Neil is an advice-only financial planner, educator, and the founder of One Mile Financial Planning, an independent firm registered in Connecticut. Known throughout the profession as an outside-the-box thinker, he holds four advanced designations: CFP®, ChFC®, RICP®, and CLTC, and has collaborated with hundreds of financial planners across the country to resolve complex planning puzzles. His philosophy was forged on the Appalachian Trail, where fellow hikers gave him the trail name "One Mile!" after he helped others summit daunting climbs by focusing solely on the single mile directly in front of them. Neil applies that exact mindset to personal finance, challenging the wealth management status quo by eliminating sales bias, replacing 30-year projections with dynamic short-term roadmaps, and providing radical client access. Beyond financial planning, Neil brings over 19 years of mentorship and coaching experience; having coached soccer in both Italy and the United States, and serves on the executive board of the Connecticut Yankee Council (Scouting America). An Eagle Scout and avid outdoor endurance enthusiast, he is actively pursuing all 11 National Scenic Trails (1.22 completed) and 50 U.S. State Highpoints (16 summited).

I'm a passionate business owner that has dedicated my career to helping others work toward their ideal vision for the future by aligning their financial resources with personal values. Our team works with a select group of individuals and families who value proactive and comprehensive financial advice tailored to meet their needs.

Richard Kos is a CFA® charterholder with six years of industry experience and is the principal advisor at Sursum Financial LLC in Madison, CT. He has previously worked at Merrill and Carolina Capital Markets, Inc., and has led Kos Consultants, an educational institutional consulting and marketing firm, since 2007. Sursum Financial is an independent registered investment adviser serving individuals, trusts, estates, business owners, family offices, and institutional and charitable clients. The firm employs a proprietary research-driven approach with a long-term orientation while incorporating shorter-term strategies and third-party manager relationships tailored to client objectives.

Clifford Straub is a CFP® and Series 66 credentialed financial advisor with 20 years of industry experience. He is the sole advisor at Lifestyle Financial Strategies, LLC, where he has worked since 2006. Prior to that, he was with WRP Investments Inc for two years. Straub serves as a trustee of the Middletown Rotary Club Scholarship Trust and is on the Board of Directors, including the Executive and Finance Committees, of Middlesex United Way. Lifestyle Financial Strategies provides holistic financial planning and investment advisory services to individuals, families, and not-for-profit organizations. The firm emphasizes disciplined asset allocation and non-discretionary advisory relationships, with a notable client focus on charitable and not-for-profit entities.

Laura Simon is a financial advisor with Capital Trust and Associates LLC, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. She has led Capital Trust and Associates since 2013. Simon is also a licensed independent insurance agent in Connecticut, authorized to sell long-term care insurance. Capital Trust and Associates is an independent firm providing investment management, wealth management, and financial planning to individuals, including high-net-worth clients, as well as pension and corporate clients. The firm combines fundamental and technical analysis to construct diversified portfolios, often utilizing SEI’s asset allocation models and third-party managers.

Donato Rosales is a financial advisor with Rosales Wealth Group LLC in Shelton, CT. He holds the Series 66 designation and has five years of industry experience, including prior roles at Prudential Financial Planning Services and LPL Enterprise. Outside of his advisory work, he is also a licensed insurance agent associated with the Connecticut Health Enrollment Center Co. Rosales Wealth Group LLC is a single-advisor independent firm serving individuals and high-net-worth clients with discretionary wealth management and comprehensive financial planning. The firm uses a primarily long-term investment approach comprising low-cost mutual funds and ETFs, with the option to include individual securities or independent managers, while also maintaining an affiliated insurance agency.

Richard Hutchinson is a CFP® with 17 years of industry experience and has been operating Dick Hutchinson Registered Investment Advisor since 1992. He also founded Summit Investor Coach, LLC in 2010 and serves as a board member of the Mary Wade Nursing Home, a nonprofit organization in New Haven, CT. His firm serves individuals, including high-net-worth clients, corporations, and charitable organizations by providing financial planning, portfolio management, and consulting services. The firm emphasizes written investment policy statements and non-discretionary portfolio management, often integrating investment management with financial planning engagements.

David Van Osdol is a Financial Consultant currently working at Fidelity Investments since 2021. In this role, he collaborates with clients to understand their unique financial goals and needs, developing tailored strategies to help pursue those objectives. His professional experience spans over two decades, including positions as a Financial Planning Specialist at Ameriprise from 2019 to 2021, Registered Representative at Cetera Advisors from 2018 to 2019, and Financial Advisor and Portfolio Manager at Smith Barney (Morgan Stanley) from 1998 to 2008. This extensive background provides him with a broad perspective on financial planning and portfolio management. David emphasizes forming strong relationships with clients and their families, prioritizing trust, reliability, and competency in his work. No additional information on education, credentials, personal interests, or community involvement was provided.

Tyron Probart is a financial advisor at Waldo.AI, Inc. in New Haven, CT, holding a Series 65 designation with one year of industry experience. His work history includes roles in legal services and business ventures, including founding TP LAW Inc. and involvement with Pipeline World (Pty) Ltd. Waldo.AI provides discretionary investment management and advisory services through an online portal to independent advisors, banks, credit unions, institutions, and individual clients. The firm uses model portfolios based on risk tolerance questionnaires and offers wrap fee programs supported by an investment committee.

Robert Worrell III is the principal of Worrell Advisory Services in Branford, CT, holding Series 63 and Series 65 licenses with 31 years of industry experience. He founded Worrell Advisory Services in 2016 after a brief tenure at Sowell Financial Services. Outside of his advisory work, he serves on the finance council of St. Clare Church in East Haven, assisting with budgeting and financial matters. Worrell Advisory Services provides financial planning, retirement and education planning, estate and tax considerations, investment consultation, and business advisory services to individual clients, including high-net-worth households, and small businesses. The firm uses an active investment approach combining fundamental and technical analysis and offers discretionary management through third-party custody platforms with disclosed fee-sharing arrangements.

Edward Lovejoy is a financial advisor with Ladd Capital Management LLC in New Haven, CT, holding 33 years of industry experience. He has worked at Ladd Capital Management since 1993. Ladd Capital Management is a fee-only investment management firm serving individuals and institutional clients such as trusts, pension plans, banks, and charitable organizations. The firm customizes portfolios based on client objectives and risk tolerance, employing a range of security-analysis techniques and avoiding leveraged or inverse ETFs.

Evan Wax is the principal advisor at Wax Asset Management LLC in Madison, CT, holding Series 63 and Series 65 licenses with 14 years of industry experience. He has led Wax Asset Management since 2011. Outside of his advisory role, he serves as an independent board member at Servotronics, Inc. Wax Asset Management LLC provides discretionary investment supervisory services to individual and high-net-worth clients, managing approximately $107.8 million across about 74 accounts. The firm employs a combination of fundamental and cyclical analysis, utilizing strategies including short sales and options writing, and conducts quarterly portfolio reviews with direct management of client assets.

Brian Walsh is the sole advisor at B.P. Walsh and Co., LLC, an independent registered investment adviser based in Branford, CT. He holds Series 63 and Series 65 designations and has 23 years of industry experience, having founded the firm in 2002. B.P. Walsh and Company manages approximately $11.1 million in discretionary assets for a select client base including high-net-worth individuals and fiduciaries for pension and profit-sharing plans, foundations, and not-for-profit organizations. The firm employs a value-oriented investment approach that integrates fundamental and technical analysis with in-house research, focusing on long-term appreciation or income through a variety of securities, with all account reviews and investment research conducted personally by Mr. Walsh.

John McCauley is the principal owner and sole advisor at McCauley Investment Advisors LLC in Guilford, CT, with 42 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Sterne Agee Investment Advisor Services, Inc., Sterne Agee Financial Services, Inc., Wrp Investments, Inc., LPL Financial, and Main Street Management Company. Outside of advisory services, he owns a sole proprietorship focused on term, long-term care, and health insurance sales. McCauley Investment Advisors LLC provides portfolio management, financial planning, and pension consulting for individuals, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm uses a combination of fundamental, technical, quantitative, and modern portfolio theory analyses and implements both long- and short-term strategies including options trading.

Lynn Verrilli is the principal at Affinity Financial Solutions, LLC, an independent advisory firm, with 17 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Fairport Capital, Inc. and operated her own college preparation business, Advanced College Funding Solutions, LLC, which provides ACT/SAT prep, scholarship and grant services, college search, and career counseling. Affinity Financial Solutions, LLC offers investment advisory and planning services to individuals, families, trusts, charitable organizations, and 401(k) plans. The firm employs both fundamental and technical analysis, with a portfolio approach that prominently uses ProFunds sector mutual funds, and considers clients’ overall financial profiles.

Sally Kennedy is a CFP® and Series 65 licensed advisor with 12 years of industry experience. She is the sole advisor at Real Financial Planning, LLC, an independent firm based in Guilford, CT. In addition to financial planning, she is involved in tax preparation. Real Financial Planning serves individual clients and small businesses, offering fee-only, as-needed financial planning focused on cash flow, tax planning, education funding, retirement and estate planning, and investment selection. The firm emphasizes asset allocation, diversification, and tax considerations, providing written analyses without managing client assets or charging percentage-of-assets fees.

Cesar Cortes is a financial advisor at SUMUS Financial LLC with 16 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Prudential Financial Planning Services, LPL Enterprise, and Western International Securities. He also operates Cortes Benefits Consulting, LLC, an independent business consulting venture. SUMUS Financial LLC provides investment advisory and wealth management services to individuals, high net worth clients, and businesses. The firm emphasizes fundamental analysis with a long-term investment approach, utilizing low-cost mutual funds and ETFs, and offers flexible fee arrangements including hourly and fixed fees for financial planning.

Samuel Kaplowitz is a financial advisor at Soundview Private Wealth Advisors with 15 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Merrill for 11 years followed by Breachway Investments LLC for three years. He is also involved with Swan Cottage LLC. Soundview Private Wealth Advisors provides discretionary asset management and financial planning primarily for individuals and high-net-worth clients. The firm customizes investment programs based on clients’ goals, time horizons, and risk tolerances, employing Modern Portfolio Theory along with technical analysis and charting.

Gregory Guidone is a CFP® with 41 years of industry experience, currently serving as the sole advisor at East Guilford Financial Services LLC since 2021. He previously worked at Bannon, Ohanesian & Lecours, Inc. for 14 years and has been involved with East Guilford Financial Services since 2001. In addition to his advisory role, he is a licensed independent insurance agent in Connecticut, selling life, medical, disability, and long-term care insurance, a practice he has maintained since 1982. East Guilford Financial Services LLC is an SEC-registered independent investment adviser managing approximately $193 million for about 301 clients, including individuals, pension plans, charities, and businesses. The firm employs an asset-allocation approach using mutual funds, ETFs, and other securities, with portfolios reviewed regularly and investment restrictions accommodated when feasible.

Keith Henkin is the sole advisor at SmartValue Investment Management LLC in Guilford, CT, with 18 years of industry experience. He holds Series 63 and Series 65 registrations and has been with SmartValue since its founding in 2005. SmartValue Investment Management provides personalized investment supervisory and wealth management services to individuals, pension and profit sharing plans, trusts, estates, charitable organizations, corporations, and small businesses. The firm follows a bottom-up, value-oriented equity process combined with a top-down and bottom-up approach for fixed income, and emphasizes a no-commission, no-product-sales policy with clients retaining control over their assets.