James Siede is a financial advisor at RBC Capital Markets with 20 years of industry experience. He holds the Series 66 designation and has been with RBC Capital Markets since 2008. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers multiple advisory programs providing portfolio management, financial planning, custody, and brokerage services, utilizing a combination of in-house and third-party investment managers tailored to each client's risk profile.

Ingrid Providence is a financial advisor at J.P. Morgan Securities with 24 years of industry experience. She holds Series 63 and Series 66 licenses and has been with J.P. Morgan Securities since 2016. Outside of her professional role, she volunteers as a Treasury Committee member at the Community Worship Center of Seventh-Day Adventists, assisting with the management of tithes and offerings. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.

Valerie Benmoussa is a financial advisor at J.P. Morgan Securities with four years of industry experience. She holds Series 66 and Series 63 licenses and has previously worked at HSBC Securities (USA) Inc. and HSBC Bank USA, N.A. J.P. Morgan Securities LLC provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, combining quantitative asset-allocation modeling with centralized due diligence and an ESG eligibility framework.

Godfrey Statia Jr. is a CFP®-certified financial advisor with 11 years of industry experience, currently with LPL Financial since 2026. He previously worked at OSAIC for two years and spent a decade at American Portfolios Financial Services, Inc. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing model portfolios, third-party subadvisors, and technology-driven strategies.

Caroline Leventhal is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 designations and bringing 16 years of industry experience. Her prior work includes roles at Pruco Securities LLC, PriceWaterhouseCoopers, and Allianz Global Investors Distributors LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management programs through an integrated platform that combines advisory and brokerage services.

Jimmy Quach is a financial advisor at J.P. Morgan Securities with 16 years of industry experience. He holds a Series 66 designation and has been with J.P. Morgan Securities since 2012. Outside of his advisory role, he is involved in managing rental properties. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with broker-dealer and investment adviser registrations, delivering recommendations on a non-discretionary basis.

Thomas Brown is a financial advisor with RBC Capital Markets in New York, NY, holding a Series 66 designation and nine years of industry experience. His prior roles include positions at Bell Bank and Doosan Bobcat. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers customizable wrap fee advisory programs with discretionary and non-discretionary portfolio management, integrating both in-house and third-party investment managers.

Jason Simone is a financial advisor with J.P. Morgan Securities in New York, NY, holding Series 63 and Series 66 licenses and with nine years of industry experience. He has been with various J.P. Morgan entities since 2017, including J.P. Morgan Securities LLC and JPMorgan Chase Bank. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.

Jake Ritter is a CFP® with seven years of industry experience, currently serving as a financial advisor at Mass Mutual Investors Services. His prior roles include a position at The Vanguard Group and involvement with the Montgomery County Democratic Committee. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers comprehensive planning engagements supported by advanced analytical tools and a range of investment and planning programs.

Brian Gallagher is a CFP® with 14 years of experience in the financial services industry. He is currently affiliated with Osaic Wealth, Inc. and has prior experience at Securities America Advisors and Araneo Tax and Financial. In addition to advisory work, Gallagher is involved in tax preparation and life insurance sales. Osaic Wealth, Inc. serves a diverse client base including individual and high-net-worth investors, pension plans, corporations, and charitable organizations. The firm combines brokerage and advisory services with tools such as asset-allocation and risk-tolerance analysis to manage portfolios across multiple asset classes on discretionary or non-discretionary bases.

Dave Henry is a financial advisor with Primerica Advisors in Lynbrook, NY, holding a Series 63 designation and 10 years of industry experience. His prior work includes roles at Quest Diagnostics and NYC Transit. In addition to his advisory work, he is involved in the sale of home security and automation products through part-time referrals affiliated with Primerica Client Services, Inc. Primerica Advisors sponsors a wrap-fee asset management program serving individual investors, corporate, and charitable clients. The firm uses model-delivery strategies managed by unaffiliated asset managers and offers discretionary separately managed account options, focusing on advisory services rather than institutional portfolio management.

Bogna Zachura is a financial advisor with Equitable Advisors in Holmdel, NJ, holding Series 63 and Series 65 credentials and bringing 26 years of industry experience. She has been with Equitable Advisors since 1999 and previously affiliated with AXA Advisors, LLC. Her other business activities include various insurance-related roles. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through LPL programs and third-party asset managers. The firm uses a hybrid referral and implementation model, offering both advisory and brokerage/insurance channels to implement client recommendations.

James Fay is a financial advisor with Mass Mutual Investors Services, holding the ChFC® designation and a Series 63 license. He has 37 years of industry experience and has been with Mass Mutual Investors Services and MassMutual Life Insurance Company since 2010. In addition to his advisory work, he is an author and novelist developing a website and social media presence to market his novels, along with engaging in speaking events. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, with an emphasis on collaborative, goal-oriented planning and various event-driven services such as divorce and estate-settlement planning.

Evelyn Torres is a financial advisor at J.P. Morgan Securities in New York, NY, holding Series 66 and Series 63 licenses with four years of industry experience. She has worked at JPMorgan Chase Bank and J.P. Morgan Securities since 2021 and previously held roles at Bank of America and CVS. Evelyn has been affiliated with Baruch College since 2016. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors through its Institutional Consulting Services program, utilizing a combination of quantitative asset-allocation modeling and centralized due diligence. The firm incorporates an ESG eligibility framework in its recommendations and offers access to a broad range of product types through its affiliations within the J.P. Morgan organization.

Pasqualino Ruffa is a CFP® professional with 12 years of industry experience. He is currently with LPL Financial and has previously worked at Bank of America and Merrill. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs, including discretionary and non-discretionary management, supported by research and model portfolios from LPL Research and third-party subadvisors.

Garyfalia Kastanis is a financial advisor with J.P. Morgan Securities and holds Series 63 and Series 66 credentials. She has 24 years of industry experience, including multiple tenures at JPMorgan Chase Bank, N.A. and J.P. Morgan Securities, as well as roles at Santander Bank and Santander Securities. Outside of her financial career, she was involved with the Pan Megarian Society "Byzas" from 2013 to 2017. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.

Claudio Goncalves is a financial advisor at J.P. Morgan Securities with nine years of industry experience. He holds a Series 66 designation and previously worked at Bank of America and Merrill for eighteen years. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines institutional advisory operations with brokerage, distribution, and investment management capabilities.

Diego Jimenez is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 licenses and bringing 20 years of industry experience. He has worked with JPMorgan Chase Bank, NA since 2009 and with J.P. Morgan Securities since 2012. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm delivers these advisory services alongside affiliated brokerage and investment management capabilities, operating on a non-discretionary basis where clients retain final decision authority.

Jean Chong Chung is a financial advisor at J.P. Morgan Securities with 11 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at various J.P. Morgan entities since 2014. Outside of her advisory role, Chung is a general partner at Golden SpyRal, LLC, an online retailer selling products on Amazon and eBay. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.

Anis Jelassi is a financial advisor with J.P. Morgan Securities, holding Series 63 and Series 66 designations and bringing 15 years of industry experience. He has worked at J.P. Morgan Securities since 2012 and has been with JPMorgan Chase Bank, NA since 2010. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm delivers its program on a non-discretionary basis and integrates institutional advisory operations with brokerage and investment management capabilities.