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Alec S

Series 63, Series 65

Red Bank, NJ

Alexander Capital Wealth Management LLC

Alec Seccafico is a financial advisor at Alexander Capital Wealth Management LLC with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked at JPMorgan Chase Bank, N.A., and J.P. Morgan Securities LLC since 2022. Outside of his advisory role, he serves as an independent contractor for Alexander Capital Insurance Agency LLC. Alexander Capital Wealth Management LLC provides portfolio management services to individual and high-net-worth clients through discretionary and non-discretionary accounts, primarily via wrap-fee programs. The firm manages approximately $212.1 million in discretionary assets and employs a combination of cyclical, technical, and fundamental analysis in its investment process.

Active portfolio management Options & derivatives strategies Business sale tax planning Retirement withdrawal strategies
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Misty M

Series 65

Neptune, NJ

Maridea Wealth Management

Misty Marlowe is a financial advisor at Maridea Wealth Management with 10 years of industry experience. She previously worked at Hartshorne Group, LLC for 16 years. Marlowe holds a Series 65 designation. Maridea Wealth Management serves individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, managing about $1.97 billion in client assets through a 33-advisor team. The firm constructs diversified, tax-aware portfolios using low-cost mutual funds and ETFs, incorporates AI tools under human oversight, and coordinates tax and insurance planning through affiliated entities.

Founder/Business Owner
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Scott S

CFP®, Series 63, Series 65

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Scott Sari is a CFP® with 33 years of industry experience, currently serving at Garden State Investment Advisory Services, LLC since 2004. He has also been associated with Garden State Securities, Inc. since 1998. Outside of his advisory role, he owns Garden State Insurance Agency, Inc. Garden State Investment Advisory Services, LLC offers personalized investment advisory services to individuals, high net worth clients, trusts, estates, corporations, and other business entities through a multi-advisor team. The firm employs various analytical methods and provides portfolio management, financial planning, and consulting services both directly and via third-party arrangements.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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John B

Series 63, Series 65

Red Bank, NJ

Garden State Investment Advisory Services, LLC

John Banks is a financial advisor with Garden State Investment Advisory Services, LLC, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been associated with Garden State Securities, Inc. since 2008. Outside of his advisory role, he coaches youth hockey in his local community. Garden State Investment Advisory Services, LLC provides personalized investment advisory services to individuals, high-net-worth clients, trusts, estates, corporations, and other entities. The firm manages approximately $674 million in client assets and offers discretionary portfolio management through a multi-advisor team, employing a mix of fundamental, technical, and third-party research.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Robert D

Series 63, Series 66

Spring Lake, NJ

International Assets Investment Management, LLC

Robert D'andria is a financial advisor with International Assets Investment Management, LLC, holding Series 63 and Series 66 licenses and bringing 32 years of industry experience. He has been with International Assets Investment Management and its affiliate International Assets Advisory LLC since 2010. In addition to his advisory role, he is president and sole owner of SterlingNoble Wealth Management, a business he operates actively. International Assets Investment Management provides investment advisory services to individuals, high-net-worth clients, retirement plans, corporations, and other entities through a national network of independent representatives. The firm emphasizes customized, long-term portfolio construction using mutual funds, ETFs, equities, and fixed income, and incorporates third-party managers and wrap programs as appropriate.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Durbin M

Series 63, Series 66

Mantoloking, NJ

StoneX Advisors Inc.

Durbin Mcdermott is a financial advisor at StoneX Advisors Inc. with 50 years of industry experience. He holds Series 63 and Series 66 licenses and has been with StoneX Advisors since 2015. Outside of his advisory role, he is president and one-third member of Partners Financial Group, LLC, where he is involved in co-development, training, recruiting, and business processing. StoneX Advisors Inc. serves individuals, corporations, retirement plans, and charitable organizations with portfolio management, financial planning, and related consulting services. The firm uses a combination of independent advisors, proprietary models, and third-party money managers to implement client strategies.

ESG / Sustainable investing
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Steven T

Series 63, Series 65

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Steven Trigili is a financial advisor with Garden State Investment Advisory Services, LLC and holds Series 63 and Series 65 licenses. He has 33 years of industry experience, including 17 years at Garden State Securities. Outside of his advisory role, he serves as an adjunct instructor at several universities, including Southern New Hampshire University, Ocean County College, Georgian Court University, and Northern State University. Garden State Investment Advisory Services, LLC offers personalized investment advisory services to individuals, high net worth clients, trusts, estates, corporations, and other business entities. The firm’s multi-advisor team provides portfolio management, financial planning, and consulting, utilizing a range of analytical approaches and third-party research to implement client strategies.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Matthew F

Series 63, Series 66

Sea Girt, NJ

Advisory Solutions Group

Matthew Fevola is a financial advisor at Advisory Solutions Group with 27 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including CS Planning Corp and Stark Financial Advisers, Inc. In addition to his advisory roles, Fevola operates as an independent insurance agent recommending fixed and life insurance products. Advisory Solutions Group serves retail clients through a network of Investment Advisor Representatives and provides turnkey business and back-office services to other registered investment advisory firms. The firm employs a diversified investment approach that incorporates quantitative, momentum, and fundamental analysis, offering both discretionary and non-discretionary strategies with periodic rebalancing and at least annual client reviews.

Options & derivatives strategies Passive / index investing Active portfolio management
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Raymond A

CFP®, Series 63, Series 65

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Raymond Ambrosino is a CFP® with 35 years of industry experience, currently serving at Garden State Investment Advisory Services, LLC. He has been with Garden State Securities, Inc. since 1998. Outside of his advisory role, he serves on the board of the Institute of Business and Finance in San Diego and is a part-owner of Power Pivot Training, both non-investment activities. Garden State Investment Advisory Services, LLC provides personalized investment advisory services to individuals, high net worth clients, trusts, estates, corporations, and other business entities. The firm’s multi-advisor team offers portfolio management, financial planning, and consulting, employing a range of analytical approaches and utilizing both direct management and third-party relationships.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Shannon P

Series 65

Sea Girt, NJ

World Equity Group, Inc.

Shannon Powell is a Series 65-licensed financial advisor with World Equity Group, Inc., where she has worked since 2017. She has eight years of industry experience and previously worked at Vitale, Smyth & Associates LLC. Powell also manages a CPA firm, Sherman CPA PC, serving as tax manager. World Equity Group, Inc. provides fee-based investment advisory and financial planning services to a diverse client base including individuals, pension plans, trusts, and charitable organizations. The firm offers managed portfolios through its wrap-fee programs, combining discretionary portfolio management and access to third-party money managers.

Active portfolio management
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Janet S

CFP®, Series 63

Wall, NJ

Arkadios Wealth Advisors

Janet Sherry is a CFP® with 27 years of industry experience, currently serving at Arkadios Wealth Advisors since 2019. Prior to that, she worked at Triad Advisors, Inc. for five years. In addition to her advisory role, she is a co-owner of Foresight Financial Partners, a financial planning and investment firm. Arkadios Wealth Advisors provides investment and wealth management services to individuals, trusts, businesses, and retirement plans through a combination of advisor-managed accounts, wrap programs, third-party money manager access, and financial planning. The firm supports customized, discretionary investment strategies with an internal portfolio team and offers integrated advisory and brokerage services under a unified operating model.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Corey S

Series 65

Red Bank, NJ

Sound Income Strategies, LLC

Corey Shevlin is a financial advisor at Sound Income Strategies, LLC with three years of industry experience. He holds a Series 65 designation and previously worked at Prosperity Capital Advisors and The Lynch Financial Group. Outside of his advisory role, he is also a licensed insurance agent and works as a server at The Pour House. Sound Income Strategies is a fee-based investment adviser serving a diverse client base including individuals, corporate and pension clients, and other advisors. The firm focuses on fixed-income and income-oriented strategies, combining fundamental and technical analysis, and offers specialized services such as family-office and special-needs planning.

Income planning Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Peter C

Series 65

Freehold, NJ

Brookwood Investment Group

Peter Colicchia is a financial advisor at Brookwood Investment Group with 10 years of industry experience. He holds a Series 65 credential and has previously worked at Redwood Private Wealth LLC and New Century Capital Management, LLC. Colicchia is also a licensed insurance producer involved in the sales of life and fixed annuity products through his separate business, Protected Goals, LLC. Brookwood Investment Group is a multi-advisor registered investment adviser managing approximately $1.06 billion for over 3,100 clients. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement-plan advisory services, utilizing a range of investment strategies and supporting negotiable advisor-level fee arrangements.

General retirement planning Active portfolio management Passive / index investing Founder/Business Owner Retired
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Kim D

Series 66

Wall, NJ

Kingswood Wealth Advisors, LLC

Kim Desio is a financial advisor at Kingswood Wealth Advisors, LLC with 21 years of industry experience. She holds a Series 66 designation and previously worked at UBS Financial Services for 17 years. Outside of her advisory role, she serves as a notary public. Kingswood Wealth Advisors serves a broad mix of retail and institutional clients, offering portfolio management, financial planning, ERISA plan advisory, and consulting services. The firm uses an open-architecture platform with both discretionary and non-discretionary investment approaches and is notable for its integration with affiliated financial entities and insurance-linked account management.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Executive
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Joseph L

ChFC®

Ocean Grove, NJ

Inspire Advisors, LLC

Joseph Lipp is a ChFC® credentialed advisor with Inspire Advisors, LLC, based in Ocean Grove, NJ. He has been with Inspire Advisors and its predecessor entity since 2024. Outside of financial advising, Lipp is the owner of Odyssey Coffee LLC, a local coffee shop, and serves as an adjunct professor at Monmouth University. Inspire Advisors, LLC is a multi-advisor registered investment adviser managing approximately $1.03 billion for around 3,800 clients, including individuals, institutions, and charitable organizations. The firm integrates Biblically Responsible Investing using proprietary tools and employs a range of quantitative and fundamental strategies, often implementing portfolios through model allocations and affiliated ETFs.

ESG / Sustainable investing
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Gabriel A

Series 63, Series 65

Little Silver, NJ

Nfsg Corporation

Gabriel Antuna is a financial advisor with NFSG Corporation, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked at Newbridge Securities Corporation since 2017 and previously at Andrew Garrett, Inc. for 10 years. Outside of his advisory role, he has experience as a voice-over actor and provides Spanish translation services. NFSG Corporation is an SEC-registered investment adviser offering asset management, third-party manager selection, and financial planning to individuals, pension plans, trusts, and charitable organizations. The firm customizes portfolios using a variety of investment strategies and frequently employs third-party managers, providing services on both discretionary and non-discretionary bases.

Wealth management
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Steven B

Series 63, Series 66

Red Bank, NJ

Alexander Capital Wealth Management LLC

Steven Bencivenga is a financial advisor at Alexander Capital Wealth Management LLC with 27 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Laidlaw Wealth Management and Laidlaw and Company since 2013. Outside of his advisory role, he is the owner of SMSA Enterprises, Inc., a non-investment related business focused on expense and tax planning. Alexander Capital Wealth Management LLC provides portfolio management services to individual and high-net-worth clients, primarily through wrap-fee programs. The firm uses a combination of cyclical, technical, and fundamental analysis along with documented due diligence to inform portfolio and manager selection.

Active portfolio management Options & derivatives strategies Business sale tax planning Retirement withdrawal strategies
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Nicholas M

CFP®, Series 66

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Nicholas Magistro is a financial advisor with Garden State Investment Advisory Services, LLC, holding CFP® and Series 66 designations and having 17 years of industry experience. He has worked with Garden State Securities, Inc. since 2009. Outside of his advisory role, he serves as CFO of a startup company focused on producing and selling computer accessories. Garden State Investment Advisory Services, LLC provides personalized investment advisory services to individuals, high-net-worth clients, trusts, estates, corporations, and other business entities. The firm manages approximately $674 million in client assets through a multi-advisor team, offering discretionary portfolio management based on client risk profiles and goals using a mix of fundamental, technical, and third-party research.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Ryan K

CFP®, Series 66

Red Bank, NJ

Chelsea Advisory Services, Inc.

Ryan Keller is a CFP® with 17 years of industry experience, currently serving as a financial advisor at Chelsea Advisory Services, Inc. since 2017. He previously worked at Axa Advisors, LLC from 2008 to 2017. Outside of advisory work, he is a partner in a family non-securities insurance business. Chelsea Advisory Services provides financial planning, investment advisory, and consulting services to individuals, trusts, and some corporate clients. The firm emphasizes a fundamental, long-term investment approach with discretionary portfolio management, offering diversified portfolios primarily across equities, fixed income, mutual funds, and ETFs.

Wealth management
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Andrew S

Series 63, Series 65

Red Bank, NJ

Prosperity Capital Advisors

Andrew Serzan is a financial advisor with Prosperity Capital Advisors in Red Bank, NJ, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has worked with firms including ONETEAM FINANCIAL LLC, M Holdings Securities Inc., and Atlas Advisory Group. Outside of his advisory roles, he serves on the board of the Colts Neck Sports Foundation, a youth recreational sports group. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a diverse client base that includes individual investors, corporate clients, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach utilizing core risk-based portfolios and specialized strategies, and it also offers institutional services and intermediary roles such as TAMP and sub-advisory solutions.

Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive HENRY (High Earners, Not Rich Yet)
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