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Barry F

Series 63, Series 65

Lincoln, NE

Cetera

Barry Falter is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and bringing 34 years of industry experience. He has been with Cetera and its affiliates since 2019 and previously worked at Summit Financial Group. Outside of his advisory role, he owns and manages multiple real estate businesses across Nebraska and Arizona. Cetera Investment Advisers LLC is a large SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through a multi-manager platform, with over $256 billion in assets under management and more than 10,000 advisors nationwide.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Daniel D

ChFC®, Series 63

Lincoln, NE

OSAIC

Daniel Duren is a financial advisor with Osaic and holds the ChFC® designation and Series 63 license. He has 41 years of industry experience, including nine years at SagePoint Financial prior to joining Osaic. He serves as president of the NAIFA Nebraska Foundation and holds board positions with Wyuka Funeral Home & Cemetery and the Wyuka Historical Foundation. Osaic Wealth, Inc. serves a diverse client base ranging from individual investors to institutions, offering integrated brokerage and advisory services through a large network of affiliated advisers. The firm employs asset-allocation tools and risk-tolerance analysis to construct portfolios that include a variety of investment products and provides access to third-party money managers and model portfolios.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Nicholaus R

Series 63, Series 65

Lincoln, NE

Morgan Stanley

Nicholaus Richters is a financial advisor at Morgan Stanley with Series 63 and Series 65 licenses and 55 years of industry experience. He has worked at Morgan Stanley Private Bank, National Association since 2015 and has been with Morgan Stanley Smith Barney since 2009. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individuals and institutional clients with a range of advisory programs, including tailored financial planning. The firm manages approximately $2.74 trillion in client assets and utilizes structured planning processes supported by firm-approved tools and models.

General estate planning guidance
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Kale C

Series 66

Lincoln, NE

Edward Jones

Kale Consbruck is a financial advisor at Edward Jones with a Series 66 designation and one year of industry experience. Prior to joining Edward Jones, Kale worked in various roles including education and service positions. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, with approximately $1.01 trillion in assets under management supported by a large nationwide network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Matthew M

Series 63, Series 65

Lincoln, NE

OSAIC

Matthew Mullin is a financial advisor at Osaic with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Woodbury Financial Services and Questar Asset Management. He is also president of Mullin Financial Services, an LLC offering fixed life, long-term care, disability insurance, and fixed annuities. Osaic Wealth, Inc. serves a broad range of retail and institutional clients through a large network of affiliated advisers, providing integrated brokerage, investment advisory services, and access to third-party money managers. The firm employs asset-allocation tools, risk-tolerance questionnaires, and automated rebalancing to construct diversified portfolios across multiple asset classes.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Dustin A

CFP®, Series 63, Series 66

Lincoln, NE

Wells Fargo Clearing

Dustin Addison is a CFP® with 22 years of industry experience, currently serving at Wells Fargo Clearing since 2016. Prior to this, he worked at Wells Fargo Advisors LLC from 2009 to 2016. He holds Series 63 and Series 66 licenses and is based in Lincoln, NE. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory process is IPS-driven and grounded in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Retired Founder/Business Owner
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Thomas N

Series 63, Series 65

Lincoln, NE

RBC Capital Markets

Thomas Novotny is a financial advisor with RBC Capital Markets and holds Series 63 and Series 65 licenses. He has 33 years of industry experience, including roles at City National Bank since 2019 and RBC Capital Markets Corporation since 2010. Outside of his advisory work, he is a partner in businesses related to stadium seat rentals and arena reserved seating in Lincoln, Nebraska. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individuals, institutions, and charitable organizations. The firm offers multiple advisory programs tailored to clients’ risk profiles, utilizing both in-house and third-party investment managers to implement customized portfolio strategies.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Mitchell B

Series 63, Series 66

Lincoln, NE

Edward Jones

Mitchell Becker is a financial advisor at Edward Jones in Lincoln, NE, with 22 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Edward Jones since 2003. Outside of advisory work, he owns a seasonal sideline business involved in buying and selling sports memorabilia and event tickets. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory strategies and affiliated investment products. The firm is notable for its extensive advisor network and integrated capabilities, including trust services and securities-based lending.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Donald S

Series 63

Lincoln, NE

OSAIC

Donald Svoboda is a financial advisor with OSAIC, holding a Series 63 license and bringing 47 years of industry experience. He previously worked at Woodbury Financial for 20 years before joining OSAIC in 2024. Outside of his advisory role, Svoboda is involved in the sales and service of fixed and traditional insurance products through his ownership and directorship positions in related businesses. OSAIC serves a diverse range of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and investment advisory services with a focus on asset allocation, risk management, and access to multiple investment platforms and third-party managers.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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William R

Series 63, Series 65

Lincoln, NE

OSAIC

William Reed is a financial advisor at OSAIC with 49 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Woodbury Financial for 20 years. Outside of his advisory role, he is the owner and president of Reed Financial Services, a sole proprietorship involved in the sale of life, LTC, health, and fixed annuities. OSAIC serves a wide range of retail and institutional clients through an extensive network of affiliated advisers and offers integrated brokerage, advisory, and planning services. The firm employs asset-allocation tools and a variety of investment options, managing accounts on discretionary or non-discretionary bases.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jack E

CFP®, Series 66

Lincoln, NE

Edward Jones

Jack Ehrke is a financial advisor at Edward Jones in Lincoln, NE, holding the CFP® designation and Series 66 license with 11 years of industry experience. He has been with Edward Jones since 2014 and is also affiliated with the University of Nebraska-Lincoln since 2012. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment options supported by a large nationwide network of financial advisors and branch offices. The firm operates under a fiduciary standard and provides both discretionary and non-discretionary investment strategies alongside affiliated mutual funds and tax-efficient services.

Retirement income strategy Charitable giving & philanthropy Business ownership considerations Family Business General estate planning guidance Founder/Business Owner
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Brittany E

Series 66

Lincoln, NE

UBS Financial Services

Brittany Earl is a financial advisor at UBS Financial Services with one year of industry experience. She holds a Series 66 designation and previously worked at Bryan Medical Center and Southwest Baptist University. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to tailor plans based on proprietary research and capital market assumptions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Sophia W

Series 65

Lincoln, NE

Edelman Financial Engines

Sophia Weinert is a financial advisor at Edelman Financial Engines with one year of industry experience. She holds a Series 65 designation and has previous experience at State Farm and Triune Financial Partners. Edelman Financial Engines provides technology-enabled investment advisory and financial planning services to individual investors, retirement-plan participants, and institutional clients. The firm offers a range of workplace solutions, wealth management, and retirement income services, combining a committee-driven modeling process with planner delivery and online tools.

Retirement income strategy General retirement planning Tax-loss harvesting Private / alternative investments Concentrated stock management Retired Founder/Business Owner
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Ciera A

Series 66

Lincoln, NE

LPL Financial

Ciera Andersen is a financial advisor with LPL Financial based in Lincoln, NE. She holds a Series 66 designation and has four years of industry experience, including prior roles at Raymond James and Great Western Bank. Andersen has also worked with the YMCA and First Interstate State Bank. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Curtis L

Series 66

Lincoln, NE

OSAIC

Curtis Le Valley is a financial advisor with Osaic Wealth, Inc. in Lincoln, Nebraska, holding a Series 66 credential and nine years of industry experience. He has operated LeValley Wealth Management since 2017, where he also serves as an insurance broker focused on fixed annuities and non-variable insurance products. Curtis has been with Osaic Wealth since 2018 and previously worked at Sii for one year. Osaic Wealth, Inc. serves a diverse client base including individuals, high-net-worth investors, pension plans, corporations, and charitable organizations. The firm provides integrated brokerage and advisory services, utilizing asset-allocation tools and third-party platforms to offer diversified portfolio management and investment solutions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Stephen H

Series 63, Series 65

Lincoln, NE

OSAIC

Stephen Hill is a financial advisor at OSAIC with 29 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Securities America Advisors and Questar Asset Management. Hill is also president of Hill & Associates CPAs PC, a CPA firm providing tax and accounting services. OSAIC Wealth, Inc. serves a broad mix of retail and institutional clients through a large network of affiliated financial advisers and multiple advisory platforms, offering integrated brokerage and investment advisory services along with access to third‑party money managers and wrap programs. The firm employs asset‑allocation tools and risk‑tolerance assessments to construct diversified portfolios that can include stocks, bonds, options, mutual funds, ETFs, and alternative investments.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Fredrick A

CFP®, Series 66

Lincoln, NE

LPL Financial

Fredrick Alexander is a CFP® credentialed financial advisor with 16 years of industry experience, currently with LPL Financial since 2020. He has previously worked at Securities America Advisors, Jfc Financial Services, and Securities America Inc, each from 2012 to 2020. In addition to his advisory role, Alexander is involved in legal services through Alexander & Greenlee, LLC and is engaged in an online buying and selling business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients, including individuals, retirement plans, banks, and charitable organizations. The firm offers various advisory programs and retirement consulting, providing both discretionary and non-discretionary management supported by research, model portfolios, and technology-driven strategies.

College savings (529s, UTMA, etc.)
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Nathan S

CFP®, Series 63, Series 66

Lincoln, NE

LPL Financial

Nathan Schmidt is a CFP® professional with 25 years of industry experience, currently an advisor at LPL Financial since 2024. Prior to LPL, he worked at Purshe Kaplan Sterling Investments and Thrivent Financial, with nearly two decades at Thrivent Advisor Network and Thrivent Investment Management. Outside of advisory work, he is involved in a farm construction and farming business and provides operational assistance to a basement finishing company. LPL Financial serves a diverse client base including individuals, retirement plans, banks, and charitable organizations through a national network of investment adviser representatives. The firm offers a variety of advisory programs and financial planning services, utilizing model portfolios, research, and technology-driven strategies.

College savings (529s, UTMA, etc.)
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Douglas K

Series 63, Series 65

Lincoln, NE

RBC Capital Markets

Douglas Kuszak is a financial advisor with RBC Capital Markets in Lincoln, NE, holding Series 63 and Series 65 designations and 32 years of industry experience. His prior roles include positions at City National Bank, Wells Fargo Clearing, and Wells Fargo Advisors LLC. Outside of his advisory work, he acts as a guardian for his son. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers multiple advisory programs with tailored investment strategies, combining in-house and third-party managers, and provides both discretionary and non-discretionary portfolio management along with financial planning and brokerage services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Anne J

Series 63

Lincoln, NE

Cetera

Anne Johnson is a financial advisor with Cetera who holds a Series 63 designation and has 29 years of industry experience. She has been with Cetera Wealth Services, LLC since 2013 and joined Cetera in 2023. In addition to her advisory role, she is a registered representative involved in the sale of fixed insurance products and holds a notary public commission. Cetera Investment Advisers LLC is an SEC-registered adviser that serves a wide range of clients including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to third-party money managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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