Richard Felling Jr. is a financial advisor with Equitable Advisors in Brea, CA, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with Equitable Advisors and its predecessor AXA Advisors since 1999. Outside his advisory role, he provides tax and accounting services through his CPA practice and serves as co-trustee and successor trustee of family trusts. Equitable Advisors serves a wide range of clients including individuals, plans, corporations, and nonprofits, offering financial planning, retirement consulting, and asset-management programs through its network of Investment Adviser Representatives. The firm utilizes third-party asset managers and advisory programs, focusing on customized solutions delivered via multiple investment products and fiduciary services.

Jin He is a financial advisor at Cetera with six years of industry experience. He holds Series 63 and Series 66 licenses. His prior experience includes roles at East West Bank, JPMorgan Chase Bank, J.P. Morgan Securities, Merrill, Bank of America, and Uber. Cetera Investment Advisers LLC serves a broad range of clients, including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers a variety of portfolio management and financial planning services and operates as a multi-manager platform, supporting discretionary and non-discretionary advisory programs with significant assets under management.

Charles Richey is a financial advisor with LPL Financial in Seal Beach, CA, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. His prior work includes positions at E.K. Riley Investments and multiple roles at Morgan Stanley from 2001 to 2011. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and participant-level retirement advice, supported by a large network of investment adviser representatives.

Behdod Vaghefi is a financial advisor at Wells Fargo Clearing with 20 years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at Merrill from 2011 to 2015. Outside of his advisory role, he acts as a power of attorney to assist friends with financial matters in the event they become incapacitated. Wells Fargo Advisors provides a broad range of investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients, utilizing research from the Wells Fargo Investment Institute and third-party sources to support its investment strategies.

Bruce Lien is a Series 66-licensed financial advisor with Thrivent Investment Management, based in Brea, CA. He has three years of industry experience and has worked previously at American Fidelity and Randstad Holding. Outside of financial advising, he operates a laundry and dry cleaning business as a sole proprietor. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, focusing on holistic, goal-based financial planning without discretionary trading authority. The firm offers a consolidated planning and managed-account option called WealthPlan, while maintaining separate services.

Jennifer Broemeling is a CFP® and holds a Series 66 license, with 14 years of experience in the financial services industry. She is currently with LPL Financial and previously worked at U.S. Bancorp Advisors and Invest Financial Corporation. Outside of her advisory role, she is a business owner of Loving Hearts Center in Weed, California. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, utilizing both proprietary and third-party investment strategies alongside advanced operational tools.

Lupita Duenas is a financial advisor at Charles Schwab with eight years of industry experience. She holds Series 63 and Series 66 designations and has worked at Charles Schwab & Co., Inc., Charles Schwab Bank, SSB, Wells Fargo Clearing Services LLC, Wells Fargo Bank NA, and J.P. Morgan Chase. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services, combining non-discretionary advisory relationships with access to discretionary separately managed accounts and a formal alternative investment process.

Sapphira Chow is a financial advisor at Cetera with 12 years of industry experience. Her background includes positions at JP Morgan Securities LLC and East West Bank. Outside of finance, she is a licensed real estate agent and part-owner of a dog daycare and boarding business, Family Paws Resort LLC. Cetera Investment Advisers LLC is an SEC-registered firm that serves individual, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers a variety of portfolio management and retirement services and operates a multi-manager platform that includes model portfolios and third-party manager options.

Chunyi Lei is a financial advisor at J.P. Morgan Securities with 15 years of industry experience. She holds the ChFC® designation and the Series 66 license. Prior to joining J.P. Morgan Securities in 2016, she worked at Merrill and MSI Financial Services, Inc. She is also involved with AJ4properties, LLC. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients through a program focused on written asset allocation advice, investment manager searches, and customized performance reporting. The firm’s advisory process incorporates quantitative and qualitative research and may include an ESG eligibility framework.

Shane Gold is a financial advisor with J.P. Morgan Securities in Brea, California, holding Series 63 and Series 66 credentials and bringing 10 years of industry experience. He has been with J.P. Morgan Securities and JPMorgan Chase Bank since 2016. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager searches, and customized performance reporting within a non-discretionary advisory program.

David Shin is a financial advisor at Charles Schwab with 12 years of industry experience. His prior roles include positions at TD Ameritrade, Klk Capital Management, and M.S. Howells & Co. He holds a Series 66 designation. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm’s integrated model combines non-discretionary advisory relationships with access to discretionary separately managed accounts and offers a centralized operational structure supporting a large client base.

John Hawkins is a financial advisor at LPL Financial with 53 years of industry experience. He has worked at Crown Capital Securities since 2002 and joined LPL Financial in 2024. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and asset management services, utilizing model portfolios, third-party subadvisors, and customized strategies.

Tasia Sevilla is a Certified Financial Planner (CFP®) with 20 years of industry experience, currently serving at Primerica Advisors. Her prior roles include positions at Cetera Advisor Networks LLC and Prudential, among others. She is also affiliated with Aris Solutions' Veteran Program and The Blue Ridge Academy. In addition to her financial advisory work, she receives non-investment compensation related to mortgage loan sales and home security referrals through Primerica-affiliated companies. Primerica Advisors is a large institutional firm managing a wrap-fee asset management program primarily for individual investors and select corporate and charitable clients. The firm offers model-based investment strategies supported by third-party managers and custodial services, serving nearly 3,700 advisors and overseeing approximately $15.5 billion in assets under management.

Johnny Hong is a financial advisor with LPL Enterprise, holding a Series 66 designation and 10 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, and JP Morgan Chase Bank. Outside of his advisory work, he is involved in mortgage and health insurance services, including acting as a loan officer and originating mortgage loans. LPL Enterprise provides investment advisory and brokerage services to individuals, high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm uses a model-driven investment approach and offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.

Denny Tang is a financial advisor with Merrill, holding a Series 66 designation and four years of industry experience. Prior to joining Merrill and Bank of America, he was involved with Seafood Cove for six years. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary strategies for a range of clients including individuals, high-net-worth individuals, and institutions.

Konstantinos Gregory is a financial advisor at J.P. Morgan Securities with 19 years of industry experience. He holds a Series 66 designation and has worked with firms including LPL Financial, Manulife Investment Management, John Hancock Investment Management, and Wells Fargo Investments. He has been with JPMorgan Chase Bank and J.P. Morgan Securities since 2014. J.P. Morgan Securities provides institutional consulting services to plan sponsors, corporations, endowments, and other institutional clients, focusing on written asset allocation advice, investment manager and fund searches, and customized performance reporting. Their advisory process is supported by centralized due diligence, combining quantitative screens and qualitative research to build model asset allocations that may incorporate an ESG eligibility framework.

Jamie Harwood is a CFP® professional with 20 years of industry experience and has been with Edward Jones since 2005. He holds Series 63 and Series 66 licenses. Outside of his advisory role, Harwood serves as Vice President of the Chino Youth Museum, where he participates in meetings and fundraising activities. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm manages over $1 trillion in assets through a nationwide network of more than 23,000 financial advisors and offers a range of advisory services, including discretionary and non-discretionary wrap fee strategies and tax-efficient overlay services.

Leslie Flores is a financial advisor with Wells Fargo Clearing in Anaheim, CA, holding Series 63 and Series 66 licenses and eight years of industry experience. She has worked at Wells Fargo Clearing and Wells Fargo Bank NA since 2007. Outside of her financial career, she is co-owner of D&D Barber & Beauty LLC, where she is involved in managing payroll and staffing. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with a range of investment advisory, financial planning, and retirement plan consulting services. The firm offers both brokerage and advisory solutions and employs research and analytics to evaluate investment options.

Ryan Chester is a financial advisor at OSAIC with 14 years of industry experience. He holds the Series 63 and Series 66 credentials. Prior to joining OSAIC Wealth/Highland Capital in 2025, he worked at The Leaders Group, Inc. and Cetera Advisors Network LLC. Outside of his advisory work, Chester has been involved in several entrepreneurial ventures, including Smoqued BBQ Orange LLC and The Rub Company, Inc. OSAIC Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients through a multi-advisor platform. The firm offers a range of brokerage and advisory services with an investment process focused on model-based asset allocation and portfolio optimization.