Overwhelmed by options?

Answer a few questions to see advisors matched to you.

Filters

54 advisors near
13601

Out of 400,000+ nationwide

user avatar
firm logo

Jennifer L

Series 66

Henderson, NY

Chisholm Financial Planning & Investments

Jennifer Logan is a financial advisor at Chisholm Financial Planning & Investments with 15 years of industry experience. She holds a Series 66 designation and has worked at firms including Osaic Wealth, Woodbury Financial Services, and Securities America Advisors. In addition to her advisory role, Logan practices as an attorney specializing in trust and estate planning for family and close friends and is licensed to sell fixed insurance products. Chisholm Financial Planning & Investments provides individualized investment management and financial planning services, focusing on non-discretionary accounts tailored to client objectives and risk tolerance. The firm offers fee-based asset management, fixed-fee planning, and educational workshops, managing $47 million in assets.

Annuities
user avatar
firm logo

Jonathan B

Series 63, Series 65

Sackets Harbor, NY

Rock Ridge Wealth LLC

Jonathan Bartholomew is the sole advisor at Rock Ridge Wealth LLC with 23 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including LPL Financial, Northern Financial Services, Northern Credit Union, and NBT Bank. Outside of his advisory work, he owns Concealed Designs LLC, a furniture design business currently in its startup phase. Rock Ridge Wealth serves individuals, high-net-worth households, and corporate clients, providing portfolio management, financial planning, and pension consulting. The firm integrates multiple investment approaches and offers services such as tax preparation and estate-planning coordination, with a focus on discretionary trading authority and the use of advanced strategies including machine-learning-enhanced models.

Active portfolio management Options & derivatives strategies Private / alternative investments Annuities
user avatar
firm logo

Martha R

ChFC®, Series 63, Series 65

Watertown, NY

Vicus Capital, Inc.

Martha Rosner is a ChFC® credentialed financial advisor with 32 years of industry experience, currently affiliated with Vicus Capital, Inc. Her career includes roles at Cetera Wealth Services, LLC and ownership of Rosner Financial Group. Outside of advisory work, she manages multiple vacation rental properties and serves as a notary public. Vicus Capital serves a diverse client base including individuals, businesses, trusts, and retirement plan sponsors, offering investment management, financial planning, and retirement consulting. The firm employs a mix of fundamental and technical strategies and provides specialized fiduciary consulting and a range of tailored investment solutions.

ESG / Sustainable investing Passive / index investing Tax-loss harvesting Private / alternative investments Religious/faith focused
user avatar
firm logo

Solomon R

Series 65

Watertown, NY

Vicus Capital, Inc.

Solomon Rosner is a financial advisor at Vicus Capital, Inc. with a Series 65 designation and one year of industry experience. His prior roles include work with Rosner Financial Group and Cetera Wealth Services, LLC. Outside of financial advising, he is involved with Stay ADK, an organization active since 2018. Vicus Capital provides investment management and financial planning to individuals, businesses, trusts, and employee benefit plan sponsors, offering both discretionary and non-discretionary services. The firm employs a combination of fundamental and technical analysis across various strategies and places explicit emphasis on retirement-plan consulting and fiduciary services.

ESG / Sustainable investing Passive / index investing Tax-loss harvesting Private / alternative investments Religious/faith focused
user avatar
firm logo

Hayden F

Series 63

Watertown, NY

Ameritas Advisory Services, LLC

Hayden Freeman is a financial advisor at Ameritas Advisory Services, LLC with nine years of industry experience. He holds a Series 63 designation and has professional experience across multiple Ameritas entities, including roles focused on retirement planning, life insurance, and estate planning. Freeman is also involved with United Professional Advisors and United Wealth Advisors Group, where he provides financial education and retirement-related services. Ameritas Advisory Services, LLC delivers investment advisory and financial planning services to individual investors, retirement plans, charitable organizations, and corporate clients. The firm offers a variety of managed account programs and employs both discretionary and non-discretionary advisory models supported by an Investment Committee and third-party partners.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
user avatar
firm logo

Nico M

Series 66

Watertown, NY

Hightower Advisors

Nico Morgia is a financial advisor with Hightower Advisors, holding a Series 66 credential and nine years of industry experience. He has worked with HighTower Securities, LLC since 2016. Hightower Advisors provides investment advisory and planning services to a diverse range of clients, including individuals, institutions, pension plans, and charitable organizations. The firm employs a multi-manager approach using both affiliated and third-party managers, offering solutions that include discretionary and non-discretionary portfolio management, financial planning, and access to alternative investments and private funds.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
user avatar
firm logo

Savannah V

Series 63, Series 65

Watertown, NY

First Command Advisory Services

Savannah Van Slyke is a financial advisor at First Command Advisory Services with one year of industry experience. She holds Series 63 and Series 65 licenses. Her prior work includes roles within various First Command entities and service in the United States Army Reserve. First Command Advisory Services is an SEC-registered investment adviser that serves individuals, corporate, and charitable clients, with a particular focus on active-duty service members and their families. The firm offers comprehensive financial planning and multiple wrap-fee asset management programs managed by a centralized Investment Management Team.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar
firm logo

Heather C

Series 63, Series 66

Watertown, NY

Hightower Advisors

Heather Clement is a financial advisor with Hightower Advisors who holds Series 63 and Series 66 credentials and has 31 years of industry experience. She has been with Hightower Securities, LLC and Hightower Advisors since 2010. Hightower Advisors provides investment advisory and planning services to a diverse range of individual and institutional clients, utilizing a multi-manager investment approach that includes both affiliated and third-party managers. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement plan consulting, supported by proprietary research and operational features such as monitoring and rebalancing.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
user avatar
firm logo

Marcia P

Series 63, Series 65

Watertown, NY

First Command Advisory Services

Marcia Pistner is a financial advisor at First Command Advisory Services with four years of industry experience. She holds Series 63 and Series 65 licenses and has a background in financial planning dating back to 2006. Outside of her advisory role, she is a fitness instructor at the YMCA and teaches wreath-making classes, contributing proceeds to a local food pantry. First Command Advisory Services is an SEC-registered adviser serving individual, corporate, and charitable clients, with a particular focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs using model portfolios managed by a centralized Investment Management Team.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar
firm logo

Karyn C

Series 66

Watertown, NY

First Command Advisory Services

Karyn Carbone is a Series 66–licensed financial advisor at First Command Advisory Services with nine years of industry experience. She has worked at First Command since 2019 and previously held roles at Edward Jones and the Village of Sackets Harbor. Carbone also spent three years with the Seaway Trail Foundation Inc. First Command Advisory Services is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a particular focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs, delivering investment management through a centralized team that selects model portfolios and third-party managers from approved lists.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar
firm logo

Jay R

Series 66

Watertown, NY

First Command Advisory Services

Jay Ringenbach is a Series 66-credentialed financial advisor with First Command Advisory Services, bringing three years of industry experience. His background includes seven years of service in the United States Marine Corps and roles across multiple First Command affiliated entities since 2021. First Command Advisory Services is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a particular focus on active-duty service members and their families. The firm offers financial planning and various wrap-fee asset management programs, using a centralized Investment Management Team to manage model portfolios and third-party managers, typically without client selection of external advisers.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar
firm logo

Neil F

Series 63

Watertown, NY

Ameritas Advisory Services, LLC

Neil Freeman is a financial advisor with Ameritas Advisory Services, LLC and holds a Series 63 designation. He has 41 years of industry experience with a career that includes roles at Ameritas Investment Corp., Ameritas Life Insurance, and United Professional Benefits. He is also involved in managing operations and providing insurance and retirement services through affiliated entities such as United Professional Advisors, LLC and United Wealth Advisors Group, LLC. Ameritas Advisory Services, LLC provides investment advisory and financial planning services to individual investors, retirement plans, charitable organizations, and corporate clients. The firm offers a range of managed account programs and fee-based management of variable annuity and universal life subaccounts, supported by a broad network of Investment Adviser Representatives and various third-party tools and platforms.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
user avatar
firm logo

Kim A

Series 63, Series 65

Watertown, NY

Ameritas Advisory Services, LLC

Kim Allen is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has held leadership and advisory roles across multiple firms, including United Professional Advisors LLC and United Wealth Advisor Group, where he serves as chief operations officer. In addition to financial planning, Allen is involved in employee benefits consulting through his partnership at Gingham LLC and ownership of United Professional Benefits. Ameritas Advisory Services, LLC provides investment advisory and financial planning services to individual investors, retirement plans, charitable organizations, and corporate clients. The firm offers a variety of managed account programs and fee-based management of variable annuity and life insurance subaccounts, supported by a network of Investment Adviser Representatives and multiple custodial platforms.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
user avatar
firm logo

Arnold P

CFP®, Series 63, Series 65

Watertown, NY

Ameritas Advisory Services, LLC

Arnold Pechler III is a CFP® professional with 43 years of industry experience, currently affiliated with Ameritas Advisory Services, LLC. His career includes roles at Sage Financial Planning, United Wealth Advisor Group, and Ameritas Life Insurance Corp., among others. He is also licensed as an independent insurance agent and is involved in recruiting, training, and managing agents for Ameritas general agency operations. Ameritas Advisory Services, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, retirement plans, charitable organizations, and corporate clients. The firm offers various managed account solutions and uses both discretionary and non-discretionary advisory approaches supported by third-party tools and a centralized Investment Committee.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
user avatar
firm logo

Dessiray G

Series 66

Watertown, NY

Independent Financial Partners

Dessiray Goutremout is a financial advisor with Independent Financial Partners holding a Series 66 designation and one year of industry experience. Prior to joining IFP Securities, LLC, Dessiray has worked at Carthage Savings and Loan, NA since 2011 and is employed part-time at Time Warp Tavern, a local sports bar. Dessiray also serves as a swimming and diving official for the New York State Public High School Athletic Association. Independent Financial Partners is a nationwide enterprise firm offering investment advisory, financial planning, trust, and retirement-plan services through a multi-advisor platform. The firm supports a decentralized advisory model, retirement-plan consulting, and trustee services, managing over $12.5 billion in assets as of the end of 2024.

Retirement income strategy Tax-loss harvesting Founder/Business Owner Executive Retired
user avatar
firm logo

Douglas D

Series 63

Watertown, NY

Lincoln Investment

Douglas Dier is a financial advisor with Lincoln Investment, holding the Series 63 designation and bringing 39 years of industry experience. He has worked at Lincoln Investment since 2017 and previously held roles at Legend Advisory Corporation and Legend Equities Corporation. Outside of his advisory work, he serves on the board of directors for the Thousand Islands Bridge Authority and is president of Dier Agency, Inc., a property and casualty insurance business. Lincoln Investment Planning, LLC serves a diverse client base including individuals, high-net-worth investors, trusts, charities, and retirement plans, with a long history of working with educators and participants in 403(b) and 457(b) programs. The firm offers financial planning, portfolio management through both advisor- and firm-managed models, and access to third-party managers, supported by an in-house Investment Management & Research team.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business succession planning Equity compensation tax strategy Educators, Teachers, and Academics Founder/Business Owner Executive Self-Employed Mid-Career Professionals Retired
user avatar
firm logo

Phillip B

Series 63, Series 65

Watertown, NY

Hightower Advisors

Phillip Banazek is a financial advisor with Hightower Advisors, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Hightower Advisors and its affiliated broker-dealer, Hightower Securities, since 2010. Hightower Advisors delivers investment advisory and planning services to a diverse client base, including individual and institutional investors. The firm focuses on manager selection and multi-manager solutions, utilizing both affiliated and third-party managers alongside proprietary research to construct portfolios that may include mutual funds, ETFs, alternative investments, and customized indexing strategies.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting Founder/Business Owner Executive
user avatar
firm logo

Jeremy M

Series 63, Series 65

Watertown, NY

First Command Advisory Services

Jeremy Miller is a financial advisor with First Command Advisory Services in Watertown, NY. He holds Series 63 and Series 65 licenses and began his advisory career in 2025. Prior to entering the financial industry, he served 20 years in the US Army. First Command Advisory Services is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a focus on active-duty service members and their families. The firm provides financial planning and multiple wrap-fee asset management programs, using a centralized Investment Management Team to design and manage portfolios.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar
firm logo

Coltan G

Series 66

Watertown, NY

Ameritas Advisory Services, LLC

Coltan Goodwine is a financial advisor with Ameritas Advisory Services, LLC and holds a Series 66 designation. He has five years of industry experience and has been affiliated with Ameritas Advisory Services since 2021 and United Wealth Advisors Group since 2022. His background includes roles in investment relations and financial planning support. Ameritas Advisory Services, LLC provides investment advisory and financial planning services to individual investors, retirement plans, charitable organizations, and corporate clients through a network of Investment Adviser Representatives. The firm offers a variety of managed account programs and integrates multiple custodial platforms, supported by an Investment Committee and third-party partners for portfolio construction and management.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
user avatar
firm logo

Philip S

Series 63

Watertown, NY

J. W. Cole Advisors, Inc.

Philip Sprague is a financial advisor with J. W. Cole Advisors, Inc., holding a Series 63 credential and over 41 years of industry experience. Prior to joining J.W. Cole Advisors in 2021, he worked for MML Investors Services, Inc. for 37 years. He is involved in community activities through volunteer leadership roles at First Presbyterian Church and serves as Co-Trustee and Executor of an estate. J.W. Cole Advisors operates through a large network of independent advisers and offers fee-based portfolio management, financial planning, retirement plan services, and access to third-party investment platforms for individual, high-net-worth, and institutional clients. The firm employs a mix of discretionary and non-discretionary account management strategies and integrates both fundamental and technical analysis in its approach.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Retired Founder/Business Owner
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")