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Dan T

ChFC®, Series 63, Series 65

Wichita, KS

Raymond James Financial

Dan Topping is a financial advisor at Raymond James Financial with 27 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 65 licenses. His prior experience includes roles at Keating and Converse Team Financial Services, LLC. Outside of advising, he owns and manages Affordable Mini Storage, LLC in Wichita, KS. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base including individuals, institutions, and charitable organizations. The firm utilizes tailored, non-discretionary planning and analytical tools to support client goals and offers specialized programs such as municipal advisory and SIMPLE IRA Employer Advisory services.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Dawson J

Series 66

Wichita, KS

LPL Enterprise

Dawson Jones is a financial advisor with LPL Enterprise, holding a Series 66 designation and two years of industry experience. Prior to joining LPL Enterprise, he worked with The Prudential Insurance Company of America and Pruco Securities LLC. Outside of finance, he has experience in the winery industry, having worked with Liquid Art Winery and Estate. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, and corporations, offering financial planning, advisory, and brokerage services through an integrated platform that combines model portfolios, third-party management, and access to various financial products.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Vanessa R

Series 65, Series 63

Wichita, KS

LPL Financial

Vanessa Rohlman is a financial advisor with LPL Financial in Wichita, KS, holding Series 65 and Series 63 designations and seven years of industry experience. She has previously worked at Voya Financial Advisors, Inc., Cetera, and RT Financial, LLC. Outside of advising, she has experience as a notary and has been involved with RT Financial, LLC in multiple capacities. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients, including individuals, retirement plans, banks, and charitable organizations. The firm offers various advisory programs, financial planning, and brokerage services supported by in-house and third-party research, as well as advanced portfolio management technologies.

College savings (529s, UTMA, etc.)
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Dallas C

Series 66

Wichita, KS

LPL Financial

Dallas Clemens is a financial advisor at LPL Financial with seven years of industry experience. He holds the Series 66 designation and has previously worked at Commerce Brokerage Services, Inc. and Commerce Bank. Clemens also serves as an Assistant Vice President at Commerce Bank in a non-investment-related role. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting services, utilizing model portfolios and research from multiple sources.

College savings (529s, UTMA, etc.)
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Cynthia L

Series 63, Series 65

Wichita, KS

Merrill

Cynthia Laub is a Senior Financial Advisor at Merrill Lynch Wealth Management. She has been with the firm since 1993, starting immediately after graduating from Phillips University with a degree in Business Administration, emphasizing Economics and Marketing. Throughout her career, Cynthia has focused on wealth management consulting and helping clients prepare for and navigate retirement. Cynthia has extensive experience designing portfolios for high-net-worth individuals and their families. Her areas of expertise include divorce transition planning, family wealth management strategies, employee financial health, personal retirement planning, and retirement income. She works closely with clients to develop investment approaches tailored to their unique goals and priorities, reviewing asset allocation, insurance needs, estate plans, and providing customized retirement analyses. Cynthia holds several professional designations, including Chartered Retirement Planning Counselor™, Certified Plan Fiduciary Advisor®, Personal Investment Advisor, and Retirement Benefits Consultant. Beyond her professional work, Cynthia has personal interests such as basketball, boating, cooking, gardening, golfing, interior decorating, music, singing, spending time with her family, and watching movies.

General retirement planning Retirement income strategy Income planning Wealth management General estate planning guidance Women Professionals Women's Finance Parents
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Jonathan T

Series 66

El Dorado, KS

OSAIC

Jonathan Twidwell is a financial advisor at OSAIC with 16 years of industry experience. He holds a Series 66 designation and previously worked for Woodbury Financial Services Inc. for 10 years. Twidwell serves on the boards of Inclusion Connections, a nonprofit focused on opportunities for individuals with disabilities, and the Entrepreneurs' Organization of Kansas City. OSAIC serves a diverse range of retail and institutional clients through a large network of affiliated advisors, offering integrated brokerage and advisory services including financial planning, retirement consulting, and access to third-party money managers. The firm employs asset-allocation tools and supports a variety of investment strategies, managing accounts on both discretionary and non-discretionary bases.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Thurston T

Series 63, Series 66

Augusta, KS

Edward Jones

Thurston Thies is a financial advisor with Edward Jones in Augusta, KS, holding Series 63 and Series 66 registrations and bringing 27 years of industry experience. He has been with Edward Jones and its predecessor firm since 1999. Outside of his advisory role, he serves as a board member of the Augusta Public Library and operates a personal training business. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs and investment solutions supported by a large network of financial advisors and branch offices.

Retirement income strategy Charitable giving & philanthropy General estate planning guidance General retirement planning Wealth management Retired Founder/Business Owner Executive
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Joshua H

Series 63, Series 65

Wichita, KS

OSAIC

Joshua Humig is a financial advisor with OSAIC in Wichita, KS, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. His prior roles include positions at Woodbury Financial Services, THE O.N. Equity Sales Company, and Ohio National Financial Services. Outside of advisory work, he serves as president of a nonprofit organization coordinating mission trips and is a board member of a mission sending organization. OSAIC Wealth, Inc. serves a diverse client base, including individual, high-net-worth, institutional, and charitable investors, through a large network of affiliated advisers and multiple advisory platforms. The firm offers integrated brokerage and advisory services, financial planning, and access to third-party managers, employing asset-allocation tools and automated rebalancing to manage diversified portfolios.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jade M

Series 66

Wichita, KS

Morgan Stanley

Jade Mccoy is a Series 66 licensed financial advisor with Morgan Stanley in Wichita, KS, and has six years of industry experience. Prior to joining Morgan Stanley in 2020, Jade worked at UMB Bank for four years. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a range of advisory programs, including tailored financial planning supported by firm-approved tools and methodologies.

General estate planning guidance
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Rayce H

CFP®, Series 66

Wichita, KS

Equitable Advisors

Rayce Hoepker is a CFP® with five years of industry experience, currently serving as a financial advisor at Equitable Advisors since 2020. Prior to this role, he held positions in various sectors including education and retail. Outside of his advisory work, he is co-owner of a small business, Reflection Financial Strategies ICT, LLC. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, corporations, and institutional clients, utilizing a broad network of Investment Adviser Representatives and third-party program sponsors.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Katrina E

Series 66

Wichita, KS

UBS Financial Services

Katrina Erker is a Series 66-licensed financial advisor with UBS Financial Services in Wichita, KS, where she has worked since 2007. She has 17 years of industry experience and also serves as a consultant for a jewelry business. Additionally, she holds the position of Treasurer for the Conway Springs Chamber of Commerce. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and institutional trading capabilities with wealth management services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Todd W

Series 66

Wichita, KS

Ameriprise

Todd Wessel Jr. is a financial advisor with Ameriprise Financial Services, holding a Series 66 designation and nine years of industry experience. He has been with Ameriprise since 2016 and is based in Wichita, KS. Outside of his advisory role, Wessel participates in promotional sports and social media activities related to his background as a former college athlete. Ameriprise Financial Services is a large diversified advisory firm serving individual and institutional clients, offering a specialized Premier Retirement Income service that focuses on retirement income planning through written recommendation reports and ongoing advice. The firm's approach includes asset allocation, adaptive withdrawal strategies, and Social Security claiming options within a restricted enrollment framework that incorporates assets held at Ameriprise and affiliated investment options.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Eric F

Series 63, Series 66

Wichita, KS

Ameriprise

Eric Fender is a financial advisor with Ameriprise in Wichita, KS, holding Series 63 and Series 66 licenses and bringing 34 years of industry experience. He has been with Ameriprise and its related entities since 2006. Fender also manages his own financial planning practice through a business he owns. Ameriprise is a large institutional firm that offers a retirement-income planning service aimed at clients approaching or in retirement with significant investable assets. The firm provides a range of advisory, brokerage, and insurance solutions through affiliated companies and uses a combination of research, modeling, and tax-efficiency analysis to deliver personalized retirement income recommendations.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Brock T

Series 66

Wichita, KS

OSAIC

Brock Toothaker is a financial advisor at OSAIC based in Wichita, KS, holding a Series 66 designation. He has less than one year of industry experience and has prior work history in education, including roles at Wichita State University, Fort Hays State University, Butler Community College, and Clearwater High School. OSAIC serves a diverse client base that includes individual investors, pension plans, and charitable organizations through a large network of affiliated advisers. The firm offers integrated brokerage and advisory services with a range of investment options, utilizing asset-allocation tools and automated rebalancing to manage portfolios.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Stacy H

Series 66

Augusta, KS

Edward Jones

Stacy Hicks is a Series 66-registered financial advisor with Edward Jones in Augusta, Kansas, with 22 years of industry experience. She has been with Edward Jones since 2009. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Jeffrey C

Series 63, Series 66

El Dorado, KS

Edward Jones

Jeffrey Christensen is a financial advisor at Edward Jones in El Dorado, Kansas, with 18 years of industry experience. He holds Series 63 and Series 66 designations and has been with Edward Jones since 2012. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a wide range of investment strategies, including discretionary and non-discretionary wrap fee programs and separately managed accounts, and manages approximately $1.01 trillion in assets through a nationwide network of more than 23,700 financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Thomas M

Series 63

Wichita, KS

Ameriprise

Thomas Mc Millen is a financial advisor with Ameriprise in Wichita, KS, holding a Series 63 designation and 32 years of industry experience. He has been with Ameriprise and its affiliate Ameriprise Financial Services, Inc. since 2005. Outside of his advisory role, he is involved with Bottom Line Concepts as a referral partner. Ameriprise offers a retirement-income planning service aimed at individuals nearing or in retirement who meet specific asset criteria, providing written recommendations on income sources, Social Security options, and tax-efficient withdrawal strategies. The firm combines research and modeling with advisory oversight and emphasizes managed accounts within its product offerings.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Gregory S

Series 66

Wichita, KS

Equitable Advisors

Gregory Stahl is a financial advisor at Equitable Advisors based in Wichita, KS, with 20 years of industry experience. He holds the Series 66 designation and has been with Equitable Advisors since 2005, also previously affiliated with Axa Advisors, LLC. Outside of advising, he is an owner/member of Greronica, LLC. Equitable Advisors serves individuals, pension and profit-sharing plans, corporations, and charitable organizations by offering financial planning, retirement plan consulting, and asset-management programs. The firm emphasizes client-specific risk assessment and utilizes a range of third-party managed advisory programs and investment products.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Kevin N

Series 63, Series 65

Wichita, KS

UBS Financial Services

Kevin Nichols is a financial advisor with UBS Financial Services in Wichita, KS, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He has been with UBS since 2013. Nichols serves on the board of the Wichita Cancer Foundation and is a trustee of Wichita Collegiate School, contributing to local nonprofit and educational organizations. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Jon L

CFP®, Series 66

Mulvane, KS

Edward Jones

Jon Lewis is a CFP® professional with 17 years of experience, currently serving as a financial advisor at Edward Jones since 2009. He holds the Series 66 designation and is based in Mulvane, KS. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory services including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard with approximately $1.01 trillion in assets under management.

Retirement income strategy College savings (529s, UTMA, etc.) General estate planning guidance Retirement withdrawal strategies Retired Founder/Business Owner Executive
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