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Laura M

Series 66

Peoria, IL

LPL Financial

Laura Morris is a financial advisor with LPL Financial, holding a Series 66 credential and based in Peoria, IL. She began her career at LPL Financial in 2025 and has prior experience working in various roles at Citizens Equity First Credit Union and educational institutions. Outside of finance, she has held positions in the food service industry and retail. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base, including individuals, retirement plans, banks, and charitable organizations. The firm offers a wide range of advisory programs and financial planning services supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
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Scott M

Series 63, Series 65

Peoria Heights, IL

Robert Baird & Co.

Scott Mabee is a financial advisor with Robert W. Baird & Co. in Peoria Heights, IL, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. He has been with Robert W. Baird & Co. since 2013. He is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, institutions, and charitable organizations. The group provides tailored financial planning and portfolio management services utilizing a range of investment strategies and overlay techniques.

Wealth management Tax-loss harvesting Retired Founder/Business Owner
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Corry H

Series 66

North Pekin, IL

Edward Jones

Corry Harris is a financial advisor with Edward Jones in North Pekin, IL, holding a Series 66 designation and nine years of industry experience. He has been with Edward Jones since 2017 and previously worked at Heartland Bank from 2016 to 2017. Harris serves as Executive Board President for Illinois Business Financial Services, a local community development corporation that manages SBA loans. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a nationwide network of more than 23,700 financial advisors and managing over $1 trillion in assets.

Retirement income strategy General retirement planning Retirement plans for business owners (SEP, solo 401k) Business ownership considerations General estate planning guidance Founder/Business Owner
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Nicolas M

Series 66

East Peoria, IL

OSAIC

Nicolas Madrigal is a financial advisor at OSAIC with a Series 66 designation and three years of industry experience. His prior roles include positions at Woodbury Financial Services Inc. and EZ Mortgage, and he owns and manages an insurance agency, River City Insurance Inc. He is also involved in managing rental properties. OSAIC serves a diverse client base including individuals, institutions, and charitable organizations, offering integrated brokerage and advisory services through a large network of affiliated financial advisors and multiple platforms. The firm employs a range of portfolio construction tools and provides access to third-party money managers and managed-account solutions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jesse H

Series 66

Peoria, IL

Morgan Stanley

Jesse Hall is a financial advisor at Morgan Stanley in Peoria, IL, with eight years of industry experience and a Series 66 credential. He has worked at Morgan Stanley since 2018, including time with Morgan Stanley Private Bank, N.A. He serves as Treasurer for the Peoria Rugby Club. Morgan Stanley Wealth Management provides investment advisory and broker-dealer services to individual and institutional clients, offering tailored financial planning and managing approximately $2.74 trillion in client assets.

General estate planning guidance
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Timothy E

Series 66

Chillocothe, IL

Edward Jones

Timothy Edwards is a financial advisor at Edward Jones with five years of industry experience. He holds a Series 66 designation and has worked at Edward Jones since 2022. Prior to joining Edward Jones, he spent 18 years at Kemp Manufacturing Company and has served as Co-Executor for the Michael F. Edwards Estate since 2021. Edward Jones is a full-service wealth management firm serving individual and institutional clients with over $1 trillion in assets under management. The firm offers a range of advisory programs and investment solutions supported by a nationwide network of more than 23,700 financial advisors and 15,100 branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Brandon P

Series 63, Series 65

Peoria, IL

Cambridge Investment Research Advisors

Brandon Plattner is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. He has worked with Cambridge Investment Research in various capacities since 2010. Outside of his advisory role, Plattner operates Plattner Asset Management and is an independent insurance agent for several agencies. Cambridge Investment Research Advisors serves a diverse client base including individuals, pension plans, charitable organizations, and retirement-plan sponsors. The firm offers financial planning, investment management, and retirement advisory services through a network of independent professionals, employing a variety of portfolio management strategies across multiple platform arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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Kalei H

Series 66

Peoria, IL

Morgan Stanley

Kalei Haggard is a financial advisor at Morgan Stanley in Peoria, IL, holding a Series 66 designation. Haggard joined Morgan Stanley in 2023 and has prior experience working at Kep's Sports Bar and Grill. They studied at the University of Illinois at Urbana-Champaign from 2020 to 2024. Morgan Stanley Wealth Management provides advisory programs to both individual and institutional clients, offering tailored financial planning services supported by structured discovery conversations and firm-approved planning tools. The firm manages approximately $2.74 trillion in client assets and delivers a broad range of investment and planning solutions.

General estate planning guidance
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Jeremy S

Series 66

Peoria, IL

Morgan Stanley

Jeremy Sutton is a financial advisor with Morgan Stanley in Peoria, IL, holding a Series 66 designation and 20 years of industry experience. He has worked with Morgan Stanley Private Bank, National Association since 2015 and with Morgan Stanley Smith Barney LLC since 2009. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that serves both individual and institutional clients. The firm offers a variety of advisory programs, including tailored financial planning supported by structured discovery processes and firm-approved tools.

General estate planning guidance
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Gregory N

Series 63

Morton, IL

Ameriprise

Gregory Nichols is a financial advisor with Ameriprise in Morton, Illinois, holding a Series 63 designation and bringing 40 years of industry experience. He has been with Ameriprise and its affiliated entities since 2005. Outside of his advisory work, Nichols is involved in retail entrepreneurship as the owner of The Morton Popcorn Shoppe, a gourmet popcorn business. Ameriprise provides retirement-income planning services primarily for clients with significant investable assets, combining research, modeling, and tax-efficient strategies to deliver tailored recommendations. The firm offers a broad range of advisory, brokerage, and insurance solutions through its affiliated companies.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Bartt S

Series 63, Series 65

Morton, IL

Cambridge Investment Research Advisors

Bartt Stevens is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 65 credentials and 18 years of industry experience. He has been with Cambridge Investment Research Advisors since 2010 and also operates as an independent insurance agent specializing in health and life insurance. Stevens serves as a precinct committeeman for the Republican Party in Tazewell County, Illinois. Cambridge Investment Research Advisors serves a diverse client base including individuals, pension plans, charitable organizations, and trusts, offering financial planning, investment management, and retirement advisory services. The firm provides a range of portfolio management options across multiple platforms, combining proprietary models and third-party strategies tailored to client objectives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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Travis C

CFP®, Series 63, Series 65

Peoria, IL

Wells Fargo Advisors

Travis Critten is a financial advisor with Wells Fargo Advisors in Peoria, IL, holding the CFP® designation and Series 63 and 65 licenses. He has 25 years of industry experience, including roles at Wells Fargo Clearing and Wells Fargo Advisors LLC since 2009. Outside of his advisory work, he serves as treasurer for Covenant Community Church in Chillicothe, IL. Wells Fargo Advisors Financial Network offers investment and financial planning services to individuals, trusts, and institutional clients, providing a broad range of planning options that include retirement, education, and specialized services such as business-owner transition and special-needs analysis. The firm supports tailored recommendations informed by proprietary research and tools, with optional implementation through its brokerage or advisory platforms.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Lisa M

Series 66

Morton, IL

LPL Financial

Lisa Moser is a financial advisor with LPL Financial in Morton, Illinois, holding a Series 66 designation and with 20 years of industry experience. She has been with LPL Financial since 2014. In addition to her advisory role, she is a commissioned notary public for the state of Illinois. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning services, and portfolio management options supported by internal research and third-party subadvisors.

College savings (529s, UTMA, etc.)
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Timothy R

Series 66

Peoria, IL

Merrill

Timothy Riggenbach is a Senior Financial Advisor with Merrill Lynch Wealth Management. He joined Merrill in 2012, bringing over 25 years of experience in the finance industry. Timothy focuses on helping families and business owners reach their financial potential by offering tailored strategies that address the challenges faced by small business owners. His areas of expertise include college education planning, divorce transition planning, employee benefits planning, family wealth management strategies, legacy planning, managing new wealth, personal retirement planning, women and wealth, and retirement income. Timothy holds a Bachelor's Degree from Illinois State University and has earned professional designations including CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Personal Investment Advisor (PIA), and Retirement Accredited Financial Advisor (RAFA). Outside of his advisory work, Timothy serves as the Third District Councilman in Peoria, where he leads redevelopment efforts in the Historic East Bluff. He and his wife Barbara have five children, including three adult daughters and two high school-aged sons, and have been a foster care family since 2009. In his free time, Timothy enjoys gardening, genealogy, hiking, spending time with family, traveling, amateur landscaping, and running recreationally, including participation in the Steamboat Classic each summer.

Business ownership considerations Family Business Business Financial Management College savings (529s, UTMA, etc.) Divorce financial planning Parents Mid-Career Professionals Women Professionals
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Kevin K

CFP®, ChFC®, Series 63, Series 66

Metamora, IL

Edward Jones

Kevin Keil is a financial advisor with Edward Jones in Metamora, IL, holding CFP® and ChFC® designations and nine years of industry experience. Prior to joining Edward Jones in 2018, he worked at Northwestern Mutual in various capacities from 2016 to 2018 and spent twenty years at Caterpillar. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including both non-high-net-worth and high-net-worth households, pension and profit-sharing plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds.

Retirement income strategy Wealth management Stock option exercise strategy Retired Founder/Business Owner Executive
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Andrea P

Series 66

Metamora, IL

Edward Jones

Andrea Payne is a financial advisor at Edward Jones with 19 years of experience at the firm and a total of 12 years in the industry. She holds a Series 66 designation. Outside of her advisory role, she has worked as a homemaker since 1997. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets and offers a variety of investment strategies and affiliated products through a large network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Tyler G

CFP®, Series 63

Peoria, IL

Charles Schwab

Tyler Gonigam is a CFP® with Charles Schwab and has one year of industry experience. Prior to joining Schwab, he held roles at Heartland Bank & Trust Company and the County of McLean, and he spent four years in full-time education. He serves as Treasurer for the Illinois State University Farm House Association, managing accounts and assisting with tax and nonprofit filings. Charles Schwab & Co., Inc. provides services primarily to high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program, combining brokerage, advisory, custody, and financial planning services with both non-discretionary and discretionary investment options.

Private / alternative investments Real estate investing Multi-state taxation College savings (529s, UTMA, etc.)
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Joshua A

Series 63, Series 65

Peoria, IL

LPL Financial

Joshua Atkins is a financial advisor with LPL Financial in Peoria, IL, holding Series 63 and Series 65 licenses and five years of industry experience. He previously worked at Equitable Advisors and has held roles in both the financial and educational sectors. Outside of his advisory work, Atkins serves as Director of Hospitality at Willow Hill United Methodist Church in East Peoria, IL. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by research, model portfolios, and various specialized investment strategies.

College savings (529s, UTMA, etc.)
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David S

Series 63, Series 65

Peoria Heights, IL

Robert Baird & Co.

David Snider is a financial advisor with Robert Baird & Co. in Dunlap, Illinois, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with Robert Baird & Co. since 1995. He is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, pensions, profit-sharing plans, corporations, charitable organizations, and institutional clients. The group offers customized consulting and portfolio management services, utilizing a range of investment strategies and manager options tailored to client goals and risk tolerances.

Wealth management Tax-loss harvesting Retired Founder/Business Owner
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Eric G

Series 66

Peoria, IL

Merrill

Eric Graue is a Wealth Management Advisor at Merrill Lynch Wealth Management. He joined Merrill in 2005 after spending eight years as a business consultant. Eric holds several professional designations including CERTIFIED FINANCIAL PLANNER (CFP), Chartered Retirement Planning Counselor (CRPC), and CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA). He earned a Bachelor of Science degree in General Engineering from the University of Illinois. Over his career, Eric has developed expertise in areas such as college education planning, family wealth management strategies, legacy planning, philanthropic planning, tax minimization, and retirement income. He applies a thorough approach to client strategies, drawing from his engineering background to keep recommendations simple and understandable. Eric lives in Lincoln, Illinois with his wife and their four children. He is active in his community, serving as Chairman of the Abraham Lincoln Memorial Hospital Foundation, a board member of Memorial Health, and a trustee for Lincoln College. Additionally, he coaches youth sports teams and has held leadership roles in local organizations including the Lincoln/Logan County Chamber of Commerce and Logan County Leadership Academy.

Wealth management Retirement income strategy General retirement planning Charitable giving & philanthropy College savings (529s, UTMA, etc.) Parents Mid-Career Professionals
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