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Jamie B

Series 66

Des Moines, IA

Principal Financial Services

Jamie Bachman is a financial advisor at Principal Financial Services with 29 years of industry experience. He holds a Series 66 designation and has been with Principal Securities Inc. since 2016 and Principal Life Insurance Company since 2010. Outside of his advisory work, he serves as a board member for both the Girl Scouts of Greater Iowa and the Red Cross Northern and Central Iowa Chapter, and he is involved part-time in retail purchasing and sales at West End Restoration, LLC. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and business entities. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions through various adviser and promoter arrangements.

Retired Founder/Business Owner
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Jeffrey M

Series 65

Des Moines, IA

Principal Financial Services

Jeffrey Muleya is a Series 65-credentialed advisor with Principal Financial Services in Des Moines, IA, where he has worked since 2005. He has 21 years of industry experience, including prior work with Principal Life Insurance Company beginning in 2004. Outside of his advisory work, he has held positions as a delivery driver for both Uber and Amazon. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and military personnel. The firm offers direct advisory programs, financial planning, retirement consulting, and access to third-party money manager solutions through various advisory and promoter arrangements.

Retired Founder/Business Owner
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Tracey F

Series 63, Series 65

Des Moines, IA

Valic Financial Advisors

Tracey Faenza is a financial advisor with Valic Financial Advisors in Des Moines, IA, holding Series 63 and Series 65 licenses and 18 years of industry experience. Her prior roles include positions at Mercer and MMC Securities Corp. She also serves as an agent for non-securities insurance products through Agia and assists her mother with financial matters as a power of attorney. Valic Financial Advisors primarily serves U.S.-based individual investors, including high-net-worth clients, as well as corporate and retirement-plan participants. The firm offers discretionary managed-account programs, financial planning, and brokerage services, utilizing Envestnet-developed UMA models for portfolio construction.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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Derek M

Series 66

Des Moines, IA

Principal Financial Services

Derek Miller is a financial advisor with Principal Financial Services in Des Moines, IA, holding a Series 66 designation and five years of industry experience. His prior work includes roles at Vision Financial Group and Drake University. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, offering direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Kyle K

Series 66

Des Moines, IA

Principal Financial Services

Kyle Kanaskie is a financial advisor with Principal Financial Services in Des Moines, IA, holding a Series 66 designation and eight years of industry experience. He has worked at Principal Financial Services and Principal Life Insurance since 2017 and previously worked at Bral Investments and Truman State University. Outside of his advisory role, he serves as an assistant boys varsity basketball coach for the Waukee Community School District. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Heather B

Series 66, Series 63

Altoona, IA

Empower Advisory Group

Heather Buttery is a financial advisor with Empower Advisory Group in Altoona, IA, holding Series 66 and Series 63 licenses and having nine years of industry experience. Her career includes roles at Empower Financial Services, Wells Fargo, and Principal Life Insurance Company. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and participants, along with Empower Premier IRA and certain brokerage clients. The firm’s integrated model emphasizes long-term portfolio returns and annual rebalancing, delivering planning services through proprietary and third-party methodologies.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Timothy R

Series 66

Des Moines, IA

Principal Financial Services

Timothy Roetman is a financial advisor with Principal Financial Services in Des Moines, IA, holding a Series 66 designation and bringing 23 years of industry experience. He has been with Principal Financial and its affiliate Princor since 2004. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Michael R

Series 65

Des Moines, IA

Principal Financial Services

Michael Rideout is a financial advisor with Principal Financial Services based in Des Moines, IA. He holds a Series 65 designation and has 17 years of industry experience. His career includes roles at Principal Life Insurance Company and Principal Securities since 2008. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel overseas. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Christopher Z

Series 66

Des Moines, IA

Principal Financial Services

Christopher Zug is a financial advisor with Principal Financial Services in Des Moines, IA, holding a Series 66 designation and 28 years of industry experience. He has worked with Principal Securities, Inc. and Principal Life Insurance Company since 2018 and previously held roles at Mass Mutual Investors Services and TriNet/MassMutual. Outside of his advisory work, Zug serves as a board member for The Harbourage Homeowners Association and is an assistant golf coach at Grinnell College. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and business entities. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Alyssa V

Series 63, Series 65

Des Moines, IA

Principal Financial Services

Alyssa Vowell is a financial advisor with Principal Financial Services in Des Moines, IA, holding Series 63 and Series 65 credentials and bringing 16 years of industry experience. She has worked at Principal Securities Inc. and Principal Life Insurance Company since 2010. Alyssa is also designated as a bank officer at Principal Bank and Principal Trust Company, supporting retirement plan account relationships across multiple business lines. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and corporations. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs through various advisory and promoter arrangements.

Retired Founder/Business Owner
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Chad B

Series 63, Series 65

Des Moines, IA

Principal Financial Services

Chad Basel is a financial advisor with Principal Financial Services in Des Moines, IA, holding Series 63 and Series 65 licenses and 24 years of industry experience. He has worked at firms including Principal Securities, Principal Life Insurance, Nationwide Investment Services Corp, and U.S. Bancorp Investments. In addition to his advisory role, he serves as a bank/trust officer supporting Principal retirement plan account relationships across multiple business units. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions through various advisory and promoter arrangements.

Retired Founder/Business Owner
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Nathan S

Series 66

Des Moines, IA

Tlg Advisors, Inc.

Nathan Self is a financial advisor with TLG Advisors, Inc. based in Des Moines, IA, holding a Series 66 designation and seven years of industry experience. His prior roles include positions with The Leaders Group Inc, Gilico, and Voya Financial, among others. Outside of his advisory work, he is involved with Gilico in a wholesaler capacity. TLG Advisors serves a diverse client base including individuals, high-net-worth clients, trusts, charitable organizations, corporations, and institutional investors. The firm focuses on manager selection and portfolio monitoring using fundamental analysis and Modern Portfolio Theory, offering services through independent representatives and sub-advisors as well as a direct-to-consumer digital program.

Wealth management Passive / index investing Active portfolio management General estate planning guidance Business ownership considerations Founder/Business Owner Retired
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Richard S

Series 63, Series 65

Des Moines, IA

VOYA Financial Advisors, Inc.

Richard Schneider is a financial advisor at VOYA Financial Advisors, Inc. in Des Moines, IA, holding Series 63 and Series 65 credentials with 26 years of industry experience. He has worked at VOYA since 2015 and was previously with MissionSquare Retirement for six years. Outside of advising, he is also an independent insurance agent specializing in the sale of fixed insurance products. VOYA Financial Advisors, Inc. is an enterprise-scale advisory and broker-dealer affiliate of Voya Financial that provides financial planning, portfolio management, unified managed accounts, and retirement-plan advisory services to individuals, pension plans, charitable organizations, and corporate clients. The firm combines in-house and external strategists with technology-enabled tools to deliver a range of investment solutions through a large network of advisers.

Tax-loss harvesting Retirement income strategy General retirement planning Business exit / sale strategy Founder/Business Owner Executive Retired Self-Employed Approaching retirement Retired
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Matthew M

Series 66

Des Moines, IA

Principal Financial Services

Matthew Moffitt is a financial advisor at Principal Financial Services with 24 years of industry experience. He holds a Series 66 designation and has worked at Principal Securities Inc. since 2001 and Principal Life Insurance Co. since 2000. Outside of advising, he has an ownership interest in a rental property. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel overseas. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed accounts.

Retired Founder/Business Owner
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Joshua S

CFP®, Series 63, Series 65

Des Moines, IA

Principal Financial Services

Joshua Saboe is a CFP® professional with 21 years of industry experience, currently serving at Principal Financial Services. He has worked with Principal Life Insurance Co. and Principal Securities Inc. since 2005. Principal Securities provides brokerage and registered investment advisory services to a diverse range of clients, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Scott C

Series 63, Series 65

Des Moines, IA

Principal Financial Services

Scott Clayberg is a financial advisor with Principal Financial Services in Des Moines, IA, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been associated with Princor Financial Services Corp and Principal Life Insurance Company since 1999. Principal Securities offers brokerage and registered investment advisory services to a diverse range of clients, including individuals, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm’s advisory services include direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Diane W

Series 66

Des Moines, IA

Principal Financial Services

Diane White is a financial advisor with Principal Financial Services in Des Moines, IA, holding a Series 66 designation and 21 years of industry experience. She has been with Principal Financial Services and Principal Life Insurance Company since 2004. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, and corporations. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs with various advisory and promoter arrangements.

Retired Founder/Business Owner
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Daniel C

Series 63, Series 66

Des Moines, IA

Principal Financial Services

Daniel Cox is a financial advisor at Principal Financial Services with 19 years of industry experience. He holds the Series 63 and Series 66 designations. His prior experience includes roles at Edward Jones and Scottrade Investment Management. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, and business entities. The firm’s advisory services focus on direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Clifton H

Series 63, Series 65

Des Moines, IA

Principal Financial Services

Clifton Hughes is a financial advisor at Principal Financial Services with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at COUNTRY FINANCIAL before joining Principal Securities and Principal Life Insurance in 2017. Hughes serves as Chair and Secretary on the board of Community Youth Concepts, where he is involved in organizational governance and strategic planning. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm provides direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Justin B

Series 66

Des Moines, IA

Principal Financial Services

Justin Boyd is a Series 66-licensed financial advisor with Principal Financial Services in Des Moines, IA, bringing 20 years of industry experience. He has worked with Principal Securities Inc. since 2016 and Principal Life Insurance Company since 2013. Boyd also serves as a bank and trust officer, supporting retirement plan account relationships across Principal’s insurance, broker-dealer, and bank/trust offerings. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, and business entities. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions under various advisory and promoter arrangements.

Retired Founder/Business Owner
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