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Jeremy G

Series 63, Series 65

El Paso, TX

Wells Fargo Clearing

Jeremy Gauna is a financial advisor with Wells Fargo Clearing in El Paso, TX. He holds Series 63 and Series 65 licenses and began his career in the financial industry in 2025. Prior to joining Wells Fargo, he worked in various roles across several industries including automotive and railway. Wells Fargo Advisors is a national securities firm offering investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and provides both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.

Retired Founder/Business Owner
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Selina H

Series 63, Series 65

El Paso, TX

Raymond James & Associates

Selina Holguin Lucero is a financial advisor with Raymond James & Associates in El Paso, TX, holding the Series 63 and Series 65 designations and bringing 32 years of industry experience. She has worked previously at Wells Fargo Clearing, Merrill, Citigroup Global Markets, and Morgan Stanley Dw Inc. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutional investors, and municipal entities, offering financial planning and consulting services through a variety of investment programs and strategies.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Ricardo A

Series 66

El Paso, TX

Merrill

Ricardo Alarcon is a financial advisor with Merrill in El Paso, TX, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at Wells Fargo Advisors and Bank of America, N.A. Outside of his advisory work, he is the general partner and managing member of Soapy Paws Self Dog Wash LLC, a self-service dog wash business in El Paso. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension plans, corporations, and charitable organizations.

Tax-loss harvesting Active portfolio management Wealth management
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Alejandro G

Series 66

El Paso, TX

Merrill

Alejandro Guevara Contreras is a financial advisor with Merrill in El Paso, TX, holding a Series 66 designation and nine years of experience. His work history includes multiple roles at Merrill since 2017, along with positions at Utep, Alorica Business Solutions, and Conduent Business Services. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, pension and profit-sharing plans, corporations, and charitable organizations.

Tax-loss harvesting Active portfolio management Wealth management
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Rosa L

Series 63, Series 66

El Paso, TX

Ameriprise

Rosa Landin is a financial advisor at Ameriprise with seven years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Ameriprise since 2022. Prior to her financial advisory career, she held roles at Beacon Harbor Home Health Inc. and El Paso ISD. Landin also serves as a volunteer regional chair for the Texas A&M Hispanic Network in El Paso, helping to connect prospective students with the university. Ameriprise Financial Services is a diversified advisory firm serving both individual and institutional clients. The firm offers a specialized Premier Retirement Income service focused on retirement income planning through written recommendation reports and ongoing annual advice.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Jose R

Series 63, Series 65

El Paso, TX

Equitable Advisors

Jose Rosales is a financial advisor with Equitable Advisors in El Paso, TX, holding Series 63 and Series 65 licenses and 15 years of industry experience. He has worked at Equitable Advisors since 2011 and was previously with Axa Advisors, LLC. Outside of his advisory role, he serves as Secretary on the board of the Nottingham Manor HOA and coordinates community outreach for the Hunt College of Business Administration Alumni Network. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm utilizes a network of Investment Adviser Representatives to deliver tailored investment solutions through a mix of proprietary and third-party programs.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Tomas F

Series 63, Series 65

El Paso, TX

Wells Fargo Clearing

Tomas Flores Jr. is a financial advisor with Wells Fargo Clearing in San Angelo, TX, holding Series 63 and Series 65 licenses and six years of industry experience. He has been with Wells Fargo Clearing since 2019 and has worked at Wells Fargo Bank, N.A. since 2016. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering investment policy statement preparation, investment recommendations, performance reporting, participant education, and plan benchmarking. The firm’s IPS-driven advisory process incorporates modern portfolio theory and includes both discretionary and non-discretionary services, with a notable inclusion of insurance-related vehicles and bank deposit sweep options in its investment menus.

Retired Founder/Business Owner
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Enrique H

Series 63, Series 65

El Paso, TX

J.P. Morgan Securities

Enrique Hernandez Rios is a financial advisor at J.P. Morgan Securities with one year of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Merrill Lynch and El Paso Electric Company. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, using a process that combines quantitative asset-allocation modeling with centralized due diligence and incorporates an ESG eligibility framework.

Wealth management Executive Founder/Business Owner
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Luz Estrella M

Series 63, Series 65

El Paso, TX

Wells Fargo Clearing

Luz Estrella Maylone is a financial advisor with Wells Fargo Clearing in El Paso, TX. She holds Series 63 and Series 65 designations and has one year of industry experience. She has been with Wells Fargo Bank since 2009. Wells Fargo Advisors is a national securities firm that provides investment advisory, financial planning, and retirement plan consulting services to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and offers a range of brokerage and advisory solutions supported by research and analytics.

Retired Founder/Business Owner
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Jennifer D

Series 66

El Paso, TX

Raymond James & Associates

Jennifer Dayoub is a financial advisor at Raymond James & Associates with 17 years of industry experience. She holds a Series 66 designation and has worked at Raymond James & Associates since 2016. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and charitable organizations, offering financial planning and consulting services with a range of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Robert H

CFP®, Series 63, Series 66

El Paso, TX

Wells Fargo Advisors

Robert Halter is a CFP® professional with 24 years of industry experience, currently with Wells Fargo Advisors in El Paso, TX since 2021. His prior experience includes roles at Wells Fargo Clearing and A. G. Edwards & Sons, Inc. He holds ownership interests in Montoya-Halter LLC and High Ridge Wealth Management LLC, both investment-related businesses. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutions with a broad range of investment and financial planning services, using proprietary research and planning tools to tailor recommendations for clients who meet certain net-worth criteria.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Richard M

Series 63, Series 65

El Paso, TX

LPL Financial

Richard Mojica is a financial advisor with LPL Financial in El Paso, TX, holding Series 63 and Series 65 licenses and over 11 years of industry experience. His prior roles include positions at Principal Financial Services and Principal Life Insurance Company. He also serves as an insurance agent focusing on fixed life, long-term care, and disability insurance. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to a broad client base, including individuals, retirement plan participants, banks, and trust companies. The firm offers a range of financial planning and investment management solutions supported by a large network of advisors and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Diana C

Series 63, Series 65

El Paso, TX

Wells Fargo Clearing

Diana Cazares is a financial advisor with Wells Fargo Clearing in El Paso, TX, holding Series 63 and Series 65 licenses and seven years of industry experience. She has been with Wells Fargo Clearing since 2016 and has a long tenure at Wells Fargo Bank, N.A. dating back to 2009. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and integrates research from Wells Fargo Investment Institute and third-party sources in its investment approach.

Retired Founder/Business Owner
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Henry G

Series 63, Series 65

El Paso, TX

OSAIC

Henry Gallardo is a financial advisor at OSAIC with 38 years of industry experience. He holds Series 63 and Series 65 credentials and has worked with firms including Triad Hybrid Solutions, Strategic Wealth Advisors, and M Holdings Securities, Inc. Gallardo serves as chairman of the board for University Medical Center in El Paso and is a board member of several nonprofit organizations focused on health and community services. OSAIC serves a broad mix of retail and institutional clients through a large network of affiliated advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, employing asset-allocation tools, risk-tolerance questionnaires, and automated rebalancing to construct diversified portfolios tailored to client needs.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Luis Z

Series 63, Series 65

El Paso, TX

Wells Fargo Clearing

Luis Zapata is a financial advisor with Wells Fargo Clearing in El Paso, TX. He holds Series 63 and Series 65 licenses and has experience with Wells Fargo Bank, nA, Lend Nation, and Pizza Hut. Wells Fargo Advisors is a national securities firm providing investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm uses research and analytics to support its investment approach and offers both brokerage and advisory solutions.

Retired Founder/Business Owner
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David A

Series 63, Series 65

El Paso, TX

OSAIC

David Adams is a financial advisor with OSAIC in El Paso, TX, holding Series 63 and Series 65 credentials and bringing 24 years of industry experience. He previously worked at Securities America Advisors and LPL Financial. Adams also provides insurance products to his clients alongside his advisory services. OSAIC serves a diverse client base including retail and institutional investors, offering integrated brokerage, advisory services, and access to multiple investment platforms. The firm utilizes a range of portfolio construction tools and supports various investment account types with discretionary and non-discretionary management options.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Hiram G

Series 63, Series 65

El Paso, TX

Wells Fargo Clearing

Hiram Gomez is a financial advisor with Wells Fargo Clearing in El Paso, TX, holding Series 63 and Series 65 licenses and eight years of industry experience. He has been with Wells Fargo Clearing since 2017 and has worked at Wells Fargo Bank, NA since 2011. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non‑qualified deferred compensation plans, offering services such as investment policy statement preparation, investment recommendations, performance reporting, and participant education. The firm’s advisory process is IPS-driven and incorporates a range of financial products, including insurance-related vehicles and bank deposit sweep options.

Retired Founder/Business Owner
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Michael D

CFP®, Series 66

El Paso, TX

Cetera

Michael Duchouquette is a CFP® with 25 years of experience in financial and insurance services. He is currently with Cetera and is the owner of Duchouquette and Associates, Inc., a financial and insurance services firm he has led since 2013. In addition to his advisory roles, he owns a honey farm involved in packaging and marketing. Cetera Investment Advisers LLC serves a broad client base, including individuals, retirement plans, corporate, charitable, and institutional clients, offering a range of portfolio management and financial planning services through a large network of independent advisors.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Thomas G

Series 66

El Paso, TX

OSAIC

Thomas Gallardo is a financial advisor at OSAIC with five years of industry experience. He holds a Series 66 designation and has worked at firms including Lincoln Financial Advisors and Triad Advisors. In addition to his advisory role, he assists with investment management and operations oversight at a related wealth management firm and is involved in marketing insurance products for M Financial Group. OSAIC Wealth, Inc. serves a diverse client base ranging from individual investors to charitable organizations through an extensive network of affiliated advisors. The firm employs various asset-allocation tools and third-party platforms to deliver integrated brokerage and advisory services tailored to clients' investment needs.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jesse L

Series 63, Series 65

El Paso, TX

Wells Fargo Clearing

Jesse Limones is a financial advisor at Wells Fargo Clearing with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Merrill and Charles Schwab prior to joining Wells Fargo in 2016. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm offers a broad range of brokerage and advisory solutions supported by research and analytics and manages approximately $671 billion in assets with a network of over 14,000 financial advisors.

Retired Founder/Business Owner
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