Franklin Lainez is a financial advisor at TD Private Client Wealth LLC with three years of industry experience. He holds Series 63 and Series 65 licenses and has worked at TD Bank N.A. and CVS Health prior to his current role. Based in New York, NY, his background includes client service within the banking and health sectors. TD Private Client Wealth LLC provides discretionary wrap‑fee managed account programs and brokerage services to institutional clients, high‑net‑worth private clients, and retail investors. The firm offers portfolio management, financial planning, and access to a range of investment products through a combination of strategic asset allocation and third-party advisory platforms.

Steven Guggenheimer is a financial advisor at Janney Montgomery Scott with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Janney since 2014 in their New York office. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base, including individuals, families, trusts, estates, and institutional sponsors, offering a range of brokerage, financial planning, and advisory services supported by both in-house and third-party portfolio management.

Liwen Li is a CFA® charterholder and registered representative with Citigroup Global Markets, where she has worked since 2017. She has four years of industry experience, including two years at Washington University in St. Louis prior to joining Citigroup. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment advisory programs alongside execution and custody services. The firm combines large institutional scale with unique market roles, including in-house research, derivative services, and bespoke discretionary solutions for high-net-worth clients.

Wyatt Reksten is a financial advisor at Wealthspire Advisors in New York, NY, holding a Series 65 designation with three years of industry experience. Prior to joining Wealthspire Advisors, he worked in educational roles at Binghamton University and in secondary education for six years. Wealthspire Advisors is an SEC-registered firm managing approximately $34.3 billion in assets and serving nearly 9,700 clients, including individuals, corporate and pension plans, nonprofits, and foundations. The firm uses an institutional-style asset allocation approach, employing mutual funds, ETFs, private investments, and separate account managers, with ongoing client monitoring and recent expansions into bookkeeping and bill-pay services.

Kathleen Kelly is a financial advisor with Eagle Strategies (NY Life) in New York, NY, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. She has worked at Eagle Strategies and related New York Life entities since 2017, with prior experience at Equitable Advisors and Mony Securities Corporation. Eagle Strategies serves a diverse client base including individuals, defined contribution and defined benefit plans, and institutional clients, providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple advisory program types and emphasizes tailored recommendations to client objectives and plan sponsor criteria.

Nicholas Ramsoondar is a financial advisor at TD Private Client Wealth LLC with Series 63 and Series 65 licenses and four years of industry experience. He previously worked at Morgan Stanley for three years and Aegis Capital Corp for one year before joining TD. TD Private Client Wealth LLC offers discretionary wrap-fee managed account programs and brokerage services to institutional, high-net-worth, and retail clients, combining strategic and tactical asset allocation with investments from both affiliated and third-party managers.

Sheldon Walker is a financial advisor at TD Private Client Wealth LLC in New York, NY, with 11 years of industry experience. He holds Series 63 and Series 66 licenses. His prior work experience includes positions at TD Bank N.A., Bank of America N.A., Merrill, Santander Securities, and Wells Fargo Clearing. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional clients, high-net-worth private clients, and retail investors. The firm combines strategic and tactical asset allocation with investments from affiliated and third-party sub-managers, offering ongoing portfolio management, financial planning support, and third-party custody and reporting.

Kerry Cochran is a CFP® professional with 32 years of industry experience, currently serving at Citigroup Global Markets since 2007. Based in New York, NY, Cochran holds Series 63 and Series 66 licenses and has focused his career at a leading global financial firm. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a range of investment advisory programs, execution, and custody services. The firm employs multi-asset, multi-manager strategies and operates with a combination of institutional scale and unique market roles, including swap dealing and futures commission merchant activities.

Jaslinne Lopez is a Series 66-registered financial advisor at Rockefeller Financial LLC with eight years of industry experience. She previously worked at Morgan Stanley for seven years and Merrill for a total of five years. Lopez is based in New York, NY. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, operating under a Private Advisor model with a consolidated investment platform that includes equities, fixed income, and alternatives.

Samantha Clyne Roland is a financial advisor at Empower Advisory Group with 11 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at firms including Bank of America, Merrill, Prudential Investment Management Services, and Empower. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as retail brokerage clients, using an integrated model connected to Empower’s administrative platforms. The firm emphasizes long-term portfolio returns and annual rebalancing within plan lineups selected by plan sponsors.

Molly Townsend is a CFP® with 15 years of industry experience, currently affiliated with Steward Partners Investment Advisory, LLC in New York, NY. Her prior experience includes roles at UBS Financial Services Inc., Bank of America, N.A., and Merrill. Steward Partners Investment Advisory, LLC is an SEC-registered enterprise-scale RIA managing approximately $36.7 billion in regulatory assets and serving a diverse client base including individuals, pension plans, corporations, and charitable organizations. The firm offers a range of portfolio management solutions and financial planning services, with partnerships involving custodians such as Pershing, Raymond James, and SMArtX.

Yuta Nishide is a financial advisor at Citigroup Global Markets with Series 65 and Series 63 licenses and five years of industry experience. Prior to joining Citigroup in 2025, he worked at J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A. He has also been involved in the restaurant industry, including a role at The Sake Club, Inc. (DBA Sakagura) from 2019 to 2020. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment strategies through discretionary and non-discretionary programs. The firm operates with a combination of large institutional scale and unique market roles, including in-house research, derivatives services, and bespoke advisory solutions for high-net-worth clients.

Hansfred Jean is a financial advisor with TD Private Client Wealth LLC in New York, NY, holding Series 63 and Series 65 credentials and six years of industry experience. He has been with TD Private Client Wealth LLC since 2020 and previously worked at TD Bank N.A. from 2014 to 2021. Outside of his advisory role, he works as a Direct Care Counselor with the Independent Living Association, assisting a blind individual with daily living skills. TD Private Client Wealth LLC offers discretionary managed account programs and brokerage services to institutional, high-net-worth, and retail clients. The firm combines strategic and tactical asset allocation using both affiliated and third-party sub-managers to construct portfolios, providing ongoing portfolio management, financial planning, and custodial services.

James Kabakow is a Series 66 designated financial advisor at Equity Services, Inc. with one year of industry experience. He previously worked at National Life Group and has been involved with Bin 113 LLC, a marketing services firm, where he serves as managing partner. Outside of advisory roles, he is active as an insurance agent. Equity Services, Inc., operating as ESI Financial Advisors, provides financial planning, consulting, and asset management services to a diverse client base including individuals, corporations, and charitable organizations. The firm offers multiple advisory platforms that blend long-term strategies with options for shorter-term trading, and utilizes both discretionary and non-discretionary management approaches.

Brian Hayes is a financial advisor with Oppenheimer, holding Series 63, 65, and 66 licenses and bringing 29 years of industry experience. He has been with Oppenheimer since 2010. Oppenheimer is a registered investment adviser and broker-dealer that serves a diverse client base, including individuals, corporations, and charitable organizations. The firm offers a wide range of advisory programs and services, managing both discretionary and non-discretionary portfolios across various asset classes.

Anthony Mandile is a financial advisor with Steward Partners Investment Advisory, LLC, holding Series 63 and Series 65 credentials and 16 years of industry experience. He has worked at multiple Steward Partners entities since 2016 and previously at Raymond James Financial Services from 2016 to 2022. In addition to advisory services, he is also an agent involved in installing insurance products. Steward Partners Investment Advisory, LLC is an SEC-registered enterprise-scale RIA managing approximately $36.7 billion in regulatory assets. The firm serves individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations, offering a range of investment advisory, financial planning, and managed account solutions.

Brian Malloy is a financial advisor at Rockefeller Financial LLC with 15 years of industry experience. He holds a Series 66 designation and has previously worked at Morgan Stanley and Credit Suisse Securities. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm offers a range of portfolio management and financial planning services and operates as a registered broker-dealer providing securities transactions, variable insurance products, placement, and investment banking services.

Robert Mante is a financial advisor with OSAIC Institutions, Inc., holding a Series 66 designation and 14 years of industry experience. He has worked at infinex Investments, Inc. since 2016 and Amalgamated Bank since 2011. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives. The firm offers customized advisory services, financial planning, and access to alternative investments, operating with a hybrid adviser/broker-dealer structure that includes a lending marketplace and third-party manager arrangements.

Derek Olsen is a financial advisor at Cerity Partners LLC with 19 years of industry experience. He holds the Series 66 designation and has previously worked at Goldman Sachs - Ayco for 22 years and Graypoint LLC for four years. Cerity Partners advises a diverse range of clients including individuals, families, trusts, and institutional investors, managing approximately $166.2 billion in client assets as of December 2025. The firm offers customized wealth management services and emphasizes a client-specific investment approach that incorporates proprietary quantitative screening and access to alternative and private market solutions.

Susan Reese is a financial advisor at Cerity Partners LLC in New York, NY, holding a Series 66 designation with 19 years of industry experience. Her prior roles include positions at Graypoint LLC, Bender Lane Advisory, LLC, and Robertson Stephens Advisors. She also serves as trustee for multiple family trusts. Cerity Partners advises a diverse client base, including high-net-worth individuals, families, trusts, charitable institutions, and institutional investors, managing approximately $166.2 billion in client assets as of December 2025. The firm provides customized wealth management services through a client-specific investment framework that incorporates quantitative screening, manager selection, and access to alternative and private market solutions.