Caroline Agamata Mccormick is a financial advisor at Wells Fargo Clearing with 33 years of industry experience. She holds Series 63 and Series 65 designations and has been with Wells Fargo Clearing since 2016, following seven years at Wells Fargo Advisors LLC. She also serves as a trustee for her parents. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advice. The firm’s process is IPS-driven and includes a broader range of financial product offerings than typical large institutional advisers, such as insurance-related vehicles and bank deposit sweep options.

Tony Harutyunian is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding Series 63 and Series 65 licenses and having 10 years of industry experience. He has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors, LLC. Outside of his advisory role, he provides in-home supportive care for a family member. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients, offering investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and combines research from Wells Fargo Investment Institute with third-party data to guide investment decisions.

Abdiel Rivas is a financial advisor at Wells Fargo Clearing with seven years of industry experience. He holds the Series 66 designation and has worked at Wells Fargo Clearing since 2022. His prior experience includes roles at Robinhood Financial, Charles Schwab & Co., Inc., Wells Fargo, and H&M. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Charles Mckeague is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding a Series 66 designation and 12 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously spent two years with Wells Fargo Advisors, LLC. Outside of his advisory role, he has worked as a part-time Uber driver since 2018. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers a range of brokerage and advisory solutions supported by research and analytics.

Alexander Mason is a financial advisor at Wells Fargo Clearing with five years of industry experience. He holds a Series 66 designation and has worked at Wells Fargo Clearing Services, LLC since 2019. His prior work experience includes positions at Robert Half International, 140 Degrees Inc, Bedford Dining Group LLC, and teaching at Los Angeles Pierce College. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, utilizing research from Wells Fargo Investment Institute and third-party databases to support its investment approach.

Sarvenaz Vahabzadeh is a financial advisor at Wells Fargo Clearing with one year of industry experience and holds a Series 66 designation. She has been with Wells Fargo Clearing since 2009. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, wrap-fee programs, and retirement plan consulting. The firm manages approximately $671 billion in assets and employs over 14,000 financial advisors, offering both brokerage and advisory solutions.

Edward Tannenbaum is a financial advisor with Wells Fargo Clearing, holding a Series 63 license and bringing 56 years of industry experience. He previously worked at UBS Financial Services for 10 years before joining Wells Fargo Clearing in 2025. Outside of his advisory role, he owns EMT Stables LLC, a thoroughbred horse management business, and serves as treasurer for the NROTC-USC Division, supporting the development of undergraduates in NROTC programs. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and incorporates a broad range of investment options, including insurance-related vehicles and bank deposit sweep programs.

George Burby is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding CFP® and Series 66 designations and with 22 years of industry experience. He has been with Wells Fargo since 2009, working first at Wells Fargo Advisors LLC and then at Wells Fargo Clearing since 2016. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, wrap-fee programs, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages roughly $671 billion in assets with more than 14,000 advisors and offers both brokerage and advisory solutions.

David Stern is a financial advisor at Wells Fargo Clearing with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Bank of America, Merrill, and Prudential. Based in Los Angeles, CA, he joined Wells Fargo Clearing in 2023. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute.

Cathleen Luecke is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. She has worked at Wells Fargo Clearing since 2016 and was previously with Wells Fargo Advisors LLC from 2014 to 2016. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary options. The firm’s advisory approach is IPS-driven and grounded in modern portfolio theory, incorporating a broad range of financial products including insurance-related vehicles and bank deposit sweep options.

Robert Zeiger is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding Series 63 and Series 66 licenses. He has 39 years of industry experience, including a decade at UBS Financial Services prior to joining Wells Fargo in 2025. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. Their IPS-driven advisory process incorporates modern portfolio theory and includes a broader set of financial product offerings, such as insurance-related vehicles and bank deposit sweep options.

Michael Gevorkian is a CFP® with 24 years of industry experience. He has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors LLC from 2009 to 2016. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and based on modern portfolio theory, with a range of investment options that include insurance-related vehicles and bank deposit sweep programs.

Laura Dailey is a financial advisor with Wells Fargo Clearing in Los Angeles, CA. She holds a Series 66 designation and has 14 years of industry experience, including prior work at Wells Fargo Advisors, LLC. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both non-discretionary and discretionary services. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, serving as an ERISA fiduciary and providing a range of investment options that include insurance-related vehicles and bank deposit sweep programs.

Anthony San Andres is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. His prior roles include positions at Morgan Stanley Smith Barney and Morgan Stanley Private Bank. He also serves as a FINRA arbitrator. Wells Fargo Clearing provides retirement plan consulting and investment advisory services to qualified ERISA and non-qualified deferred compensation plans, offering a range of investment options and acting as an ERISA fiduciary.

Barak Raviv is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding a Series 66 designation and 24 years of industry experience. Prior to joining Wells Fargo in 2024, he worked at Morgan Stanley and Morgan Stanley Private Bank from 2014 to 2024. He serves on the finance committee of American Friends of Magen David Adom. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory services. The firm’s IPS-driven approach incorporates modern portfolio theory and includes a range of financial products such as insurance-related vehicles and bank deposit sweep options.

Christian Hinestrosa is a financial advisor at Wells Fargo Clearing based in Los Angeles, CA. He holds the Series 66 designation and has been with Wells Fargo Clearing since 2019. Prior to this, he worked at Primestor Development and Accel Builders Inc. from 2016 to 2019. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, utilizing research from Wells Fargo Investment Institute and third-party databases for investment evaluation.

Vidal Torres is a Series 66-credentialed financial advisor at Wells Fargo Clearing with six years of industry experience. He previously worked at UBS Financial Services and Merrill. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting, offering both brokerage and advisory solutions.

Jordan Tuchin is a financial advisor with Wells Fargo Clearing in Los Angeles, CA. He holds a Series 66 designation and has been with Wells Fargo since 2026. Prior to that, he worked at Hackman Capital Partners and Cerberus Capital Management. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm employs over 14,000 financial advisors and manages approximately $671 billion in assets, offering both brokerage and advisory solutions.

Samuel Scott is a financial advisor at Wells Fargo Clearing with two years of industry experience. He holds the Series 66 designation. Prior to joining Wells Fargo, Scott worked in media and entertainment, including positions at Warner Bros. Discovery and NBCUniversal Media. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions.

Donald Lavi is a financial advisor at Wells Fargo Clearing with 32 years of industry experience. He previously worked at Goldman Sachs & Co. for 20 years before joining Wells Fargo in 2025. He holds Series 65 and Series 63 designations. Outside of his advisory role, he serves on the Finance Committee of the Sherwood Country Club Charitable Foundation. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Jac Stulberg is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding Series 63 and Series 65 credentials and 40 years of industry experience. Prior to joining Wells Fargo in 2026, he worked at Ameriprise Financial Services from 2016 to 2026. He serves on the LAPD Community Police Advisory Board for the Rampart Division, facilitating interaction between the Los Angeles Police Department and local citizens. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party data.

Scott Bennett is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding a Series 66 designation and 11 years of industry experience. He has been with Wells Fargo Clearing since 2016, including one year at Wells Fargo Advisors LLC. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, retirement plan consulting, and wrap-fee programs. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research and analytics from Wells Fargo Investment Institute and third-party databases.

Samuel Callari is a financial advisor at Wells Fargo Clearing with eight years of industry experience. He holds the Series 66 designation and previously worked at UBS for eight years and Avanade for four years. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory services. The firm’s approach is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Teresa Fisher is a CFP® with 19 years of industry experience, currently serving at Wells Fargo Clearing since 2020. She previously worked at J.P. Morgan Securities and Jpmorgan Chase Bank NA from 2012 to 2020. She is involved with the Association for Corporate Growth in Los Angeles, serving as Women's Committee Chair and a board member. Wells Fargo Advisors is a national securities firm providing investment advisory, financial planning, and retirement consulting services to individual, corporate, and institutional clients. The firm offers both brokerage and advisory solutions, managing approximately $671 billion in assets through a large network of financial advisors.

James Mayorkas is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously spent seven years with Wells Fargo Advisors LLC. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary options. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related products and bank deposit sweep options among its investment offerings.

David Papale is a CFP®-certified financial advisor with 18 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously at Wells Fargo Advisors LLC from 2009 to 2016. He is based in Santa Monica, CA. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary advice. The firm’s IPS-driven approach incorporates modern portfolio theory and includes a broader range of financial products, such as insurance-related vehicles and bank deposit sweep options.

Steven Tornicelli is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 credentials and bringing 27 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously at Wells Fargo Advisors LLC from 2009 to 2016. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non‑qualified deferred compensation plans, offering both discretionary and non‑discretionary services. The firm’s advisory process is IPS‑driven and based on modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Gabriella Delgado is a financial advisor with Wells Fargo Clearing and holds a Series 66 designation. She has six years of industry experience, including prior roles at Morgan Stanley Smith Barney LLC and UBS Financial Services. Before entering the financial industry, she worked nearly two decades as an International Brand Ambassador. Wells Fargo Advisors is a national securities firm that provides investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, with services supported by research from Wells Fargo Investment Institute and third-party analytics.

Gregory Bonanni is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 credentials and over 32 years of industry experience. He has been with Wells Fargo Clearing since 2016, following seven years at Wells Fargo Advisors LLC. Outside of his advisory role, he has partial ownership in a deli/food market business and operates a conversion van rental business. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory services. The firm’s IPS-driven process incorporates modern portfolio theory and includes a broader set of financial products than many institutional advisers, such as insurance-related vehicles and bank deposit sweep options.

Jenny Shin is a financial advisor at Wells Fargo Clearing with 11 years of industry experience. She holds the CFP® designation and Series 66 license. Her prior experience includes roles at Morgan Stanley and JPMorgan Chase. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory approach is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

David Tannenbaum is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding Series 63 and Series 65 credentials and 28 years of industry experience. He previously worked at UBS Financial Services for 10 years. Outside of his advisory role, he is involved in a design business for outdoor living and serves as a trustee for the Atlas Family Foundation, which funds nonprofit organizations, as well as an investment committee member at Crossroads School for Arts and Sciences. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering services such as investment policy statement preparation, investment recommendations, performance reporting, and participant education. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with tailored services and discretionary options for plan-level investment selection.

Peter Mccormick is a financial advisor at Wells Fargo Clearing with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with Wells Fargo Advisors since 2009. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory, financial planning, and retirement plan consulting services. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, utilizing research from the Wells Fargo Investment Institute and third-party sources to support its investment approach.

David Romans is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding a Series 66 designation and 21 years of industry experience. Prior to joining Wells Fargo in 2020, he worked at J.P. Morgan Securities and Jpmorgan Chase Bank NA from 2012 to 2020. He has a 10% ownership interest as a silent partner in Dynamic AG Inc. LLC, an investment-related business. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary solutions. The firm’s advisory process is IPS-driven and based on modern portfolio theory, with a notable inclusion of insurance-related products and bank deposit sweep options among its investment offerings.

Michael Blumenfeld is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding a Series 66 designation and 16 years of industry experience. His prior roles include positions at Oppenheimer & Co. and Morgan Stanley. He serves as a finance committee member for the Jewish Federation Business Finance Division, assisting with event planning and fundraising. Wells Fargo Advisors is a national securities firm offering investment advisory, financial planning, and retirement plan consulting services to individual, corporate, and institutional clients. The firm employs research-driven investment approaches and provides both brokerage and advisory solutions across a large platform.

Kevin Smith is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors LLC from 2009 to 2016. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both non-discretionary and discretionary investment services. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, with a notable inclusion of insurance-related products and bank deposit sweep options among its investment offerings.

Alex Scher is a financial advisor at Wells Fargo Clearing with 13 years of industry experience. He holds a Series 66 designation and has worked with Wells Fargo Advisors and Wells Fargo Clearing since 2011. Outside of his advisory role, he has a 50% ownership interest in FOUR POINT PLAY, LLC, a real estate investment entity. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s IPS-driven approach incorporates a broad range of investment options, including insurance-related vehicles and bank deposit sweep programs, serving institutional clients with tailored plan solutions.

Richard Roth is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding a Series 63 designation and 36 years of industry experience. He has worked at Wells Fargo Clearing since 2016 and previously at Wells Fargo Advisors LLC from 2009 to 2016. Roth serves as a co-trustee for two investment-related trusts. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary solutions. The firm’s investment approach is IPS-driven and based on modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Noma Patel is a Series 66 licensed financial advisor with 11 years of industry experience. She has worked at Wells Fargo Clearing since 2024, following five years at Wedbush Securities Inc. and four years at AXA Advisors LLC. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets with over 14,000 advisors and offers brokerage and advisory solutions backed by research and analytics.

Kevin Campano is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding a Series 66 designation and 10 years of industry experience. He previously worked at Morgan Stanley Smith Barney LLC for seven years and Merrill for two years before joining Wells Fargo Clearing in 2024. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both non-discretionary and discretionary services. The firm’s IPS-driven advisory process is grounded in modern portfolio theory and includes a broad range of investment options, such as insurance-related vehicles and bank deposit sweep programs.

Ladan Boloorian is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding a Series 66 designation and 20 years of industry experience. She has worked at Wells Fargo Clearing since 2016, with prior experience at Ameriprise from 2022 to 2026, and started her career in 2009 at Wells Fargo Advisors LLC. Wells Fargo Advisors is a national securities firm offering investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and provides both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Kenneth Davis is a financial advisor with Wells Fargo Clearing in Los Angeles, CA, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He previously worked at J.P. Morgan Securities and Jpmorgan Chase Bank NA for nine years each. Outside of his advisory role, he serves as president of the Fremont Place Los Angeles Homeowners Association and has a 40% ownership interest in Alterity Concepts, LLC, a skin care products business. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory solutions. The firm’s process is IPS-driven and incorporates a broad range of financial products, including insurance-related vehicles and bank deposit sweep options.

Shivan Somaratne is a financial advisor at Wells Fargo Clearing with nine years of industry experience. He holds the Series 66 designation and previously worked at Wedbush Securities Inc. for eight years. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

John Scott is a financial advisor at Wells Fargo Clearing with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Wells Fargo entities since 2009. Outside of his advisory role, he serves as a trustee for several family irrevocable children’s and life insurance trusts. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related investment options and bank deposit sweep programs.

Michael Rios is a financial advisor at Wells Fargo Clearing with 11 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses. His career includes multiple tenures at Wells Fargo entities, spanning from 2013 to the present with a three-year gap. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions.

Karl Pettijohn is a financial advisor at Wells Fargo Clearing with Series 63 and Series 65 licenses and 40 years of industry experience. He previously worked at Wedbush Securities Inc. for eight years before joining Wells Fargo in 2024. Outside of his advisory role, he serves as a trustee for a family trust and has a minority interest in a venture fund through Atlantis Ventures, LLC. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm combines research from Wells Fargo Investment Institute with third-party data to evaluate investment options, offering both brokerage and advisory solutions across a broad client base.