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Donald P

CFP®, ChFC®, Series 66

Las Vegas, NV

Guardian Life

Donald Pearson is a financial advisor with Guardian Life and Park Avenue Securities, holding CFP® and ChFC® designations and a Series 66 license. He has six years of industry experience and a background that includes service in the United States Marine Corps. Outside of his advisory role, he owns Sail Away Enterprises LLC. Park Avenue Securities, a subsidiary of The Guardian Life Insurance Company of America, serves individuals, pension plans, charitable organizations, and corporate clients with brokerage, financial planning, retirement consulting, and investment advisory services, offering a mix of proprietary and third-party programs.

Retirement income strategy Business exit / sale strategy Wealth management Private / alternative investments Founder/Business Owner Retired Executive
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Parand B

CFP®, Series 63, Series 66

Las Vegas, NV

PNC Wealth Management

Parand Baillie is a CFP® professional with seven years of industry experience, currently affiliated with PNC Wealth Management in Las Vegas, NV. Prior to joining PNC Wealth Management, Baillie held roles at U.S. Bancorp Advisors, U.S. Bancorp Investments, Premier Trust, and Wells Fargo. Baillie serves on the boards of The Compass, a nonprofit focused on nature-based grounding sites, and Neighborhood Housing Services of Southern Nevada, which works on affordable housing initiatives. PNC Wealth Management offers retail brokerage and advisory services through model-based investment programs, including an invitation-only digital portfolio solution that employs algorithm-driven risk assessment and delegated portfolio management using mutual funds and ETFs.

Passive / index investing Active portfolio management Wealth management Executive
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Teng D

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

Teng Dante is a financial advisor at Transamerica Financial Advisors with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked in various roles including tax preparation and estate planning services. His business activities include providing tax preparation assistance and offering bundled professional services related to estate planning. Transamerica Financial Advisors, LLC serves a broad client base including individual investors, employer-sponsored retirement plans, trusts, estates, charitable organizations, and businesses. The firm utilizes model portfolios and third-party managers to implement its advisory services and operates an integrated retirement plan ecosystem supported by multiple program platforms.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Marc G

Series 63, Series 65

Las Vegas, NV

SPC

Marc Geller is a financial advisor at SPC with 44 years of industry experience. He holds Series 63 and Series 65 licenses and has been with SPC and Sigma Financial Corporation since 2008. SPC serves a diverse client base, including high-net-worth individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services through a large network of advisers and manages approximately $5.66 billion in assets.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
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Robert K

Series 63, Series 65

Las Vegas, NV

Centaurus Financial, Inc.

Robert Kassel is a financial advisor with Centaurus Financial, Inc. in Las Vegas, NV, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with Centaurus Financial since 2007. Outside of his advisory role, Kassel serves as president of Portfolio Planners LLC, a holding company that manages administrative functions such as employee payroll and office expenses. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, businesses, and institutions. The firm offers various investment management strategies, retirement-plan consulting, and specialized advisory services through discretionary and non-discretionary arrangements.

Wealth management Private / alternative investments Annuities Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner
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Supra P

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

Supra Plows is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and possessing 21 years of industry experience. He has been with Transamerica since 2012 and has also worked as an instructor at the Heartland Institute of Financial Education. Outside of his advisory role, he is an author of an e-book titled *A Simple Guide to Financial Health for Single Moms* and offers teaching on Biblical healing through social media platforms. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, and charitable organizations. The firm utilizes model portfolios and third-party managers to implement its advisory services and operates an integrated retirement plan ecosystem with affiliated entities.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Yevgeniy K

Series 66

Las Vegas, NV

Transamerica Financial Advisors

Yevgeniy Krasnov is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding a Series 66 designation and two years of industry experience. His prior roles include positions at Health Care Service Corporation, Penn Mutual, and HarvestReact LLC, among others. Outside of advising, he is involved in healthcare as a pharmacist conducting medication reviews and works as an e-commerce consultant through HarvestReact LLC. Transamerica Financial Advisors serves a diverse client base, including individuals, pension plans, trusts, and corporations, offering both advisory and brokerage services. The firm provides proprietary and third-party model portfolios with discretionary and non-discretionary options and operates as both a registered broker-dealer and RIA.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Michael M

Series 66

Las Vegas, NV

TIAA-CREF

Michael Mangino is a financial advisor with TIAA-CREF in Las Vegas, NV, holding a Series 66 designation and 26 years of industry experience. He has been with TIAA-CREF and TIAA since 2014. TIAA-CREF Individual & Institutional Services, LLC provides financial planning and discretionary managed account programs to individuals, trusts, estates, partnerships, corporations, and small retirement plans, often serving clients with existing TIAA-administered retirement plans. The firm offers both one-time planning services and ongoing portfolio management, including customized solutions, while operating within a vertically integrated structure that includes affiliated funds and donor-advised fund advisory services.

General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Educators, Teachers, and Academics Founder/Business Owner Approaching retirement Mid-Career Professionals
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Christopher C

Series 66

North Las Vegas, NV

Citigroup Global Markets

Christopher Cruz is a financial advisor at Citigroup Global Markets with seven years of industry experience. He holds a Series 66 designation and has worked at Citigroup since 2021. Prior to that, he was employed at Wells Fargo Clearing Services and Wells Fargo Bank. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment programs along with broker-dealer execution and custody services. The firm combines large institutional scale with specialized market roles, including in-house research, security pricing, and derivatives services.

Tax-loss harvesting ESG / Sustainable investing Executive Founder/Business Owner Attorney Consultant Technology Professional
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Brian N

Series 63, Series 65

Las Vegas, NV

Integrity Alliance, LLC

Brian Newman is a financial advisor at Integrity Alliance, LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Northwestern Mutual and Fidelity Investments. Outside of his advisory role, he is involved in life insurance sales. Integrity Alliance serves a diverse client base including individual investors, corporations, and qualified retirement plans. The firm offers a range of advisory and brokerage services, utilizing multiple investment platforms and strategies, and operates as a large advisor network with over 300 representatives managing approximately $5.4 billion in client assets.

Annuities ESG / Sustainable investing
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Randy R

Series 66

Las Vegas, NV

Guardian Life

Randy Rivas is a financial advisor with Guardian Life and Park Avenue Securities, holding a Series 66 designation and one year of industry experience. He has worked at Park Avenue Securities and Guardian Life Insurance Company since 2025. Outside of finance, he has been involved with Forum Shops at Caesar's Palace since 2004. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management, is a dually registered broker-dealer and SEC-registered investment adviser serving individuals, pension and profit-sharing plans, charitable organizations, and corporate clients. The firm offers brokerage services, financial planning, retirement plan consulting, and a range of investment advisory programs.

Retirement income strategy Business exit / sale strategy Wealth management Private / alternative investments Founder/Business Owner Retired Executive
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Sofia S

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

Sofia Shah is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 credentials and 16 years of industry experience. She is also a certified hypnotherapist, offering mental health support via virtual sessions. Shah serves on the advisory board of the All For One Foundation and is involved in charitable activities related to the organization. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base, including individual investors, retirement plans, trusts, estates, and charitable organizations. The firm utilizes model portfolios and third-party managers across multiple platforms, supporting advisors with an integrated retirement plan ecosystem and proprietary investment solutions.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Jorge S

Series 66, Series 63

Las Vegas, NV

Mariner

Jorge Soriano is a financial advisor at Mariner with 19 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Dimensional Fund Advisors and AdvicePeriod, LLC. Outside of advising, he is a landlord managing rental property. Mariner serves a broad range of clients such as individuals, pension plans, trusts, and charitable organizations through investment management, financial planning, and retirement consulting. The firm offers customized discretionary portfolios supported by in-house research and third-party managers, along with integrated tax and accounting services and employer financial wellness tools.

Private / alternative investments Options & derivatives strategies Concentrated stock management Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jason O

Series 63, Series 65

Las Vegas, NV

Guardian Life

Jason Oshins is a financial advisor with Guardian Life and Park Avenue Securities, holding Series 63 and Series 65 licenses and 15 years of industry experience. He has been affiliated with Guardian Life since 2010 and Park Avenue Securities since 2011. Oshins serves on the Vegas PBS Southern Nevada Planned Giving Council and contributes articles to publications such as Ultimate Estate Planner and Vegas PBS. Park Avenue Securities LLC, operating as Park Avenue® Wealth Management, is a broker-dealer and SEC-registered investment adviser serving individuals, pension plans, charitable organizations, and corporate clients. The firm offers brokerage services, financial planning, retirement consulting, and investment advisory programs with both discretionary and non-discretionary options.

Retirement income strategy Business exit / sale strategy Wealth management Private / alternative investments Founder/Business Owner Retired Executive
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Ellen G

CFP®, Series 66

Las Vegas, NV

&PARTNERS

Ellen Guerra is a CFP® with nine years of industry experience, currently serving as a financial advisor at &Partners since 2023. She previously worked at Edward Jones for six years and spent one year at Nevada State College. &Partners serves a wide range of individual and institutional clients, including high-net-worth individuals, retirement plans, and charitable organizations. The firm offers investment management, financial and tax planning, and various advisory services through a combination of proprietary and third-party strategies.

Wealth management Equity compensation tax strategy Retirement income strategy Business exit / sale strategy Founder/Business Owner Executive Retired
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Scott M

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

Scott Miller is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 registrations with two years of industry experience. He has been associated with multiple firms since 2023, including First Command Brokerage Services and WealthWave. Miller serves as a board member of the California International Clay Target Shooters Association, a nonprofit organization promoting Olympic shotgun shooting. Transamerica Financial Advisors serves a diverse client base including individual investors, pension and profit-sharing plans, trusts, and charitable organizations. The firm offers both advisory and broker-dealer services through proprietary and third-party model portfolios, providing a range of discretionary and non-discretionary investment programs.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Leslie O

Series 66, Series 63

Las Vegas, NV

Empower Advisory Group

Leslie Oliver is a financial advisor at Empower Advisory Group with two years of industry experience. Prior to joining Empower Financial Services, Inc., Oliver worked for nine years at Wells Fargo Home Mortgage. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and certain retail brokerage account holders. The firm’s services are integrated with Empower’s recordkeeping and administrative platforms and focus on long-term portfolio returns and client savings rates.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Bradley Z

Series 63, Series 65

Las Vegas, NV

J. W. Cole Advisors, Inc.

Bradley Zucker is a financial advisor with J.W. Cole Advisors, Inc. in Las Vegas, NV, holding Series 63 and Series 65 credentials and bringing 15 years of industry experience. His prior experience includes roles at Global Financial Private Capital and a longstanding association with Safe Money Advisors, where he is involved in insurance and annuities sales and occasionally conducts seminars. J.W. Cole Advisors is an SEC-registered investment adviser serving individuals, charities, corporations, and retirement plans through a national network of over 400 independent representatives. The firm provides portfolio management, financial planning, access to third-party managers, and multiple managed account solutions using both discretionary and non-discretionary approaches.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Retired Founder/Business Owner
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Colin P

Series 66

Las Vegas, NV

Independent Financial Group, LLC

Colin Peltier is a Series 66-credentialed financial advisor with two years of industry experience. He is currently affiliated with Independent Financial Group, LLC and Cornerstone Wealth Management. Outside of his advisory role, he serves as an insurance professional and provides notarial services to clients. Independent Financial Group, LLC offers investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth clients, trusts, corporations, pension and profit-sharing plans, and charitable organizations. The firm employs strategic asset allocation and multi-manager portfolios, blending passive and active investment approaches tailored to client risk profiles.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive Retired
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Matthew L

Series 66

Las Vegas, NV

Centaurus Financial, Inc.

Matthew Labroli is a financial advisor at Centaurus Financial, Inc. based in Las Vegas, NV. He holds a Series 66 designation and has been with Centaurus Financial since 2026. His prior experience includes roles in education at the University of Tennessee and Wissahickon schools. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base, including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers financial planning, portfolio management through its CLASSIC Plus platform, retirement-plan consulting, and specialized advisory services, employing both discretionary and non-discretionary arrangements.

Wealth management Private / alternative investments Annuities Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner
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