities Inc., where he has worked since 2023. Prior to this, he was with Rand Advisors for three years and has experience in the hospitality sector. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services. The firm manages discretionary and non-discretionary portfolios and provides research and clearing services as both an adviser and broker-dealer.

Wealth management Founder/Business Owner Executive
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John C

Series 63, Series 65, Series 66

Denver, CO

Wedbush Securities Inc.

John Crumplar is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding Series 63, Series 65, and Series 66 credentials and 32 years of industry experience. He has worked at Wedbush Securities since 2010 and previously spent 10 years at UBS Financial Services. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of wealth management and capital markets services, including discretionary and non-discretionary portfolio management, and supports clients through both advisory and brokerage capabilities.

Wealth management Founder/Business Owner Executive
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Gavin T

Series 63, Series 66

Denver, CO

Wedbush Securities Inc.

Gavin Thomas is a financial advisor at Wedbush Securities Inc. based in Denver, CO, with two years of industry experience. He holds Series 63 and Series 66 designations and has worked previously at Charles Schwab. Outside of finance, he is involved with JD's Bait Shop, a restaurant where he occasionally works as a barback. Wedbush Securities provides investment advisory and broker-dealer services to a range of clients, including individuals, high-net-worth clients, and institutional investors. The firm offers various wealth management and capital markets services, combining portfolio management with custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Michael P

Series 63, Series 65

Denver, CO

Wedbush Securities Inc.

Michael Penton is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has been with Wedbush Morgan Securities Inc. since 1990. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services. The firm manages tailored portfolio strategies and conducts institutional research while also providing custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Jessica M

Series 66

Denver, CO

Wedbush Securities Inc.

Jessica Mcqueen is a financial advisor with Wedbush Securities Inc. in Denver, CO. She holds the Series 66 designation and has 11 years of industry experience. She has been with Wedbush Securities since 2011. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of services including wealth management, fixed income, commodities, securities lending, and capital markets. The firm serves various client types with tailored portfolio management strategies and also offers custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Gianluca T

Series 66

Denver, CO

Wedbush Securities Inc.

Gianluca Triennese is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding a Series 66 designation and having 13 years of industry experience. His prior work includes positions at Charles Schwab, TD Ameritrade, and BBVA Wealth Solutions. Outside of financial services, he was involved with Paninomania LLC, operating a business called Sweets of Italy from 2013 to 2016. Wedbush Securities provides investment advisory and broker-dealer services to a range of clients including individuals, high-net-worth investors, and institutional entities. The firm offers wealth management, fixed income, commodities, securities lending, capital markets services, and portfolio management tailored to client objectives and risk tolerances.

Wealth management Founder/Business Owner Executive
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Jonathan U

Series 66

Denver, CO

Wedbush Securities Inc.

Jonathan Underkofler is a financial advisor at Wedbush Securities Inc. based in Denver, CO, holding a Series 66 designation with 18 years of industry experience. His prior roles include positions at Sanford C. Bernstein & Co., BNY Mellon Wealth Management, Waddell & Reed, Ameriprise, Citicorp Investment Services, Chase Investment Services Corp., and Banc One Securities Corporation. Wedbush Securities provides investment advisory and broker-dealer services to a diverse client base including individuals, high-net-worth clients, and institutions. The firm offers a range of services such as wealth management, fixed income, commodities, securities lending, and capital markets, combining discretionary and non-discretionary portfolio management with institutional research and operational capabilities.

Wealth management Founder/Business Owner Executive
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