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Matthew M

Series 66

Lake Bluff, IL

Landolt Securities, Inc.

Matthew Mc Kiernan is a financial advisor with Landolt Securities, Inc. in Lake Bluff, Illinois. He holds a Series 66 designation and has eight years of industry experience. Prior to joining Landolt Securities in 2018, he worked in roles at Miami University and Aparium Hotel Group. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, and corporations. The firm’s investment process emphasizes fundamental analysis and manages a majority of client assets in small-cap growth stocks, using both short-term and long-term trading strategies tailored to client objectives.

Active portfolio management Annuities Executive
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Cary K

Series 63, Series 66

Round Lake, IL

Journey Advisory Group, LLC

Cary Kornick is a financial advisor at Journey Advisory Group, LLC with 27 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Herr Investment Group LLC and Monere Investments, Inc. Journey Advisory Group serves a diverse client base including individuals, trusts, estates, charities, corporations, and retirement plans, providing discretionary portfolio management, financial planning, and retirement plan consulting. The firm employs a long-term investment strategy with strategic asset allocation and uses a variety of analysis methods and instruments, managing approximately $1.47 billion in assets.

Tax-loss harvesting Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner
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Michael S

Series 66

Lake Forest, IL

TSFG, LLC

Michael Schremser is a financial advisor at TSFG, LLC with 19 years of industry experience. He holds the Series 66 designation and has worked at TSFG since 2018 and LPL Financial since 2012. TSFG, LLC provides discretionary investment management and financial planning services to individual and high-net-worth clients, trusts, retirement plans, and other entities. The firm employs fundamental analysis in security selection, offers retirement-plan advisory services, and sponsors its own wrap-fee program, managing portfolios tailored to each client’s objectives.

Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
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Gabriel L

Series 65

Buffalo Grove, IL

SGL Financial, LLC

Gabriel Lewit is a financial advisor at SGL Financial, LLC with 15 years of industry experience. He holds a Series 65 designation and co-founded Wealth Financial Group, an insurance wholesaler and brokerage organization that supports and trains insurance agents. Lewit is also a licensed insurance agent. SGL Financial, LLC provides fee-based investment management, financial planning, and consulting to financially established individuals, high-net-worth clients, small businesses, and certain retirement plans. The firm operates under a fiduciary standard, emphasizes diversified asset allocation with long-term horizons, and commonly implements portfolios through third-party managers.

Active portfolio management Founder/Business Owner Retired
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Alec R

Series 66

Hainesville, IL

SB Advisory, LLC

Alec Riss is a financial advisor at SB Advisory, LLC with eight years of industry experience. He previously worked at Edward Jones for seven years and at Marco Technologies for two years. Alec holds the Series 66 designation. SB Advisory, LLC is an SEC-registered multi-team advisory firm with 34 advisors managing approximately $1.1 billion for over 2,600 clients. The firm serves individuals, businesses, and retirement plans, offering portfolio management, various financial planning services, and access to third-party managers and model portfolios, primarily providing advice on a non-discretionary basis.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Tax strategies for small businesses General estate planning guidance Founder/Business Owner Executive
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Kaleb G

Series 66

Buffalo Grove, IL

SGL Financial, LLC

Kaleb Gandy is a financial advisor at SGL Financial, LLC with seven years of industry experience. He holds a Series 66 designation and has previously worked at Hantz Financial Services, Midland Brewing Company, Northwestern Mutual, and in roles at Genji Japanese Steakhouse and Northwood University. SGL Financial, LLC is a fee-based adviser serving financially established individuals, high-net-worth clients, small businesses, and certain retirement and profit-sharing plans. The firm focuses on diversified, long-term asset allocation and typically implements portfolios through third-party money managers and a contractually exclusive sub-advisory relationship with Savant Capital.

Active portfolio management Founder/Business Owner Retired
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Andres L

Series 66

Highland Park, IL

Precise Investment Management, Inc.

Andres Larrea is a financial advisor at Precise Investment Management, Inc. with 14 years of industry experience. He holds a Series 66 designation and has worked at firms including Morgan Stanley and Boston Investment Management LLC. Outside of finance, he has experience as a freelance tennis coach. Precise Investment Management provides discretionary portfolio management to individuals, families, and high-net-worth clients, including non-citizens and non-resident aliens. The firm utilizes sub-advisory portfolio managers selected through country-specific research and offers programs such as the Precise Worldview Structured Program and the Precise Worldview Focus Program.

Options & derivatives strategies Private / alternative investments
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Zachary W

CFP®, Series 66

Highland Park, IL

Walled Lake Planning & Wealth Management, LLC

Zachary Walters is a CFP® and Series 66 licensed advisor with 20 years of industry experience. He has worked at Walled Lake Planning & Wealth Management, LLC since 2018 and previously spent 10 years at RBC Capital Markets Corporation. Walters holds an insurance license and provides servicing of insurance-related accounts in addition to his advisory work. Walled Lake Planning & Wealth Management offers wealth and portfolio management services to individuals, institutions, and charitable organizations. The firm combines discretionary and non-discretionary management with comprehensive financial planning, tailoring portfolios to client objectives using various analytical methods and delivering services through a wrap fee program.

Options & derivatives strategies Concentrated stock management Private / alternative investments
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Michael N

Series 66

Lake Forest, IL

TSFG, LLC

Michael Nagel is a financial advisor at TSFG, LLC with three years of industry experience. He holds the Series 66 designation and previously worked at LPL Financial LLC and in the hospitality industry, including roles at Giordano's and Lettuce Entertain You. TSFG, LLC provides discretionary investment management and financial planning services to individual and high-net-worth clients, family members, trusts, and retirement plans. The firm employs fundamental analysis in managing portfolios tailored to clients’ objectives and sponsors its own wrap-fee program.

Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
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Mathew M

Series 66

Lincolnshire, IL

Truvestments Capital LLC

Mathew Manning is a financial advisor with Truvestments Capital LLC, holding a Series 66 designation and six years of industry experience. He has worked at Purshe Kaplan Sterling Investments, Cetera, and Manning Silverman & Company over the course of his career. Manning is also a minority owner and partner of the CPA firm Manning Silverman & Company, which provides tax and accounting services. Truvestments Capital LLC serves individuals, high-net-worth clients, trusts, estates, and retirement plans, offering discretionary and non-discretionary investment management alongside financial planning. The firm builds customized, primarily long-term portfolios that emphasize low-cost mutual funds and ETFs and manages a private Bitcoin fund through an affiliated general partner.

Private / alternative investments
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Kyle H

Series 66

Crystal Lake, IL

American Community Wealth Management, LLC

Kyle Hoskins is an advisor at American Community Wealth Management, LLC with Series 66 credentials and one year of industry experience. Prior to his current role, he has worked at Osaic Wealth, Inc. and has experience outside finance, including roles at Snuggery River Roadhouse and The University of Iowa. American Community Wealth Management provides investment advisory and financial planning services to individuals, business owners, corporations, and charitable organizations. The firm uses asset-allocation driven portfolios with a combination of advisor-managed accounts and third-party managers, and offers multiple platform choices including wrap programs that integrate trading, custody, and advisory services.

Business ownership considerations Founder/Business Owner Retired
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Michael N

Series 63, Series 66

Grayslake, IL

Capital Advisor Network

Michael Niemczyk is a financial advisor with Capital Advisor Network, holding Series 63 and Series 66 designations and 26 years of industry experience. He has operated Michael Niemczyk Associates, Inc. since 2001 and is also involved with MLN Retirement Planning & Tax Planning, Inc. In addition to his advisory roles, Niemczyk participates as a member and educator with the nonprofit Society of Financial Awareness, providing financial education through community classes and workshops. Capital Advisor Network serves individual and high-net-worth investors, institutions, charitable organizations, trusts, and employer-sponsored retirement plans. The firm applies a tactical investment approach utilizing data analytics and algorithmic signals, offering both discretionary and non-discretionary management across various asset classes while accommodating client-specific restrictions.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive
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William G

Series 63, Series 65

Lake Forest, IL

North Shore Private Asset Management, LLC

William Gregg is a financial advisor at North Shore Private Asset Management, LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has been with North Shore Private Asset Management since 2016. North Shore Private Asset Management serves a diverse client base including individuals, trusts, estates, charitable organizations, corporations, and institutional clients such as pension and profit-sharing plans. The firm manages approximately $572 million in assets and offers customized portfolio management using a combination of fundamental, technical, and cyclical analysis across various investment vehicles.

Options & derivatives strategies Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Kevin N

CFP®, Series 66

Crystal Lake, IL

American Community Wealth Management, LLC

Kevin Noonan is a CFP® with 24 years of industry experience, currently serving at American Community Wealth Management, LLC, where he has worked since 2003. He previously worked at Triad Advisors, Inc. and Osaic Wealth, Inc. Noonan serves as a voting board member for the Family Health Partnership Clinic, a nonprofit health clinic. American Community Wealth Management provides investment advisory and financial planning services to individuals, business owners, and institutions. The firm offers tailored portfolio management and planning solutions, combining in-house Advisor Managed Portfolios with access to multiple third-party platforms and wrap-fee programs.

Business ownership considerations Founder/Business Owner Retired
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Jason S

Series 66, Series 65, Series 63

Lake Bluff, IL

Landolt Securities, Inc.

Jason Seurer is a financial advisor with Landolt Securities, Inc. in Lake Bluff, IL, holding Series 63, 65, and 66 licenses and bringing 26 years of industry experience. He has been associated with Landolt Securities since 2018 and has engaged in various business ventures, including serving as a high school football coach and providing advisory services to a software development firm. Landolt Securities provides investment management and consulting services to individuals, trusts, estates, corporations, and other entities, managing $137.8 million in regulatory assets. The firm employs fundamental analysis with a focus on small-cap growth stocks and offers both discretionary and non-discretionary portfolio management, while also utilizing third-party asset management programs tailored to client risk profiles.

Active portfolio management Annuities Executive
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George H

CFP®, Series 63, Series 65

Barrington, IL

Hemsley Advisors, Ltd.

George Hemsley is a CFP® with 28 years of experience in the financial services industry. He has been with Hemsley Advisors, Ltd. since 1988 and continues to advise clients through this firm based in Barrington, IL. Hemsley Advisors, Ltd. provides asset management, financial planning, and consulting services to individuals, charitable organizations, and businesses. The firm uses a fundamental analysis and long-term investment approach to develop individualized portfolios and offers both discretionary and non-discretionary management, with financial planning available as part of their services or as standalone engagements.

General retirement planning Social Security optimization Medicare planning General tax planning
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Michael F

Series 66

Deerfield, IL

Affiance Financial LLC

Michael Fishman is a financial advisor with Affiance Financial LLC in Deerfield, IL, holding a Series 66 designation and four years of industry experience. Prior to joining Affiance Financial, he worked at Ernst & Young for six years. Affiance Financial serves individuals, employer-sponsored retirement plans, charitable organizations, and businesses, offering discretionary and non-discretionary investment management along with financial planning and retirement plan services. The firm employs a top-down macroeconomic and fundamental analysis approach, managing approximately $1.37 billion in assets with a range of model investment strategies and customized client solutions.

College savings (529s, UTMA, etc.) Private / alternative investments Tax-loss harvesting Founder/Business Owner Retired
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Patrick G

Series 66

Mundelein, IL

15 Wealth Advisors LLC

Patrick Graham is a financial advisor with 15 Wealth Advisors LLC holding a Series 66 designation and one year of industry experience. His background includes roles at LPL Financial LLC and TS Financial Group, LLC, along with prior work in higher education and the restaurant sector. He provides administrative support to TSFG, LLC, an independent investment advisory firm. 15 Wealth Advisors serves individual, high-net-worth, pension, and corporate clients with investment advisory, financial planning, and employer planning services. The firm offers discretionary portfolio management tailored to client goals, utilizing a multi-disciplinary investment process and sponsoring a wrap fee program with a unique ownership and affiliation structure.

Retirement income strategy Tax-loss harvesting Annuities Equity compensation tax strategy Business exit / sale strategy Founder/Business Owner Executive Self-Employed
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James H

Series 65

Deer Park, IL

Essex LLC

James Hartwell is a Series 65-licensed financial advisor with Essex LLC in Deer Park, Illinois, where he has worked since 1997. He has 25 years of experience in the industry and is part of a seven-advisor team. Essex LLC is a team-based registered investment adviser managing approximately $563 million for around 600 clients, including individuals, employer-sponsored retirement plans, trusts, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management and financial planning, utilizing model portfolios with a mix of equities, fixed income, ETFs, and investment company shares informed by fundamental, technical, and sector analysis.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Annuities Self-Employed Executive
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Mathew D

Series 66, Series 63, Series 65

Vernon Hills, IL

BCU Wealth Advisors, LLC

Mathew Douvikas is a financial advisor with BCU Wealth Advisors, LLC in Vernon Hills, IL, holding Series 66, Series 63, and Series 65 credentials and bringing 11 years of industry experience. His background includes roles at LPL Financial, Baxter Credit Union, CUSO Financial Services, PNC Bank, and JP Morgan Securities. BCU Wealth Advisors, LLC provides portfolio management, financial planning, and investment consultation to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a core-plus-satellite investment approach using third-party managers and model portfolios, with a substantial wrap fee program that covers transaction costs for participating accounts.

Charitable giving & philanthropy Retirement income strategy Cash flow / budgeting General estate planning guidance Founder/Business Owner
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