Daniel Weinbaum is the principal advisor at Spindletop Commonwealth Advisors LLC in Beaumont, TX, holding Series 63 and Series 65 licenses with 24 years of industry experience. He has led Spindletop Commonwealth Advisors since 2008. Outside of his advisory role, he is a general partner and minority owner of Weinbaum Building LLP, a family real estate investment partnership. Spindletop Commonwealth Advisors serves individuals, trusts, and estates with investment supervisory services and integrated planning for estate, retirement, college, and tax management. The firm employs a dynamic asset allocation approach across multiple asset classes and utilizes active strategies tailored to each client’s objectives, supporting customized client relationships.

Ronald Roccaforte is a financial advisor with R & R Financial Services, LLC, holding a Series 63 designation and 36 years of industry experience. He has worked at Dominion Investor Services, Inc. for 20 years before founding his current firm, where he has been since 2008. In addition to his advisory role, he is a licensed independent insurance agent involved in the sale and service of traditional life, health, disability, fixed annuities, and long-term care insurance products. R & R Financial Services is an independent, single-advisor firm offering discretionary investment management, retirement, tax and estate planning, and hourly consulting to individuals, families, small business owners, trusts, IRAs, and charitable organizations. The firm builds customized asset-allocation models primarily using mutual funds and ETFs, incorporates regular portfolio reviews and rebalancing, and provides insurance products as part of its advisory services.

Malcolm Cain is a financial advisor with Asset Growth Associates Wealth Advisors, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. His career includes roles at Cetera in various capacities totaling over nine years, as well as prior experience with firms such as Citizens National Bank, TD Ameritrade, and Chase Investment Services. Outside of advising, he is involved as a co-owner of a real estate business and a partner in a real estate rehabilitation venture. Asset Growth Associates Wealth Advisors is an independent, state-registered firm managing approximately $14.2 million for individual and high-net-worth clients. The firm offers discretionary portfolio management using a variety of investment strategies and integrates insurance products into its service model through licensed professionals affiliated with the firm.

Jeffrey Lewis is a financial advisor with Asset Growth Associates Wealth Advisors in Beaumont, TX, holding a Series 65 designation and five years of industry experience. He has worked with Texas Registered Financial Consultants, PLLC since 2020 and has been affiliated with Physicians Mutual Insurance Co since 2015. In addition to advisory services, he acts as an insurance agent offering Medicare supplement, health, fixed annuities, and life insurance products. Asset Growth Associates Wealth Advisors provides discretionary portfolio management and financial planning primarily for individual and higher-net-worth clients. The firm employs a combination of fundamental, technical, cyclical, and quantitative analysis, utilizing various investment strategies including options and third-party managers.

Erik Morgan is a financial advisor at Retirement Financial Group, LLC with eight years of industry experience. He holds a Series 65 credential and previously worked at AE Wealth Management, LLC. Outside of his advisory role, he co-owns a direct sales skin care business with his spouse. Retirement Financial Group, LLC provides investment advisory and consulting services to individuals, retirement plans, trusts, and other entities. The firm typically uses model portfolios managed by third-party sub-advisers and offers a range of services including retirement, tax, insurance, and estate analyses, portfolio management, and rollover guidance.

Katelynn Reese is a financial advisor at Retirement Financial Group, LLC with a Series 65 designation and four years of experience in the industry. Prior to joining the firm, she served in the US Army from 2012 to 2019. Retirement Financial Group manages approximately $153 million in client assets through a three-advisor team, serving individuals, trusts, estates, pension and profit-sharing plans, and other entities. The firm provides discretionary portfolio management along with consulting and financial planning services, tailoring investment advice to clients’ objectives and risk tolerance.

Hunter Bergeron is a financial advisor at Retirement Financial Group, LLC with a Series 65 designation and one year of industry experience. Prior to joining the firm, he worked at St. Elizabeth Hospital for seven years and at Lamar University for four years. Retirement Financial Group, LLC provides investment advisory and consulting services to a range of clients, including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm typically uses model portfolios managed by third-party sub-advisers and offers services such as retirement planning, portfolio analysis, and discretionary portfolio management.

Clark Shofner is a financial advisor with Retirement Financial Group, LLC, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. He previously worked at AE Wealth Management, LLC and Global Financial Private Capital. Outside of advisory work, Shofner is involved in several business ventures including ownership of a water bottling manufacturing company and partial ownership of an indoor soccer facility for children. Retirement Financial Group, LLC provides advisory and consulting services to individuals, pension plans, trusts, charitable organizations, and business entities. The firm uses model portfolios managed by third-party sub-advisers while overseeing asset allocation, rebalancing, and client communication.

Jonathan Durr is a financial advisor with Aegis Wealth Management, Inc. He holds a Series 65 credential and has 10 years of industry experience. Prior to joining Aegis, he worked at Foundational Wealth Partners, Brookstone Capital Management LLC, and Fine Future Financial. In addition to advisory work, he is involved in an independent insurance business providing fixed financial products and estate planning services, and serves as a consumer specialist focusing on long-term insurance coverage. Aegis Wealth Management is an SEC-registered firm managing approximately $176 million in discretionary assets, serving individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm offers broad financial planning and discretionary portfolio management by utilizing model portfolios from multiple sub-advisers, tailoring allocations to client objectives and risk tolerance.

Celia Scott is a CFP® professional with 29 years of industry experience, currently affiliated with Good Life Advisors, LLC in Beaumont, TX. She has held roles at Scott Wealth Management, LPL Financial, and Equitable Advisors, among others. Scott also operates as a non-variable insurance agent and has served as a notary. Good Life Advisors is a multi-team registered investment adviser managing approximately $4.35 billion in assets for individuals, business entities, trusts, estates, and charitable organizations. The firm offers tailored portfolio management and comprehensive financial planning, utilizing a blend of direct management, model portfolios, and sponsored advisory programs supported by technology platforms.

David Morrow is a financial advisor at The Fiduciary Alliance with 35 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Morgan Stanley and UBS Financial Services. He is also the owner of Morrow Wealth Advisory Group. The Fiduciary Alliance serves individuals, including high-net-worth clients, as well as retirement plans and other advisers, offering investment management and comprehensive financial planning. The firm employs a mix of analytical approaches and third-party managers to build and manage individualized portfolios and provides specialized services such as ERISA 3(21) nondiscretionary support for plan sponsors.

Ellen Reynard is a Series 66 licensed financial advisor with 13 years of industry experience, currently with NewEdge Advisors since 2022. Her prior experience includes roles at Raymond James Financial Services and Ascent Oil & Gas Consultants. She is a co-owner of an asset protection business and a partner in LTC Financial Services, which is connected to Beaumont Wealth Advisors. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, institutions, and charitable organizations through a network of independent advisers. The firm offers diverse portfolio management and consulting services, combining in-house and third-party solutions with centralized due diligence and technology support.

Noel Kirby is a financial advisor with PNC Wealth Management, holding Series 63 and Series 65 designations and bringing 26 years of industry experience. His prior roles include positions at BBVA Wealth Solutions Inc., BBVA Securities Inc., BBVA Compass Insurance Agency, and COMPASS Bank. PNC Wealth Management provides retail brokerage and advisory services through model-based programs, including a digital discretionary model account offered as an invitation-only pilot for employees. The firm uses algorithmic tools to recommend risk-based investment strategies, employing approved models managed by PNC or third-party strategists with implementation delegated to an investment delegate.

Colleen Baker is a Series 65 licensed advisor at NewEdge Advisors with one year of experience in the financial industry. She also serves as a Program Director and Instructor at Lamar State College - Orange, where she provides academic and career advice and instructs online dental assisting courses. NewEdge Advisors is an enterprise-scale registered investment adviser serving a range of clients including individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations. The firm offers diverse portfolio management and consulting services through multiple program structures, combining in-house manager selection with third-party models and emphasizes centralized due diligence supported by technology tools.

Andrew Speece is a Series 65-licensed financial advisor with First Command Advisory Services in Vidor, TX. He joined the firm in 2026 and has prior experience working at Ecovyst, Veolia WTS, and Valspar. First Command Advisory Services, Inc. is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a particular focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs, with investment decisions handled by a centralized Investment Management Team and Wealth Portfolio Managers using a selection of model portfolios and third-party managers.

Stephen Cherewaty Jr. is a financial advisor at NewEdge Advisors with a Series 65 credential. He has one year of industry experience and previously worked at Signtag Corporation, Northwest Innovation Resource Center, Bureau Veritas North America, and Blue Origin. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, pension plans, corporations, trusts, estates, and charitable organizations through a network of independent advisers. The firm offers a wide range of portfolio management and consulting services and utilizes multiple program structures with a focus on centralized due diligence and technology-supported advisory solutions.

Marioreen Gibson is a financial advisor with OSAIC Institutions, Inc. She holds Series 63 and Series 66 licenses and has 36 years of industry experience. Her prior roles include positions at Rave Credit Union, CUSO Financial Services, LPL Financial, CUNA Brokerage Services, Cuna Mutual Group, and UBS Financial Services. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, ERISA plan services, and access to alternative investments and lending solutions, operating with a hybrid adviser/broker-dealer structure.

Michael Jordan is a financial advisor at NewEdge Advisors with Series 63 and Series 65 credentials and three years of industry experience. In addition to his advisory role, he is a CPA and partner at Cavett, Turner & Wyble, LLP, an accounting firm in Beaumont, Texas, where he has worked for eight years. Prior to joining NewEdge Advisors, he spent three years with Raymond James Financial Services Advisors, Inc. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations through a network of independent representatives. The firm offers a broad range of portfolio management, financial planning, and consulting services, utilizing multiple program structures and technology tools, including AI in certain operations, to support advisor and client needs.

Jeffrey Cavett is a Series 65-licensed advisor with NewEdge Advisors who has been in the financial industry for over 14 years. Prior to joining NewEdge Advisors, he worked at Cavett, Turner & Wyble LLC for 14 years. He is based in Beaumont, TX. NewEdge Advisors is an enterprise-scale registered investment adviser that serves a wide range of clients including individuals, pension plans, corporations, and charitable organizations. The firm offers various investment programs combining in-house and third-party manager selection, supported by technology tools and centralized due diligence.

David Thomas is a financial advisor at Stifel with 39 years of industry experience. He holds a Series 63 designation and previously worked at UBS Financial Services for ten years. Outside of his advisory role, he serves as President and Treasurer of the L/H Scholarship Program Inc., which grants scholarships to graduating seniors from Woodrow Wilson High School in Dallas, TX. Stifel serves a broad range of clients, including individuals, institutional clients, and charitable organizations, providing brokerage and investment advisory services supported by a proprietary investment methodology developed by its Investment Strategy Group.