Mark Simmons is the sole advisor at Simmons Asset Management, LLC in Baton Rouge, LA. He holds a Series 66 designation and has 20 years of industry experience. Before founding his firm, he worked at B.F. Anderson starting in 2002. Simmons Asset Management provides discretionary investment supervisory services and individual portfolio management for both individual and institutional clients, including pension and profit-sharing plans and charitable organizations. The firm emphasizes fundamental security analysis, asset allocation, and a long-term investment approach tailored to each client’s objectives and risk tolerance.

Helen Graf is a CFP®-certified financial advisor with 19 years of industry experience. She has been the principal of Graf Financial, L.L.C. in Baton Rouge, LA since 2010. Graf Financial, L.L.C. offers discretionary and non-discretionary investment management, personal financial planning, and project-based consulting for individuals, trusts, estates, corporations, and retirement plans. The firm emphasizes a value-investing approach based on fundamental analysis and provides tailored portfolio construction, regular monitoring, and detailed client reporting.

Anthony Rizzutto is a financial advisor with Rizzutto Financial Advisors in Baton Rouge, LA, holding the PFS™ and Series 66 designations and possessing 15 years of industry experience. He has been associated with Rizzutto Financial Group since 2004 and is also a practicing CPA with ownership of a public accounting firm since 1990. Rizzutto Consulting, LLC provides fee-only financial planning and investment portfolio management primarily for individual clients. The firm uses a long-term, buy-and-hold approach with predominantly non-discretionary asset management and applies mutual fund database filtering, performance chart analysis, and financial-ratio risk assessment to inform recommendations.

Richard Bond is the sole advisor at Clear Net Worth, L.L.C. based in Baton Rouge, LA, holding a Series 65 designation with 15 years of industry experience. He serves as director of Gulf States Holdings, Inc., an insurance holding company, and is also active as an attorney providing estate planning and related legal services through The Bond Law Firm, LLC. Additionally, he owns and operates a licensed real estate brokerage and a residential and commercial construction company. Clear Net Worth offers discretionary portfolio management and financial planning to individual investors and a select group of institutional and business clients. The firm employs fundamental security analysis combined with macroeconomic considerations to manage diversified portfolios across taxable and retirement accounts.

Gary Haindel is a CERTIFIED FINANCIAL PLANNER™ professional with over 30 years of experience in the financial industry. He is the principal of Global Planning Stewards LLC, an independent advisory firm he founded in 2017. Haindel has also held positions at StoneX Securities Inc and Multi Financial Securities Corporation. He serves as an officer of the Kiwanis Club of Baton Rouge, a community service organization supporting underprivileged children. Global Planning Stewards LLC provides portfolio management and financial planning services primarily for individual and high-net-worth clients. The firm employs a combination of charting, fundamental analysis, modern portfolio theory, and quantitative and technical methods, offering tailored investment strategies that include long- and short-term trading and various asset classes.

Willie Warrington Jr. is the sole advisor at 3 Rd Street Capital Management L.L.C. in Baton Rouge, LA, holding Series 63 and Series 65 licenses with 26 years of industry experience. He has led 3 Rd Street Capital Management since its founding in 2012. 3 Rd Street Capital Management provides discretionary portfolio management and investment advice to individuals, trusts, estates, businesses, charitable organizations, and institutional clients. The firm focuses on fixed-income solutions using fundamental analysis and implements tailored discretionary strategies, including a “AAA Only” fixed-income option, while managing approximately $56 million across about 78 client accounts.

Bradley Rinaudo is the sole advisor at Rinaudo Capital, LLC, an independent registered investment adviser based in Baton Rouge, LA. He holds the CFA® designation and Series 65 license, with 11 years of industry experience. Since founding Rinaudo Capital in 2014, he has focused on discretionary portfolio management for a select group of clients. Rinaudo Capital provides portfolio management services to individual and institutional clients, managing approximately $4.16 million in assets. The firm combines fundamental and technical analysis with modern portfolio theory, employing both long- and short-term trading strategies, including the use of margin and leverage, and maintains client accounts custodied at Interactive Brokers.

Charles Jantzi is a CFP® with 23 years of industry experience and serves as the sole advisor at Synergy Wealth Advisors, LLC in Baton Rouge, LA. He has worked at Stoneridge Partners since 2016 and has managed Jantzi Wealth Management, LLC since 2009. Outside of advisory services, he is an associate partner at Stoneridge Partners, a consulting firm specializing in mergers and acquisitions in the home health care sector. Synergy Wealth Advisors, LLC primarily serves individual and high-net-worth clients through ongoing portfolio management, financial planning, and referrals to third-party money managers. The firm manages approximately $20 million in assets using a mostly non-discretionary approach, incorporating fundamental, technical, and cyclical analysis in portfolio construction.

Nicholas Zimmerman is a financial advisor with Zion Capital LLC in Baton Rouge, LA, holding a Series 65 designation and seven years of industry experience. He previously worked at Live Oak Wealth Management, Securities America, Live Oak Wealth Financial Group, and Hawk Industries. In addition to his advisory role, Mr. Zimmerman operates an independent insurance agency, which represents a small portion of his professional activities. Zion Capital LLC provides discretionary asset management and financial planning primarily for individual clients, as well as corporate and qualified retirement plans. The firm offers customized investment programs, pension consulting, and public education services, including acting as an ERISA plan advisor or investment manager and conducting seminars and workshops.

Greg Kennedy is the principal of Lord Wellington Investments, LLC in Baton Rouge, LA, with 12 years of experience as a financial advisor. He holds Series 63 and Series 65 licenses and has maintained an active CPA practice since 1994. In addition to his advisory work, Kennedy is involved in private investment entities and serves as a licensed insurance agent. Lord Wellington Investments advises individuals and high-net-worth clients, providing financial planning services such as retirement and tax planning, cash flow management, education funding, and legacy planning. The firm does not directly manage client assets but recommends third-party money managers and coordinates related administrative services.

Patrick Cavanaugh is the principal of Cavanaugh Wealth Management LLC in Baton Rouge, LA, holding a Series 66 designation with 11 years of industry experience. His prior roles include positions at Merrill Lynch, LPL Financial, Cetera Advisor Networks, and Northwestern Mutual Investment Services. He serves as a board member of the Kiwanis Club of Baton Rouge. Cavanaugh Wealth Management LLC is an independent advisory firm serving individuals, high-net-worth clients, trusts, estates, and businesses. The firm offers discretionary investment management and financial planning, utilizing a long-term approach with portfolios typically composed of low-cost mutual funds and ETFs, alongside other securities when appropriate.

Matthew Harger is a financial advisor at Harger And Company, Inc. in Baton Rouge, LA, with 20 years of industry experience. He holds a Series 66 designation and has been with Harger And Company since 2004. Outside of his advisory role, he conducts investment-related seminars through local universities on an as-needed basis. Harger And Company provides portfolio management, financial planning, and 401(k) advisory services to individuals, pension and profit-sharing plans, trusts, estates, and corporations. The firm employs a fundamental, long-term investment approach with diversified allocations tailored through comprehensive client interviews.

Barton Evans is a CFP® with 24 years of experience in the financial industry. He is a managing member of BTE Wealth Management, LLC and serves on the boards of the Louisiana Wildlife & Fisheries Foundation and the Henderson Island Hunting Club. He has been with Evans Investment Advisors, LLC since 2010 and previously worked at Osaic Wealth, Inc. and FSC Securities Corp. Evans Investment Advisors, LLC provides personalized financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm emphasizes strategic asset allocation through a core-and-satellite approach, utilizing no-load and low-load mutual funds and ETFs, supplemented by individual stocks and bonds when appropriate.

Shane Haag is a financial advisor with Advisor.Investments in Baton Rouge, LA, holding Series 63, Series 65, and Series 66 licenses and possessing 21 years of industry experience. He has been with Diversified Investment Strategies, LLC since 2005. Outside of his advisory role, he is a managing member of a family-owned property business. Advisor.Investments is a small team providing discretionary portfolio management to individuals, business entities, trusts, and estates, including high-net-worth clients. The firm employs a multifaceted investment approach that incorporates technical, fundamental, charting, and cyclical analysis, utilizing various strategies across multiple asset classes.

Laura Rainier is a financial advisor at Rainier Wealth Planning, LLC in Baton Rouge, LA, holding a Series 66 designation with six years of industry experience. Her prior experience includes roles at OSAIC, Lincoln Financial Advisors, and Thompson Luke & Associates. Outside of advisory work, she is also a licensed independent insurance agent. Rainier Wealth Planning, LLC provides portfolio management, financial planning, pension consulting, and trustee services to individuals, high-net-worth individuals, charitable organizations, and business entities. The firm employs fundamental analysis and modern portfolio theory in portfolio construction, typically recommending mutual funds and employing long-term trading and options strategies.

Christopher Dowden is a CFP® with 26 years of industry experience, currently serving at Harger and Company, Inc. since 2009. He holds the Series 63 designation and is based in Baton Rouge, LA. In addition to his advisory role, he is an officer of RL Harger and Associates, Inc. and ATM Properties, where he performs general office-related duties. Harger and Company provides portfolio management, financial planning, and 401(k) advisory services to individuals, pension and profit-sharing plans, trusts, estates, and corporations. The firm employs a fundamental, long-term investment approach with diversified allocations tailored through detailed client interviews.

Matthew Spencer is a Series 65 licensed advisor at B.F. Anderson with 15 years of industry experience. He has been with B.F. Anderson since 2008. B.F. Anderson is a state-registered investment adviser managing approximately $58.9 million for around 58 client relationships. The firm serves individuals, corporations, pension plans, trusts, estates, and other entities using a "Focused Investing" approach that combines fundamental and technical analysis to concentrate portfolios in selected U.S. companies without employing margin or options strategies.

Budd Anderson is a financial advisor at BF/Anderson with Series 63 and Series 65 credentials and 49 years of industry experience. He has been with B F Anderson & Co. Inc since 1995. B.F. Anderson & Co., Inc. is a state-registered investment adviser managing approximately $58.9 million across about 58 client relationships. The firm provides discretionary and non-discretionary portfolio management services to individuals, corporations, pension plans, trusts, and estates, employing a "Focused Investing" approach that combines fundamental and technical analysis to concentrate portfolios in U.S. companies without using margin or options strategies.

Michael Steinocher is a financial advisor at Thompson Creek Wealth Advisors in Baton Rouge, LA, holding a Series 65 designation. He has been with Thompson Creek Wealth Advisors since 2024. Prior to joining the firm, he worked at the University of Louisiana at Lafayette for seven years. Thompson Creek Wealth Advisors is a small, fee-only firm serving individuals, trusts, estates, pension plans, and charitable organizations, managing approximately $83.7 million across about 58 client relationships. The firm employs strategic and tactical asset allocation combined with fundamental and cyclical analysis, investing in a broad range of instruments including public securities, hedge funds, private placements, and alternative investments.

David Mcfadden is a CFA® charterholder and holds a Series 66 license with 19 years of industry experience. He has been with Diversified Investment Strategies, LLC since 2005. The firm, operating as Advisor.Investments, manages discretionary portfolios for individuals, business entities, trusts, and estates, including high-net-worth clients, using a range of investment strategies across multiple asset classes. They also provide selective ancillary services such as tax preparation and insurance product arrangements.