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George E

Series 63, Series 65

Hamel, IL

Abundance Advisors, Inc.

George Ellis is a financial advisor at Abundance Advisors, Inc. with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Abundance Advisors since 2005. In addition to his advisory role, Ellis owns and operates GN Ellis Agency, providing life and health insurance products and protection planning for individuals and small businesses since 1984. Abundance Advisors offers asset-allocation investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm utilizes a strategic, model-based asset allocation process and provides discretionary portfolio management primarily through no-load mutual funds, variable annuities, and cash sweep vehicles.

Passive / index investing Wealth management
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Grant F

Series 65

Highland, IL

Powers Advisory Group, LLC

Grant Fridley is a Series 65-licensed advisor at Powers Advisory Group, LLC with one year of industry experience. Prior to joining Powers Advisory Group, he spent three years at McKendree University and seven years at Wesclin CUSD3. Powers Advisory Group advises individuals, including high-net-worth clients, as well as corporations and employee benefit plans. The firm employs an ETF-based, asset-allocation investment approach focusing on quality securities and income growth, combining fundamental and technical analysis alongside financial planning and pension consulting.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Nicholas R

Series 65

Highland, IL

Powers Advisory Group, LLC

Nicholas Rutz is a Series 65-licensed advisor at Powers Advisory Group, LLC with two years of industry experience. He has been involved with Powers Advisory Group since 2023 and has additional business experience as the owner of a child care company and a real estate investment company. Prior to Powers Advisory Group, he was associated with Siblings & Company LLC and operated Rutz Group II DBA Popeye's Chop House. Powers Advisory Group serves individuals, including high-net-worth clients, as well as corporations and employee benefit plans by offering discretionary investment management, financial planning, and pension consulting. The firm’s investment approach focuses on ETF-based, asset-allocation portfolios emphasizing quality securities, current income, and dividend reinvestment.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Mark M

CFP®, Series 63, Series 66

Maryville, IL

Meredith Wealth Planning

Mark Meredith is a CFP® with 15 years of industry experience. He is the principal advisor at Meredith Wealth Planning, where he has worked since 2019. Prior to founding his firm, he spent eight years at Raymond James Financial Services Advisors Inc. and The Bank of Edwardsville. Meredith Wealth Planning provides discretionary investment management and comprehensive financial planning to individuals, high net worth clients, families, and corporate clients. The firm primarily uses a passive investment approach, constructing diversified portfolios with index mutual funds and ETFs tailored to clients’ goals and risk tolerances.

Concentrated stock management Multi-generational wealth transfer College savings (529s, UTMA, etc.)
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Matthew P

Series 63, Series 65

Highland, IL

Powers Advisory Group, LLC

Matthew Powers is a financial advisor with Powers Advisory Group, LLC, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has led Powers Advisory Group since 2014. Powers Advisory Group serves individuals, including high-net-worth clients, along with corporations and employee benefit plans. The firm focuses on ETF-based, asset-allocation portfolios emphasizing quality securities and income growth, and combines pension consulting, participant account management, and financial planning through a four-advisor team managing approximately $329.5 million in discretionary assets.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Richard W

CFP®, CFA®, Series 66

Maryville, IL

Meredith Wealth Planning

Richard Wimmer Jr. is a financial advisor at Meredith Wealth Planning with eight years of industry experience. He holds the CFP®, CFA®, and Series 66 designations and has worked at firms including Silicon Hills Wealth Management, Matter Family Office, Buckingham Strategic Wealth, and Wells Fargo Bank. Meredith Wealth Planning provides discretionary investment management and comprehensive financial planning to individuals, high net worth clients, families, and corporate clients. The firm primarily employs a passive investment approach using diversified portfolios of index mutual funds and ETFs, managing accounts on a continuous discretionary basis with periodic reviews.

Concentrated stock management Multi-generational wealth transfer College savings (529s, UTMA, etc.)
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Richard R

Series 65, Series 66

Highland, IL

Powers Advisory Group, LLC

Richard Ringwald is a financial advisor at Powers Advisory Group, LLC with 10 years of industry experience. He holds Series 65 and Series 66 designations and has worked at Powers Advisory Group since 2017, following roles at Commerce Bank and Stifel Nicolaus. Powers Advisory Group serves individuals, including high-net-worth clients, as well as corporations and employee benefit plans, providing discretionary investment management, financial planning, and pension consulting. The firm employs an ETF-based, asset-allocation approach focused on quality securities, current income, and dividend reinvestment, combining fundamental and technical analysis with periodic portfolio rebalancing.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Steven G

Series 63, Series 66

Edwardsville, IL

Feltl Advisors

Steven Gray is a financial advisor at Feltl Advisors with 24 years of industry experience. He has held his current position at Feltl and Company since 2015. Gray holds Series 63 and Series 66 designations. Feltl Advisors is an SEC-registered investment adviser managing approximately $165 million with a 15-advisor team that primarily serves individual investors. The firm offers financial planning and portfolio management through wrap-fee advisory programs delivered via its clearing relationship with RBC, generally operating on a non-discretionary basis.

Early retirement planning Founder/Business Owner
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Jeffrey W

Series 65

Glen Carbon, IL

CarsonAllaria Wealth Management, LTD.

Jeffrey Waters is a financial advisor with CarsonAllaria Wealth Management, LTD., holding a Series 65 designation and six years of industry experience. His career includes roles at Northwestern Mutual and Cambridge Investment Research prior to joining CarsonAllaria in 2019. CarsonAllaria Wealth Management is a registered investment adviser serving individuals, trusts, estates, corporations, and retirement plan sponsors. The firm manages approximately $791.8 million using a quantitative, client-profile-driven approach and offers integrated discretionary wealth management alongside ERISA fiduciary services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Retired Executive
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Connor B

Series 65

Edwardsville, IL

Slagle Financial, LLC

Connor Bouse is a financial advisor at Slagle Financial, LLC with a Series 65 designation and two years of industry experience. He has been with Slagle Financial since 2022. Slagle Financial provides investment supervisory services and financial planning for individuals, families, and businesses, offering tailored engagement terms and investment policy statements. The firm emphasizes globally diversified portfolios aligned with modern portfolio theory and uses fundamental security analysis with a preference for index mutual funds and ETFs in internal management.

General retirement planning Income planning Wealth management
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Mark A

CFP®, Series 63, Series 65

Glen Carbon, IL

CarsonAllaria Wealth Management, LTD.

Mark Allaria is a CFP® professional with 14 years of industry experience, currently serving as a partner at CarsonAllaria Wealth Management, Ltd. He previously worked at Purshe Kaplan Sterling Investments, Mass Mutual Life Insurance Company, and Visionary Wealth Advisors, LLC. In addition to his advisory role, he is engaged in servicing fixed insurance products. CarsonAllaria Wealth Management is a registered investment adviser that provides discretionary investment management, financial planning, and consulting to individuals, trusts, estates, corporations, and retirement plan sponsors. The firm manages approximately $791.8 million and combines traditional wealth management with ERISA fiduciary services, using a quantitative, computer-based approach to portfolio construction and leveraging third-party platforms for reporting and administration.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Retired Executive
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Chad S

Series 63, Series 66

Edwardsville, IL

Slagle Financial, LLC

Chad Slagle is a financial advisor with Slagle Financial, LLC, holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. He has been with Slagle Financial since 2009 and is a partner in Best Practices, LLC, a consulting business serving financial firms and individuals. Additionally, he works as an independent insurance agent representing various companies. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and businesses. The firm emphasizes globally diversified portfolios aligned with modern portfolio theory and offers discretionary portfolio management, standalone financial plans, and third-party money manager recommendations.

General retirement planning Income planning Wealth management
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Justin M

Series 63, Series 66

Edwardsville, IL

Feltl Advisors

Justin Mcbride is a financial advisor with Feltl Advisors in Edwardsville, IL, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. He has worked at Feltl and Company since 2015. Feltl Advisors provides investment advisory services primarily to individual investors who are predominantly non–high-net-worth clients, as well as to corporations, pension and profit-sharing plans, trusts, and institutions. The firm manages approximately $132 million in client assets and offers non-discretionary advice through various wrap-fee advisory programs in partnership with RBC.

Early retirement planning Founder/Business Owner
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Joseph A

CFP®, Series 65

Glen Carbon, IL

CarsonAllaria Wealth Management, LTD.

Joseph Allaria is a CFP® professional with 13 years of industry experience. He has worked at CarsonAllaria Wealth Management, Ltd. since 2017 and previously held roles at Visionary Wealth Advisors, LLC and Mass Mutual Life Insurance Company. Outside of advisory work, he holds a licensed insurance agent designation. CarsonAllaria Wealth Management advises individuals, trusts, estates, corporations, and retirement plans, offering discretionary investment management, financial planning, and consulting services. The firm uses a combination of quantitative models and traditional research, employs tax-sensitive techniques, and integrates third-party platforms such as Betterment to serve a broad range of clients.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Retired Executive
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Jamie P

Series 65

Bunker Hill, IL

Genesis Wealth Management

Jamie Payne is a financial advisor at Genesis Wealth Management with four years of industry experience. He holds the Series 65 designation and previously worked at Franklin & Vaughn, LLC. Genesis Wealth Management provides personalized financial planning and investment management to individuals, trusts, estates, charitable organizations, and retirement plans. The firm manages approximately $54.5 million for about 377 clients and offers tailored portfolios with discretionary and non-discretionary services, including specialized support for veterans and long-term care planning.

General retirement planning Long-term care insurance Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Retired
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Joshua O

Series 65

Edwardsville, IL

Slagle Financial, LLC

Joshua Ohl is a financial advisor at Slagle Financial, LLC with one year of industry experience. He holds a Series 65 designation and previously worked at Pruco Securities LLC. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and businesses. The firm emphasizes globally diversified portfolios aligned with modern portfolio theory and offers discretionary portfolio management, standalone financial plans, and third-party money manager recommendations.

General retirement planning Income planning Wealth management
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Tyler H

Series 65

Glen Carbon, IL

CarsonAllaria Wealth Management, LTD.

Tyler Hasty is a financial advisor at CarsonAllaria Wealth Management, LTD. with two years of industry experience. He previously worked at Cardinal Investment Advisors for five years and The Boeing Company for three years. In addition to his advisory role, he is a licensed life and health insurance agent. CarsonAllaria Wealth Management is a registered investment adviser serving individuals, high-net-worth clients, trusts, estates, corporations, and retirement plans. The firm manages approximately $791.8 million using a quantitative investment approach and offers a combination of discretionary wealth management and ERISA fiduciary services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Retired Executive
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Christopher C

Series 63, Series 65

Glen Carbon, IL

Integrity Investment Advisors, LLC

Christopher Cottone is a financial advisor with Integrity Investment Advisors, LLC in Glen Carbon, IL, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. His prior work includes roles at LPL Financial LLC and National Planning Corporation. Outside of his advisory work, he is a commissioned notary in Missouri. Integrity Investment Advisors is a three-advisor registered investment adviser managing approximately $57.4 million in assets for individuals, families, trusts, nonprofits, pensions, and businesses. The firm offers in-house financial planning and portfolio management, employing a process that begins with a written financial plan and emphasizes diversification, cost control, and tax efficiency.

Multi-generational wealth transfer
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Blake W

Series 65

Edwardsville, IL

Slagle Financial, LLC

Blake Williams is a financial advisor at Slagle Financial, LLC with three years of industry experience. He holds a Series 65 designation. Prior to joining Slagle Financial, he worked at Coldwell Banker Brown for one year and spent sixteen years in other roles not specified. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and business clients. The firm uses a globally diversified investment approach based on modern portfolio theory, emphasizing index mutual funds and ETFs, and offers both internal portfolio management and recommendations of third-party managers with ongoing oversight.

General retirement planning Income planning Wealth management
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Christopher D

Series 65

Edwardsville, IL

Slagle Financial, LLC

Christopher Dorsey is a financial advisor at Slagle Financial, LLC with 14 years of industry experience. He holds a Series 65 designation and has been with Slagle Financial and Peak Insurance Agency since 2011. In addition to his advisory role, Dorsey is an insurance agent for Peak Insurance Agency. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and businesses, tailoring strategies to clients’ goals and risk tolerance. The firm uses a globally diversified investment approach with an emphasis on index mutual funds and ETFs, and it operates ten offices across multiple locations.

General retirement planning Income planning Wealth management
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