Neil Klein is a financial advisor at Carret Asset Management, LLC in New York, NY, with 13 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Carret since 2008. Carret Asset Management provides discretionary portfolio management and advisory services to a diverse client base, including high-net-worth individuals, pension plans, trusts, and charitable organizations. The firm employs tailored investment strategies based on fundamental research and offers a range of approaches such as fixed income, equity, and leveraged opportunities, managing accounts primarily on a discretionary basis.

Andrew Brower is a financial advisor at Arete Wealth Advisors, LLC with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including B. Riley Wealth Advisors and National Securities Corp. Outside of advisory roles, he is involved with HudsonPoint Capital as an investment executive and owns The Brower Group, a non-investment-related entity. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm employs discretionary portfolio management and proprietary model allocations, leveraging affiliated financial businesses and product channels as part of its integrated approach.

Nicolas Valdes Fauli is a CFP® with 11 years of industry experience, currently serving at Main Street Financial Solutions, LLC in New York, NY. He has been affiliated with Main Street Financial Solutions and its dba Thin Blue Line Financial since 2010. Main Street Financial Solutions serves a diverse client base, including high-net-worth individuals, pension plans, trusts, and corporations, offering financial planning, investment management, and retirement plan consulting. The firm employs an academic-based, multi-asset class investment approach that incorporates mutual funds, passive ETFs, and selected actively managed funds, tailoring portfolios to client objectives and risk profiles.

Jeanpaul Skovronck is a financial advisor with Alexander Capital Wealth Management LLC, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He has been with Alexander Capital since 2012 and has maintained a long-term business presence since 2003. Alexander Capital Wealth Management LLC provides investment advisory services to individual and high-net-worth clients, as well as institutional clients, using a combination of proprietary technical analysis and fundamental review within a top-down, asset-allocation framework. The firm employs discretionary management, sub-advisers, and model portfolios while utilizing third-party platforms for execution and custody.

Karim Khairallah is a financial advisor at Sapient Capital LLC with a Series 65 designation and two years of industry experience. He previously spent 19 years at Oaktree Capital Management, L.P. Sapient Capital provides wealth management, financial planning, family office services, and sub-advisory support to individuals, high-net-worth families, trusts, foundations, and pooled investment vehicles. The firm utilizes a primarily long-term investment approach combining fundamental and technical analysis to build diversified portfolios and acts as an adviser and sponsor to private funds as well as a sub-advisor to registered ETFs.

Gregory Timeranko is a financial advisor at Snowden Capital Advisors LLC with nine years of industry experience. He holds Series 66 and Series 63 licenses and has worked at firms including Wells Fargo Private Bank, Wilmington Trust, Bank of America, and Merrill. Snowden Capital Advisors serves high-net-worth individuals, family offices, foundations, pension plans, endowments, and institutional clients. The firm offers discretionary and non-discretionary portfolio management, investment consulting, and third-party manager selection, combining multi-team scale with institutional capabilities.

Edwin Sze is a financial advisor at United Capital Financial Advisors with three years of industry experience. He holds a Series 66 designation and previously worked at Goldman Sachs in both New York and Singapore from 2017 to 2023. Prior to that, he was employed at CVE Holdings LLC and has academic experience from New York University's Stern School of Business. United Capital Financial Advisors provides national financial planning and discretionary investment management to a diverse client base, including individual and high-net-worth households, retirement plans, and corporate or institutional accounts. The firm offers a broad platform that supports customized investment solutions, access to alternative investments, and various affiliated services including legal and trust companies.

Brendan Devine is a financial advisor at Carret Asset Management, LLC with eight years of industry experience. He holds Series 65 and Series 63 licenses and has previously worked at MarketAxess and Tesla Motors. Devine began his career after graduating from Bentley University. Carret Asset Management is an SEC-registered multi-team investment adviser managing approximately $3.46 billion for individuals, retirement plans, investment companies, and other institutional and advisor clients. The firm offers discretionary portfolio management with an emphasis on fixed income, enhanced cash, large-cap equity, and a Leveraged Opportunity Strategy, and provides sub-advisory services and performance-based arrangements that may utilize leverage, short positions, or derivatives.

William Simmons is a financial advisor at Ingalls Investment Management, LLC with 49 years of industry experience. He holds a Series 63 designation and has been associated with Ingalls & Snyder, LLC since 1975. Simmons is also a managing member of two family-formed limited liability companies investing in a bio-tech company, a role he performs without compensation. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, with strategies ranging from long-term equity holdings to short-term trading and option writing.

Mier Wang is a financial advisor at Maridea Wealth Management with two years of industry experience. He holds Series 65 and Series 63 licenses and previously worked at Silver Point Capital and MGG Investment Group. Outside of finance, he owns multiple restaurants in New York City through AYS Noodle Company LLC. Maridea Wealth Management serves individuals, high-net-worth clients, trusts, estates, businesses, and employer-sponsored retirement plans. The firm manages approximately $2 billion in client assets using diversified, tax-aware portfolios primarily composed of low-cost mutual funds and ETFs, and incorporates AI tools to support research and administrative tasks under human oversight.

Leandro Infantino is a financial advisor at Insigneo Advisory Services, LLC with 16 years of industry experience. He previously worked at Jefferies LLC and Nomura Securities International, Inc. Infantino serves as an advisor for the investment committee of the Flinfer Family Trust, which invests internationally in energy, tourism, and infrastructure. He is also a member of the advisory board for Sacred Heart Academy Hamden, providing financial and development advice. Insigneo Advisory Services offers investment advisory and consulting to retail and institutional clients through discretionary and non-discretionary portfolio management. The firm combines committee-driven model portfolios with individualized advisor-led construction, incorporating global asset classes and emerging-market exposures.

Sami Sharif is a CFA® charterholder with seven years of industry experience. He has been with Klingman and Associates, LLC since 2018 and previously worked at Raymond James Financial Services, Inc. and Sontag Advisory. Klingman and Associates serves high-net-worth individuals, families, trusts, estates, charitable organizations, and retirement plan sponsors, managing approximately $4.84 billion in assets. The firm’s investment process is guided by an Investment Committee and based on Modern Portfolio Theory, utilizing a range of investment vehicles including mutual funds, ETFs, separate accounts, and occasionally illiquid alternatives.

Robert Eide is a financial advisor with Aegis Capital Corp. in New York, NY, holding over 44 years of industry experience. He has been with Aegis since 1981. Outside of his advisory role, he serves as an independent outside director and committee member for Nathans Famous Inc., a food service company, and is also a practicing attorney representing financial service clients through his own firm. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options, access to managed account programs, and comprehensive trade execution, clearing, custody, and reporting services.

Jacobson Bathelmy is a financial advisor with Snowden Capital Advisors LLC, holding Series 63 and Series 65 designations and bringing 24 years of industry experience. His prior experience includes roles at Snowden Lane Partners, Wells Fargo Clearing, and Chase Investment Services Corp. Outside of advising, he serves as treasurer for a condominium association. Snowden Capital Advisors LLC provides portfolio management, investment consulting, and financial planning services to high-net-worth individuals, family offices, foundations, pension plans, endowments, and institutional clients. The firm employs customized model portfolios and utilizes third-party managers while maintaining overall client oversight.

Ron Zuckerman is a financial advisor at Snowden Capital Advisors LLC with 26 years of industry experience. He holds a Series 66 designation and has worked at Snowden Lane Partners since 2023 and Laidlaw & Company (UK) Ltd from 2004 to 2023. Snowden Capital Advisors LLC serves a range of clients including high-net-worth individuals, family offices, foundations, pension plans, and institutional clients. The firm offers discretionary and non-discretionary portfolio management, investment consulting, and third-party manager selection, utilizing customized model portfolios and a variety of investment tools across multiple asset classes.

Harrison Fischer is a financial advisor at A.G.P. / Alliance Global Partners with 11 years of industry experience. He holds the Series 66 designation and previously worked at Bank of America and Merrill before joining A.G.P. in 2019. Outside of his advisory role, he is a partner in Koohlah LLC, a food manufacturing business. A.G.P. / Alliance Global Partners is a dually registered SEC investment adviser and FINRA-member broker-dealer serving individual clients, retirement plans, and institutional vehicles through a multi-team platform. The firm emphasizes international investing and offers a range of portfolio management, financial planning, and brokerage services, operating both advisory and broker-dealer businesses along with managing pooled vehicles.

Katherine Bublitz is a financial advisor at Choreo, LLC, holding a Series 66 designation with three years of industry experience. She previously worked at Hilltop Wealth Advisors, LLC, Bank of America - Merrill Lynch, and Bank of America. Outside of finance, she has worked in roles related to wellness and recreation as well as the brewing industry. Choreo serves a broad client base including individual and high-net-worth investors, family offices, corporate and retirement plan sponsors, endowments, and other institutional clients. The firm employs a quantitative and committee-reviewed approach to portfolio management and offers specialized advisory services such as 1031 like-kind exchange advisory, Deferred Sales Trusts™ consulting, and outsourced CIO services.

Gustavo Peguero is a CFP® professional at Joel Isaacson & Co., LLC with three years of industry experience. He has worked at Joel Isaacson & Co. since 2021 and has prior experience at Stawnychy Financial, FHC Wealth Advisors, and Essex Pharmacy. Joel Isaacson & Co., LLC provides comprehensive wealth and portfolio management primarily for high net worth individuals, with additional services for corporate pension plans, charitable organizations, and corporations. The firm emphasizes long-term investment strategies, offering both discretionary and non-discretionary advice, and integrates tax-aware activities and periodic client reviews into its approach.

Kristin Venne is a financial advisor with Jefferies Investment Advisers LLC, holding a Series 66 designation and 13 years of industry experience. She has worked at Jefferies Investment Advisers since 2023 and has been with Jefferies LLC since 2015, including a prior role at Leucadia Asset Management. Jefferies Investment Advisers LLC provides fee-based financial planning services to individuals, trusts, estates, foundations, charitable organizations, corporations, and other business entities. The firm offers a collaborative, customized planning process using third-party software and probabilistic modeling to assist clients across a broad range of financial planning topics.

Ovadya Aryeh is a financial advisor at Asset Preservation Advisors, LLC with 20 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Credit Suisse Securities (USA) LLC for 14 years before joining Asset Preservation Advisors. He has been with Asset Preservation Advisors since 2024 and recently worked with iM Global US Distributors, LLC. Asset Preservation Advisors, LLC specializes in discretionary municipal bond investment management for institutional and retail clients, offering active fixed-income strategies focused on tax-exempt and taxable municipal bonds. The firm manages over $11 billion in discretionary assets with a concentrated municipal-only approach and integrates ESG criteria through its Positive Impact Tax-Exempt Strategy.