Fan Chen is a financial advisor with Maxim Financial Advisors LLC in New York, NY, holding Series 63 and Series 65 credentials and bringing 16 years of industry experience. His work history includes roles at Murdock Capital Partners Corp, Four Points Capital Partners LLC, Bio Pharmaceuticals, Inc, WestPark Capital Inc., and China Ginseng Holdings, Inc. Maxim Financial Advisors LLC provides discretionary and non-discretionary investment supervisory services and referrals to third-party managers for a wide range of clients, including individuals, trusts, corporations, retirement accounts, sovereign wealth funds, and municipal governments. The firm’s representatives tailor advice based on client interviews and utilize various investment strategies and platforms, combining individual management styles with third-party research.

Franklyn Collymore is a financial advisor at Jefferies Investment Advisers LLC with 26 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Jefferies LLC since 2018, with prior experience at Leucadia Asset Management LLC and Morgan Stanley. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a customized, collaborative planning process covering a range of topics including tax and estate planning, executive compensation, and philanthropic planning.

Jean Pier Suarez is a financial advisor at A.G.P. / Alliance Global Partners with 10 years of industry experience. He holds a Series 66 designation and has worked previously at Merrill, Bank of America, and Spartan Capital. Suarez is also the owner and managing member of Suarez Advisory & Holdings, LLC, an investment-related business. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles across a multi-team platform. The firm emphasizes international investing through its EPC Advisors Group division and manages portfolios using a mix of discretionary and non-discretionary strategies.

Brian Cummins is a CFP® professional with four years of industry experience, currently serving at Joel Isaacson & Co., LLC. He has been with the firm since 2007. Joel Isaacson & Co., LLC is an SEC-registered wealth management firm that primarily serves high-net-worth individuals, as well as corporate pension plans, charitable organizations, and non-HNW clients. The firm manages approximately $8.04 billion in assets and provides services including financial planning, tax advice, portfolio management, family-office support, and outsourced CFO services.

Avi Deutsch is a Series 65-licensed financial advisor at Robertson Stephens Wealth Management with eight years of industry experience. He has worked at Robertson Stephens since 2022 and previously held roles at Vodia Ventures II, Vodia Capital, and Lavan Inc. Outside of his advisory work, he is a partner at TDO Capital, a real estate investment firm involved in commercial real estate transactions in the New York area. Robertson Stephens Wealth Management provides investment advisory services to individual clients, families, trusts, charitable organizations, and retirement plans, offering portfolio management, financial planning, and access to public and private funds. The firm combines individualized advice with centrally developed model portfolios and oversight by an Investment Committee, managing over $7 billion in client assets as of December 31, 2024.

Abhishek Vakil is a financial advisor at Perennial Financial Services with 13 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at JP Morgan Chase for nine years before joining Perennial and LPL Financial in 2025. Outside of advisory work, he is involved with Perennial Investment Advisors, LLC, an independent registered investment advisor firm. Perennial Financial Services provides investment advisory and consulting to individual clients, trusts, retirement plans, and business entities. The firm offers discretionary asset management and financial planning, utilizing multiple platform relationships and third-party managers to tailor portfolios across a range of securities while combining ERISA retirement plan consulting with licensed insurance activities.

Jonathan Siegel is a financial advisor at A.G.P. / Alliance Global Partners with 38 years of industry experience. He holds a Series 63 designation and previously worked at Stifel for 18 years before joining his current firm in 2025. Based in New York, NY, he is part of a multi-team platform serving a diverse client base. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer that serves individual clients, retirement plans, and institutional vehicles. The firm emphasizes international investing through its EPC Advisors Group division and offers a range of portfolio management and financial planning services across its multi-team platform.

Jake Given is a financial advisor at Arax Advisory Partners with one year of industry experience. He holds a Series 66 designation and previously worked at UBS Financial Services and Ernst & Young. Arax Advisory Partners provides wealth management and advisory services to a diverse client base, including individual and high-net-worth clients, family offices, institutions, and businesses. The firm offers discretionary and non-discretionary portfolio management, comprehensive financial planning, and private fund advisory, utilizing both traditional and alternative investments alongside AI tools and third-party analytics.

Thomas Savino is a financial advisor at Jefferies Investment Advisers LLC in New York, NY. He holds a Series 66 credential and has recently begun his career in the financial industry, joining Jefferies LLC in 2024. Prior to this, he was involved in a family landscaping business for five years. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a range of planning topics through a customized, collaborative process supported by third-party financial planning software and probability-based outcome analyses.

James Culp III is a financial advisor at Arete Wealth Advisors, LLC with 18 years of industry experience. He holds the Series 66 designation and has worked at Arete Wealth Advisors and related entities since 2022. Prior to that, he spent 11 years with National Asset Management, Inc. and National Securities Corp. Outside of his advisory role, he provides consulting services to help individuals and families organize their financial accounts and assets related to estate matters. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis using both advisor-driven and proprietary model allocations, and it employs third-party sub-advisers alongside a due-diligence process for recommended investments.

Marc Shapiro is a financial advisor at Palisade Capital Management, LP with 13 years of industry experience. He holds Series 63 and Series 65 designations and has been with the firm since 2004. Palisade Capital Management provides discretionary and non-discretionary investment management and financial planning services to a diverse client base, including corporations, public pension plans, financial institutions, family offices, trusts, and individual investors. The firm employs a research-intensive, bottom-up fundamental approach with conviction-weighted portfolios and serves as a sub-adviser to mutual funds and collective investment trust vehicles.

Julia Bialek is a CFP® and holds a Series 65 license with four years of industry experience. She has been with BakerAvenue Asset Management since 2020. BakerAvenue Asset Management is an SEC-registered multi-team wealth manager serving individual, high-net-worth, and institutional clients. The firm provides discretionary portfolio management, financial planning, and family office services, utilizing a range of named strategies that combine quantitative, fundamental, and tactical approaches.

Laurie Goodman is a financial advisor at Jefferies Investment Advisers LLC with 18 years of industry experience. She holds Series 63 and Series 66 credentials and has previously worked at Merrill Lynch, Pierce, Fenner & Smith, Inc., Leucadia Asset Management LLC, and Jefferies LLC. She serves on the advisory boards of Two Sigma Venn Organization and Johns Hopkins University’s Center for Financial Economics, providing guidance on product development and academic program needs. Jefferies Investment Advisers LLC offers fee-based financial planning services to a range of clients including individuals, trusts, and charitable organizations, using a customized, collaborative process supported by third-party planning software and scenario analysis.

Caesar Cepeda is a financial advisor with Snowden Capital Advisors LLC in New York, NY, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with Snowden Capital Advisors and its affiliated entities since 2014. Outside of advisory work, he is the president and owner of Plan B Athletics Inc., operating the Crossfit Monrovia gym. Snowden Capital Advisors serves high-net-worth individuals, family offices, foundations, pension plans, endowments, and institutional clients. The firm offers a range of portfolio management and consulting services, employing customized model portfolios and third-party managers while maintaining client oversight.

Edward Spiegel is a financial advisor at Wedbush Securities Inc. with 27 years of industry experience. He holds Series 63 and Series 65 designations and has worked at notable firms including E*TRADE Capital Management and Banc of America Investment Services. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, providing a range of services including discretionary and non-discretionary portfolio management, wealth management, fixed income, commodities, and capital markets.

James Lee is a Series 66-licensed financial advisor at Level Four Advisory Services with 18 years of industry experience. He has worked at Mid-Atlantic Securities, Inc. and has been affiliated with Level Four Advisory Services and Level Four Financial since 2022. Additionally, he has been involved with Queens College for 20 years. Level Four Advisory Services is an SEC-registered investment adviser managing approximately $6.5 billion. The firm serves individuals, corporations, retirement plans, and municipal entities, offering financial planning, asset management, retirement-plan consulting, and fiduciary services through model portfolios and various platform arrangements.

Ronald Orr is a financial advisor at A.G.P. / Alliance Global Partners with 33 years of industry experience. He previously worked at Oppenheimer & Co for 13 years and Aegis Capital Corp for 2 years. He holds a Series 63 designation and is based in New York, NY. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA‑member broker‑dealer serving individual clients, retirement plans, and pooled/institutional vehicles through a multi‑team platform. The firm emphasizes international investing and offers a range of portfolio management services including discretionary and non‑discretionary strategies, model portfolios, and third-party sub‑advisory arrangements.

Riccardo Rainieri is a financial advisor at A.G.P. / Alliance Global Partners with 38 years of industry experience. He holds the Series 63 designation and has worked at notable firms including Euro Pacific Capital, Morgan Stanley Private Bank, Morgan Stanley Smith Barney, Citigroup Global Markets, and Prudential Bache. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and pooled/institutional vehicles. The firm offers a range of portfolio management, financial and estate planning, and brokerage services, with a notable focus on international investing through its EPC Advisors Group division.

Benjamin Lathrop is a financial advisor with Bailard, Inc. He holds Series 66, Series 63, and Series 65 licenses and has 18 years of industry experience. His prior roles include positions at Newoak Capital Markets, Franklin Templeton Investments, Citigroup Global Markets, and Bear Stearns Asset Management. Bailard provides wealth management and asset management services to a variety of individual and institutional clients, offering financial planning and discretionary portfolio management through multi-asset and single-asset strategies. The firm employs an active, multi-asset approach that combines quantitative models, fundamental research, and qualitative judgment, and it serves clients including high-net-worth individuals, endowments, foundations, pension plans, and pooled investment vehicles.

Lawrence Fields is a financial advisor at Tocqueville Asset Management LP in New York, NY, holding Series 63 and Series 65 licenses with 40 years of industry experience. He has been with Tocqueville Securities L.P. since 2008 and currently serves as a Senior Advisor. Tocqueville Asset Management provides discretionary and non-discretionary portfolio management and supervisory services to a diverse client base, including individual and high-net-worth investors, registered investment companies, private pooled vehicles, insurance companies, and public pension plans. The firm employs multiple investment teams that use a bottom-up, value-oriented, and contrarian approach across various asset classes and manages both separate accounts and pooled vehicles.