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James F

ChFC®, Series 63

Santa Monica, CA

Westside Investment Management, LLC

James Frawley is a financial advisor at Westside Investment Management, LLC with 28 years of industry experience. He holds the ChFC® and Series 63 designations and has worked at Westside Investment Management since 2015, as well as LPL Financial since 2004. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, options, derivatives, and alternative investments, and participates in specialized programs such as SEI’s Managed Accounts Program.

Active portfolio management Options & derivatives strategies Private / alternative investments ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k)
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Sky R

Series 63, Series 66

Santa Monica, CA

Westside Investment Management, LLC

Sky Rylant is a financial advisor at Westside Investment Management, LLC with 20 years of industry experience. He holds the Series 63 and Series 66 designations and has been with Westside since 2012. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, options, and derivatives, and participates in specialized third-party programs such as SEI’s Managed Accounts Program.

Active portfolio management Options & derivatives strategies Private / alternative investments ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k)
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Vetea R

Series 66

Santa Monica, CA

Westside Investment Management, LLC

Vetea Ribet is a financial advisor at Westside Investment Management, LLC with 18 years of industry experience. He holds a Series 66 designation and has been with Westside Investment Management since 2010. Ribet also has a long tenure with LPL Financial dating back to 2007. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a diversified investment approach, including equities, fixed income, mutual funds, ETFs, options, and structured products, and participates in select third-party managed account programs.

Active portfolio management Options & derivatives strategies Private / alternative investments ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k)
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Sienna Y

Series 66

Santa Monica, CA

Westside Investment Management, LLC

Sienna Yoshida is a financial advisor with Westside Investment Management, LLC in Kahului, HI, holding a Series 66 designation and 26 years of industry experience. She has been with Westside Investment Management and LPL Financial LLC since 2013. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a range of investment strategies, including equities, fixed income, derivatives, and alternative investments, and participates in specialized programs such as SEI’s Managed Accounts Program.

Active portfolio management Options & derivatives strategies Private / alternative investments ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k)
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Mark C

Series 63, Series 65

Santa Monica, CA

Westside Investment Management, LLC

Mark Cohen is a financial advisor at Westside Investment Management, LLC in Santa Monica, CA, holding Series 63 and Series 65 licenses with 38 years of industry experience. He has been with Westside Investment Management since 2010 and also maintains an affiliation with LPL Financial. Outside of his advisory work, Cohen owns two non-investment-related businesses, Milldog Inc. and Alipony Racing. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a diverse investment approach that includes equities, fixed income, mutual funds, ETFs, options strategies, derivatives, and private fund investments, and it participates in select third-party programs such as SEI’s Managed Accounts Program.

Active portfolio management Options & derivatives strategies Private / alternative investments ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k)
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