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Justin J

Series 66

Houston, TX

Catalyst Wealth Management LLC

Justin Joyce is a financial advisor at Catalyst Wealth Management LLC in Houston, TX, holding a Series 66 designation with three years of industry experience. His professional background includes roles at Innovation Partners LLC and GWN Securities Inc. Outside of advisory services, he is a licensed insurance agent and registered representative, offering clients insurance products and commissionable investment products in a separate capacity. Catalyst Wealth Management LLC provides portfolio management and retirement-plan services to individuals, high-net-worth clients, and employer retirement plans, managing approximately $105 million in assets for about 9,549 clients. The firm delivers its services primarily through turnkey asset management programs and 401(k)/403(b) plan administration, emphasizing non-discretionary management with an advisory role in third-party manager selections.

Retirement plans for business owners (SEP, solo 401k) Wealth management Passive / index investing Retirement income strategy Founder/Business Owner
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Scott M

CFP®, Series 63, Series 65

Stafford, TX

Early McClintic & McMillan, LLC

Scott Mcclintic is a CFP® with 40 years of industry experience, currently serving at Early McClintic & McMillan, LLC since 2017. Prior to this, he worked at Raymond James Financial and Raymond James Financial Services, Inc. for a combined 18 years. He is also licensed to sell insurance through unaffiliated companies, receiving commission-based compensation for these activities. Early McClintic & McMillan, LLC provides financial planning, portfolio management, pension consulting, and third-party manager selection for individuals, families, retirement plan sponsors, and foundation trustees. The firm combines quantitative and qualitative analysis with strategic asset allocation and offers wrap-fee separately managed account solutions through its integration with the Raymond James consulting platform.

Retirement income strategy Founder/Business Owner Retired
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Robert S

Houston, TX

Fca Corp

Robert Scharar is a financial advisor at FCA Corp with 42 years of industry experience. He has been with FCA Corp since 1975. Scharar serves as director and president on several corporate and trust boards, including First Commonwealth Holdings Corp and Africap, LLC, without personal compensation. FCA Corp provides portfolio management, financial planning, and consulting to individuals, managed entities, and open-end investment companies. The firm employs a fundamental and macroeconomic investment approach to create customized portfolios across various asset classes and serves as adviser to both private pooled entities and registered open-end funds.

Options & derivatives strategies Real estate investing Private / alternative investments Wealth management Founder/Business Owner Executive
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Richard E

Series 63, Series 65

Stafford, TX

Early McClintic & McMillan, LLC

Richard Early is a financial advisor with Early McClintic & McMillan, LLC, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has worked at Early McClintic & McMillan since 2017 and previously spent 18 years at Raymond James Financial and its affiliates. In addition to his advisory role, he is licensed to sell insurance through unaffiliated companies. Early McClintic & McMillan provides financial planning, portfolio management, pension consulting, and third-party manager selection for individuals, families, retirement plan sponsors, and foundation trustees. The firm combines quantitative and qualitative analysis with strategic asset allocation and utilizes the Raymond James platform to offer wrap-fee separately managed accounts and trust services.

Retirement income strategy Founder/Business Owner Retired
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Eric O

Series 66

Houston, TX

Catalyst Wealth Management LLC

Eric Ortiz is a financial advisor at Catalyst Wealth Management LLC in Houston, TX, holding a Series 66 designation with one year of industry experience. Prior to joining Catalyst and Innovation Partners in 2026, he worked in education at multiple institutions, including Texas Tech University and Cypress Ranch High School. Catalyst Wealth Management LLC provides portfolio management and retirement-plan services to individuals, high-net-worth clients, and employer retirement plans. The firm manages approximately $105 million in assets for about 9,549 clients, primarily through turnkey asset management programs and 401(k)/403(b) plan administration, relying on a combination of fundamental and technical analysis within a long-term trading framework.

Retirement plans for business owners (SEP, solo 401k) Wealth management Passive / index investing Retirement income strategy Founder/Business Owner
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Melvin E

ChFC®, Series 63, Series 65

Houston, TX

WESTPARK WEALTH Advisors, Inc.

Melvin Ehlert Jr. is a ChFC® credentialed advisor with over 43 years of industry experience. He is affiliated with Westpark Wealth Advisors, Inc. and has previously worked at Calton & Associates, Inc. Melvin owns and manages a corporate life and health insurance agency and serves as Vice President of the Board of Trustees for the Brenham Independent School District. He also holds a voluntary position on the Board of Directors for St. Paul's Christian Day School. Westpark Wealth Advisors provides investment advisory and financial planning services to individuals, trusts, estates, pension and profit-sharing plans, and business entities. The firm employs a range of strategies, including long-term and short-term purchases, option writing, and third-party manager arrangements, and often manages client assets on a non-discretionary basis requiring client approval for trades.

Options & derivatives strategies
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Alexandra M

Series 65, Series 63

Houston, TX

Skybound Wealth USA

Alexandra Merz is a financial advisor with Skybound Wealth USA in Houston, TX, holding Series 65 and Series 63 licenses. She has one year of industry experience and previously worked at Vie International and Solara Energy Ltd. Skybound Wealth USA serves individuals, families, and internationally mobile clients with investment management, financial planning, and cross-border pension advice, including UK pension transfers. The firm operates a centralized investment governance framework and primarily manages client assets on a non-discretionary basis.

General retirement planning Cross-border & expatriate issues Retired Expats
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Wesley Y

Series 65

Houston, TX

Fca Corp

Wesley Yuhnke is a financial advisor at FCA Corp with 22 years of industry experience. He holds a Series 65 designation and has been with FCA Corp since 2002. FCA Corp provides portfolio management, financial planning, and consulting services to individuals, managed entities, and open-end investment companies. The firm’s investment process incorporates fundamental analysis and macroeconomic factors to develop customized portfolios, and it also serves as the investment adviser to the Commonwealth International Series Trust.

Options & derivatives strategies Real estate investing Private / alternative investments Wealth management Founder/Business Owner Executive
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Garrett R

Series 66

Houston, TX

Catalyst Wealth Management LLC

Garrett Ronning is a financial advisor with Catalyst Wealth Management LLC, holding a Series 66 designation and four years of industry experience. Before joining Catalyst in 2024, he worked at GWN Securities Inc. and Equitable Advisors, LLC. He is also a licensed insurance agent and occasionally offers commission-based products to clients. Catalyst Wealth Management LLC provides portfolio management and retirement-plan services primarily to individuals, high-net-worth clients, and employer retirement plans. The firm manages approximately $105 million in assets for about 9,549 clients, delivering services mainly through turnkey asset management programs and 401(k)/403(b) plan administration on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Wealth management Passive / index investing Retirement income strategy Founder/Business Owner
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William L

Series 65

Houston, TX

Fca Corp

William Levay is a financial advisor with FCA Corp in Houston, TX, holding a Series 65 designation and 18 years of industry experience. He has been with FCA Corp since 2008. Outside of his advisory role, Levay serves as general counsel for First Commonwealth Holdings Corp. and operates his own law office. FCA Corp provides portfolio management, financial planning, and consulting services to individuals, managed entities, and open-end investment companies. The firm uses fundamental analysis and macroeconomic considerations to create customized portfolios and serves as adviser to the Commonwealth International Series Trust.

Options & derivatives strategies Real estate investing Private / alternative investments Wealth management Founder/Business Owner Executive
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Austin J

Series 65

Sugar Land, TX

WJ Interests, LLC

Austin James is a financial advisor with WJ Interests, LLC, holding a Series 65 credential and beginning his industry career in 2026. His prior experience includes roles at Inscription Capital and various positions outside the financial sector, including at Texas Tech University and Longhorn Steakhouse. WJ Interests, LLC serves individual and high-net-worth families, trusts, estates, retirement plans, and select corporate clients, managing approximately $634 million across about 233 client relationships. The firm focuses on strategic asset allocation using external money managers, emphasizes long-term manager relationships, and offers additional services such as succession and exit planning for closely held business owners.

Private / alternative investments Business exit / sale strategy Business ownership considerations General estate planning guidance Founder/Business Owner
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Liam F

Series 66

Houston, TX

Skybound Wealth USA

Liam Fraboulet is a financial advisor at Skybound Wealth USA with one year of industry experience and holds a Series 66 designation. His prior experience includes a role at Edward Jones and various positions during his education at Auburn University at Montgomery, Western New Mexico University, and Coastal Carolina University. Skybound Wealth USA serves individuals, families, and internationally mobile clients with investment management, financial planning, and cross-border pension advice, including UK pension transfers. The firm uses a centralized investment governance framework and primarily manages client assets on a non-discretionary basis.

General retirement planning Cross-border & expatriate issues Retired Expats
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Dezmond D

Series 66

Houston, TX

Catalyst Wealth Management LLC

Dezmond Dixon is a financial advisor with Catalyst Wealth Management LLC and holds the Series 66 designation. He has less than one year of industry experience and has prior work experience in various roles outside the financial services industry, including at Uber and Domino’s Pizza. Catalyst Wealth Management LLC provides portfolio management and retirement-plan services to individuals, high-net-worth clients, and employer retirement plans, managing approximately $105 million in assets for about 9,549 clients. The firm uses turnkey asset management programs and 401(k)/403(b) plan administration, delivering primarily non-discretionary portfolio management with an advisory role in third-party manager selection and monitoring.

Retirement plans for business owners (SEP, solo 401k) Wealth management Passive / index investing Retirement income strategy Founder/Business Owner
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Connie M

Series 66

Houston, TX

RIA Advisors

Connie Mack is a financial advisor with RIA Advisors in Houston, TX, holding a Series 66 license and 26 years of industry experience. He has worked at Charles Schwab and RIA Wealth Advisors, LLC, and currently serves as managing member and chief compliance officer of Simplevisor, an SEC-registered robo-adviser. Outside of investment advisory roles, Mack owns and operates two insurance agencies and a real estate investment company. RIA Advisors provides fee-based investment management and financial planning to individuals, including high-net-worth clients, as well as institutional retirement plans. The firm employs fundamental and technical analysis within a Modern Portfolio Theory framework and offers services such as fiduciary consulting and participant education for ERISA-qualified plan sponsors.

General retirement planning Retirement withdrawal strategies General tax planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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David C

Series 66

Houston, TX

WESTPARK WEALTH Advisors, Inc.

David Coffee is a financial advisor with WESTPARK WEALTH Advisors, Inc. based in Houston, TX, holding a Series 66 designation and possessing 28 years of industry experience. His career includes roles at Calton & Associates, Inc., IMS Securities, Inc., FOX Wealth Advisors LLC, FFEC Wealth Partners LLC, Banc Of America Investment Services, Inc., and Citigroup Global Markets. Westpark Wealth Advisors provides investment advisory and financial planning services to individuals, including high-net-worth clients, trusts, estates, pension and profit-sharing plans, and business entities. The firm employs a variety of strategies such as long-term and short-term investments, option writing, and third-party manager arrangements, with many client assets managed on a non-discretionary basis requiring client approval for trades.

Options & derivatives strategies
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Cameron E

Series 66

Houston, TX

Catalyst Wealth Management LLC

Cameron Elafros is a financial advisor at Catalyst Wealth Management LLC with nine years of industry experience. He holds a Series 66 designation and has worked at several firms, including Innovation Partners LLC, GWN Securities, Inc., and Equitable Advisors. He is also a licensed insurance agent. Catalyst Wealth Management LLC provides portfolio management and retirement-plan services to individuals, high-net-worth clients, and employer retirement plans, managing approximately $105 million in assets for over 9,500 clients. The firm offers services primarily through turnkey asset management programs and 401(k)/403(b) plan administration, employing fundamental and technical analysis within a long-term trading framework.

Retirement plans for business owners (SEP, solo 401k) Wealth management Passive / index investing Retirement income strategy Founder/Business Owner
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Michael S

Series 63, Series 66

Houston, TX

WESTPARK WEALTH Advisors, Inc.

Michael Spears is a financial advisor with WESTPARK WEALTH Advisors, Inc. in Houston, TX, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. He has worked at WESTPARK WEALTH Advisors since 2004 and previously at IMS Securities, Inc. and Calton & Associates, Inc. He also serves as Chief Compliance Officer for both WESTPARK WEALTH Advisors and IMS Insurance Agency. WESTPARK WEALTH Advisors provides investment advisory and financial planning services to individuals, trusts, estates, pension and profit-sharing plans, and business entities. The firm employs a variety of investment strategies, including long- and short-term trading, option writing, and third-party manager use, often managing client assets on a non-discretionary basis with client trade approval.

Options & derivatives strategies
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Michael T

Series 66

Sugar Land, TX

RWM Capital, LLC

Michael Thompson is a financial advisor at RWM Capital, LLC with 20 years of industry experience. He holds a Series 66 designation and has held roles at firms including Charles Schwab, Northwestern Mutual, and MassMutual. Thompson is also active as an insurance agent with Roberts Wealth Management. RWM Capital, LLC provides financial planning and fee-based discretionary investment management primarily to individual and high-net-worth clients preparing for or in retirement. The firm employs tailored asset allocations using model portfolios and sub-advisers, supplemented by third-party quantitative algorithms for tactical and strategic rebalancing across multiple offices.

General retirement planning Income planning Retirement income strategy General estate planning guidance Approaching retirement Retired
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Nicholas B

CFP®, CFA®, Series 66

Houston, TX

Granite Harbor Advisors, INC.

Nicholas Brown is a Certified Financial Planner (CFP®) and Chartered Financial Analyst (CFA®) with 11 years of industry experience. He has been with Granite Harbor Advisors, INC. since 2015 and also works with Granite Harbor Group. Outside of his advisory role, he is a licensed insurance agent and a partner in an insurance-related business. Granite Harbor Advisors serves individual and high-net-worth clients as well as institutional sponsors, providing asset management, financial planning, and retirement plan consulting. The firm manages portfolios using a range of public and private securities and acts as sponsor and adviser to multiple private funds.

Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner
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Hannah M

Series 66

Houston, TX

Catalyst Wealth Management LLC

Hannah Mathiews is a financial advisor at Catalyst Wealth Management LLC in Houston, TX, holding a Series 66 designation with one year of industry experience. Her prior work includes roles in education and entertainment, such as positions at Oklahoma Premier Private School and Main Event Entertainment. She also has experience with Innovation Partners LLC. Catalyst Wealth Management LLC provides portfolio management and retirement-plan services to individuals, high-net-worth clients, and employer retirement plans, managing approximately $105 million in assets for about 9,549 clients. The firm delivers services primarily through turnkey asset management programs and 401(k)/403(b) plan administration, emphasizing a non-discretionary, advisory approach that incorporates fundamental and technical analysis.

Retirement plans for business owners (SEP, solo 401k) Wealth management Passive / index investing Retirement income strategy Founder/Business Owner
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