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Joseph K

Series 63, Series 65

Fargo, ND

LPL Financial

Joseph Keimig is a financial advisor at LPL Financial with eight years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including Eighth Wonder Investments LLC, MML Investors Services, and Mass Mutual Life Insurance Company. He is based in Fargo, ND. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, asset management programs, and institutional platforms, providing advice through a large network of investment adviser representatives who utilize both proprietary and third-party strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Christopher B

Series 63, Series 65

Fargo, ND

LPL Financial

Christopher Birmingham is a financial advisor with LPL Financial in Fargo, ND, holding Series 63 and Series 65 credentials and possessing 38 years of industry experience. His prior firms include Piper Sandler & Co., UBS Financial Services, Securities America Advisors, and Investment Centers of America. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers various financial planning and portfolio management solutions, utilizing both proprietary research and third-party strategies across discretionary and non-discretionary accounts.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Teddi P

CFP®, ChFC®, Series 65, Series 63

Fargo, ND

Ameriprise

Teddi Paulson is a CFP® and ChFC® with 23 years of experience in the financial services industry. She has worked at Ameriprise since 2022 and previously spent 12 years at the University of Jamestown. Paulson is based in Fargo, ND. Ameriprise Financial Services is a large, diversified advisory firm serving individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement-income planning focused on dependable income sources and tax-aware withdrawal strategies.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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William K

Series 66

Fargo, ND

Thrivent Investment Management

William Keating is a financial advisor at Thrivent Investment Management with one year of industry experience. Prior to joining Thrivent, he spent nine years at Atos IT Solutions & Services, Inc. He serves as a board member for Sunset Memorial Gardens, a nonprofit cemetery in Fargo, ND, and is the Sports Director for the Sons of Norway organization, promoting Norwegian heritage and culture. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, offering goal-based analyses and broad financial recommendations without portfolio management for institutional clients.

Business ownership considerations
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Michael R

Series 63

Moorhead, MN

Edward Jones

Michael Richards is a financial advisor at Edward Jones in Moorhead, MN, holding a Series 63 designation with 24 years of industry experience. He has been with Edward Jones for 25 years. Outside of his advisory role, he is a part-owner of a storage rental business in Villard, MN. Edward Jones is a full-service wealth management firm serving individual and institutional clients, with approximately $1.01 trillion in assets under management and a nationwide network of over 23,000 financial advisors. The firm offers a range of advisory programs, including discretionary and non-discretionary strategies, and provides additional services such as tax-efficient solutions and securities-based lending.

Retirement income strategy General retirement planning Wealth management ESG / Sustainable investing Business ownership considerations Founder/Business Owner Values-based investing Religious/faith focused
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Lance I

Series 66

Fargo, ND

Edward Jones

Lance Ihry is a financial advisor with Edward Jones in Fargo, ND, holding a Series 66 designation and 10 years of industry experience. He has been with Edward Jones since 2015. Outside of his advisory work, he is a partner in a dock and lift services business in Detroit Lakes, MN. Edward Jones is a full-service wealth management firm serving individual and institutional clients, with over $1 trillion in assets under management. The firm offers a range of discretionary and non-discretionary investment strategies, alongside affiliated mutual funds and trust services, operating under a fiduciary standard.

Retirement income strategy Business ownership considerations Multi-generational wealth transfer Active portfolio management Founder/Business Owner Intergenerational Families
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Anthony M

Series 66

Moorhead, MN

Edward Jones

Anthony Mc Aleer is a financial advisor at Edward Jones in Moorhead, MN, holding a Series 66 designation with two years of industry experience. Prior to joining Edward Jones in 2023, he worked for Heat Transfer Warehouse from 2010 to 2023. Edward Jones is a full-service wealth management firm serving more than four million clients, including individuals, institutions, corporate clients, and charitable organizations. The firm manages over $1 trillion in assets and offers a range of advisory services, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds.

Retirement income strategy General retirement planning Wealth management Retired Founder/Business Owner Executive
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Earl J

Series 63, Series 66

Fargo, ND

Edward Jones

Earl Jarolimek is a financial advisor with Edward Jones in Fargo, ND, holding Series 63 and Series 66 credentials and bringing 25 years of industry experience. His prior roles include positions at Bancwest Investment Services, Inc. and Bank of the West. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, with more than $1 trillion in assets under management and a nationwide network of approximately 23,701 advisors. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Retirement income strategy General retirement planning Wealth management Retired Founder/Business Owner Executive
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Scott N

Series 66

Fargo, ND

Wells Fargo Advisors

Scott Nordhougen is a financial advisor with Wells Fargo Advisors in Fargo, ND, holding a Series 66 designation and bringing 11 years of industry experience. His career includes roles at Wells Fargo Advisors, LLC and Wells Fargo Clearing. He has ownership interests in investment-related businesses in Fargo, including OneWealth LLC and ATM Legacy Financial LLC. Wells Fargo Advisors Financial Network is a broker-dealer and registered investment adviser that provides investment and fee-based financial planning services to individuals, trusts, and institutional clients, offering a broad range of planning services and tailored recommendations supported by Wells Fargo research and tools.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Chad Q

Series 66

Fargo, ND

Wells Fargo Advisors

Chad Quamme is a financial advisor at Wells Fargo Advisors based in Fargo, ND, holding a Series 66 designation with 24 years of industry experience. His prior roles include positions at Dougherty & Company LLC and Wells Fargo Clearing. He has ownership interests in investment-related businesses including ONE WEALTH LLC and Q CAPITAL LLC. Wells Fargo Advisors Financial Network provides investment and financial planning services to individuals, trusts, and institutional clients, offering a broad range of planning options that address various financial needs. The firm utilizes Wells Fargo research and tools to develop tailored recommendations, delivering these through meetings and client summaries, with optional implementation through multiple advisory and brokerage programs.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Melinda J

Series 66

West Fargo, ND

Edward Jones

Melinda Jury is a financial advisor with Edward Jones in West Fargo, ND, holding a Series 66 designation. She has been with Edward Jones since 2022 and has a total of four years of industry experience. Prior to joining Edward Jones, she worked at Hornbacher's for one year. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Lawrence W

Series 63, Series 65

Fargo, ND

Wells Fargo Advisors

Lawrence Wittman is a financial advisor at Wells Fargo Advisors with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked across various Wells Fargo entities since 2016. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that provides investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm offers a broad range of planning services supported by Wells Fargo research and tools, with planning engagements typically conducted on a discrete basis.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Laura P

CFP®, ChFC®, Series 63, Series 65

Moorhead, MN

Cetera

Laura Penner is a CFP® and ChFC® with 28 years of industry experience. She is currently with Cetera and has been affiliated with the firm and its related entities since 2017. She also works as an insurance agent selling life, health, and disability insurance. Cetera Investment Advisers LLC serves a broad client base, including individual investors, employer-sponsored retirement plans, and institutional accounts, offering a wide range of portfolio management and financial planning services through a large network of independent advisors.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Kathleen F

Series 63, Series 65

West Fargo, ND

Primerica Advisors

Kathleen Fischer is a financial advisor with Primerica Advisors in Horace, ND, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. She has worked with PFS Investments Inc. and Primerica Financial Services since 2002. In addition to advisory services, she is involved in sales of loan products and home security and automation referrals through affiliated companies. Primerica Advisors provides discretionary asset management through its Lifetime Investment Program, offering model-based strategies and selectively managed accounts primarily to individual and high-net-worth clients. The firm curates third-party asset managers and uses a tiered percentage-based wrap fee structure.

ESG / Sustainable investing Tax-loss harvesting Income planning
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Michael B

Series 66

Moorhead, MN

LPL Financial

Michael Bale is a financial advisor with LPL Financial in Moorhead, MN, holding a Series 66 designation and five years of industry experience. His work history includes roles at LPL Financial and Bell Bank since 2019, with prior experience in various positions including client service and notary duties at Bell Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, utilizing model portfolios, third-party subadvisors, and customized strategies across multiple asset classes.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Jackson L

Series 66

West Fargo, ND

Edward Jones

Jackson Lemnus is a financial advisor with Edward Jones, holding a Series 66 designation and five years of industry experience. He has worked at Edward Jones since 2020 and has prior experience in renewable energy and agricultural consulting firms. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of managed strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard and maintaining a large retail advisor and branch network.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business succession planning General estate planning guidance Wealth management Founder/Business Owner
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Bryce I

CFP®, Series 66

Fargo, ND

Edward Jones

Bryce Irsfeld is a CFP® professional with four years of industry experience, currently serving as a financial advisor at Edward Jones in Fargo, ND. His prior experience includes roles at Scheels and COUNTRY Financial, as well as positions in education and community services. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, offering a range of advisory programs and investment strategies supported by a nationwide network of financial advisors and branch offices.

Retirement income strategy Business ownership considerations Business exit / sale strategy Founder/Business Owner
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Kristopher S

Series 66

Fargo, ND

Cetera

Kristopher Smith is a financial advisor at Cetera with 24 years of industry experience. He holds a Series 66 designation and has worked at Cetera and its affiliates since 2022, with prior tenure at First Financial Equity Corporation. Smith is also the owner of KSCL LLC, an LLC established for tax purposes. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, corporate, charitable, and institutional clients nationwide. The firm offers a multi-manager platform with a variety of portfolio management options and financial planning services delivered through a large network of independent advisors.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Shad C

Series 63, Series 66

Fargo, ND

Thrivent Investment Management

Shad Connor is a financial advisor with Thrivent Investment Management in Fargo, ND, holding Series 63 and Series 66 credentials and having 27 years of industry experience. He has been with Thrivent Financial for Lutherans and Thrivent Investment Management since 2002. Outside of advising, he serves as president of Avid Properties LLC, overseeing decisions related to an office building he acquired. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors. The firm offers goal-based planning on a broad range of topics and integrates planning with managed-account programs, while maintaining separate service structures and not accepting discretionary trading authority for the Dedicated Planning Service.

Business ownership considerations
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Anthony P

Series 63, Series 66

Fargo, ND

Cetera

Anthony Paper is a financial advisor with Cetera in Fargo, ND, holding Series 63 and Series 66 licenses and 25 years of industry experience. He previously worked at Concourse Financial Group Securities Inc for 14 years and has operated two investment-related businesses since 2006 and 2008. Outside of financial services, he serves as a sports official for basketball and football games in the Fargo area. Cetera Investment Advisers LLC is an SEC-registered firm that supports a nationwide network of over 10,000 independent advisors. The firm serves a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts, offering portfolio management, financial planning, and access to various third-party investment managers through multiple program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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