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Warren H

Series 66

Little Rock, AR

Stephens

Warren Hefley is a financial advisor at Stephens with one year of industry experience. He holds a Series 66 designation and has previously worked at several educational institutions, including the University of Michigan and Presbyterian College. Stephens provides investment advisory and wealth management services to a diverse client base, including individuals, pension plans, foundations, and government entities. The firm employs both bottom-up security selection and top-down fixed-income duration management, supported by integrated broker-dealer and investment banking capabilities.

Private / alternative investments Wealth management Founder/Business Owner Executive
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John M

Series 66

Little Rock, AR

Stephens

John Murphy is a Series 66-credentialed financial advisor with eight years of industry experience. He has been with Stephens since 2018, following two years at Golden Eagle of Arkansas. Stephens provides investment advisory and wealth management services to individual investors, pension plans, foundations, corporations, banks, insurance companies, and government entities, employing both bottom-up security selection and top-down fixed-income duration management across various programs and strategies.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Lawrence W

CFA®, Series 63

North Little Rock, AR

Sowell Management

Lawrence Watts is a financial advisor at Sowell Management with 42 years of industry experience. He holds the CFA® designation and Series 63 license. Prior to joining Sowell Financial Services in 2019, he worked at Raymond James & Associates and Stephens. Watts also operates Watts Wealth Management LLC, an independent advisory business. Sowell Management is a multi-team registered investment adviser serving individuals, retirement plans, corporations, and other RIAs. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement-plan advisory services through an independent-contractor model of over 100 advisors, employing multiple management styles and a range of investment solutions.

Wealth management Retirement income strategy General retirement planning Retirement plans for business owners (SEP, solo 401k) Business succession planning
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Nina V

Series 66

Little Rock, AR

Stephens

Nina Vincent is a financial advisor at Stephens with eight years of industry experience. She holds a Series 66 designation and has worked at Stephens since 2013. Stephens provides investment advisory and wealth management services to a diverse client base, including individual investors, pension plans, foundations, corporations, and government entities. The firm offers a range of services such as financial planning, portfolio management, private equity, and institutional equity research, utilizing both bottom-up security selection and top-down fixed-income strategies.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Mimi H

CFA®, Series 66

Little Rock, AR

Stephens

Mimi Hurst is a CFA® charterholder with 24 years of industry experience. She has worked at Stephens since 2001 and currently serves as a financial advisor in Little Rock, AR. Stephens provides investment advisory and wealth management services to a diverse client base, including individuals, pension plans, foundations, corporations, and government entities. The firm offers a range of investment programs and strategies, combining bottom-up security selection with top-down fixed-income management, supported by an integrated broker-dealer and investment banking platform.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Jay G

Series 63, Series 65

Little Rock, AR

B. Riley Wealth Advisors, Inc.

Jay Gadberry is a financial advisor with B. Riley Wealth Advisors, Inc. He holds Series 63 and Series 65 licenses and has 39 years of industry experience. His career includes roles at B. Riley Wealth Management, National Securities Corp, and WFG Investments Inc. Outside of his advisory work, Gadberry is a managing member of a duck hunting club and serves on the marketing committee for the Arkansas Sports Hall of Fame. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in assets for over 16,800 clients. The firm provides a range of advisory programs, financial planning, and retirement solutions to individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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Molly I

Series 66

Little Rock, AR

Stephens

Molly Ingram is a Series 66-licensed financial advisor with Stephens in Little Rock, AR, with 13 years of industry experience. She has been with Stephens since 2011. Stephens provides investment advisory and wealth management services to a diverse client base, including individuals, pension plans, foundations, corporations, and government entities. The firm offers a range of investment programs and strategies supported by internal committees and research capabilities.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Christian H

Series 66

Little Rock, AR

Stephens

Christian Harrod is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with four years of industry experience. Prior to joining Stephens, he worked at Centennial Bank and operated the Harrod Law Office. Stephens provides investment advisory and wealth management services to a diverse client base, including individual investors, pension plans, and institutional entities. The firm employs a range of investment approaches, combining bottom-up security selection with top-down fixed-income management, supported by in-house equity research and multiple sponsored programs.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Kyle K

Series 66

Little Rock, AR

B. Riley Wealth Advisors, Inc.

Kyle Kullander is a financial advisor at B. Riley Wealth Advisors, Inc. with five years of industry experience. He holds the Series 66 designation and has worked at B. Riley Wealth Advisors and B. Riley Wealth Management since 2022. Prior to that, he was with National Securities Corporation and the University of Arkansas. B. Riley Wealth Advisors provides investment advice and portfolio management to individual clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate clients, managing approximately $4.21 billion in assets through about 173 advisors. The firm offers a variety of investment programs and uses platforms such as Envestnet to support portfolio management and trading.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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Laura M

Series 66

Little Rock, AR

Stephens

Laura Meek is a Series 66 licensed financial advisor with Stephens in Little Rock, Arkansas, and has three years of industry experience. Prior to joining Stephens, she worked as a compliance consultant and held roles with Seven Minute Life, Inc. She is the designated managing member of C. Reid Bondurant Farms LLC, a family investment LLC. Stephens provides investment advisory and wealth management services to a diverse client base, including individuals, institutions, and government entities, offering a wide range of financial planning and portfolio management solutions through various sponsored programs and investment committees.

Private / alternative investments Wealth management Founder/Business Owner Executive
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John G

Series 63, Series 65

Little Rock, AR

Stephens

John Grobmyer is a financial advisor at Stephens with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has spent over two decades with Stephens in various roles. Stephens provides investment advisory and wealth management services to a diverse client base, including individual investors, pension plans, foundations, corporations, and government entities. The firm offers a range of portfolio management strategies and integrates broker-dealer and investment banking services alongside in-house equity research.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Timothy P

Series 66

North Little Rock, AR

Sowell Management

Timothy Poole is a financial advisor with Sowell Management in North Little Rock, Arkansas, holding a Series 66 designation and 22 years of industry experience. He has previously worked at Merrill Lynch, Pierce, Fenner & Smith Inc. and Raymond James Financial Services, and currently serves as President and Investment Advisor at Apex Asset Advisors. Outside of his advisory roles, Poole is an advisory board member of Oaklawn Baptist Church and serves on the board of directors for the Hot Spring Family YMCA. Sowell Management is a multi-team registered investment adviser serving individuals, retirement plans, corporations, and other RIAs with portfolio management, financial planning, and retirement-plan advisory services. The firm employs various management styles, including strategic and tactical allocation and customized portfolio design, and supports over 100 independent contractor advisors with trading, compliance, technology, and back-office services.

Wealth management Retirement income strategy General retirement planning Retirement plans for business owners (SEP, solo 401k) Business succession planning
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David S

Series 63, Series 65

Little Rock, AR

Eversource Wealth Advisors, LLC

David Sims is a financial advisor with Eversource Wealth Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. Prior to joining Eversource in 2024, he worked at BRS Financial LLC and BRS Consulting, Inc., where he held multiple roles since 2008. Aside from his advisory work, Sims has been a licensed attorney since 1986 and serves as General Counsel, Director, and President of Church Mortgage and Loan Corporation, a nonprofit engaged in Chapter 11 mortgage liquidation. Eversource Wealth Advisors serves a diverse client base including individuals, families, estates, charitable foundations, and other RIAs. The firm offers wealth management, financial planning, and investment advisory services through various investment programs and a national network of advisors, managing both external RIA relationships and private pooled investments.

ESG / Sustainable investing Private / alternative investments Real estate investing Business succession planning Charitable giving & philanthropy Founder/Business Owner Executive Values-based investing Christian Faith Based
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Andrew M

Series 66

Little Rock, AR

Stephens

Andrew Miller is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with one year of industry experience. Prior to joining Stephens, he held roles at Morgan Stanley and the University of the South. Stephens provides investment advisory and wealth management services to a diverse client base, including individual investors, pension plans, foundations, corporations, and government entities. The firm employs both bottom-up security selection and top-down fixed-income duration management through multiple sponsored programs and investment committees.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Leigh B

Series 63, Series 65

Little Rock, AR

Stephens

Leigh Biernat is a financial advisor at Stephens in Little Rock, AR, holding Series 63 and Series 65 credentials with 11 years of industry experience. Biernat has been with Stephens since 2015. Stephens provides investment advisory and wealth management services to a diverse client base, including individual investors, pension plans, foundations, corporations, and government entities. The firm offers a range of services such as financial planning, portfolio management, private equity, alternative investments, and institutional equity research, supported by integrated broker-dealer and investment banking operations.

Private / alternative investments Wealth management Founder/Business Owner Executive
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William P

Series 63, Series 66

Little Rock, AR

Stephens

William Pollock is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 66 licenses and has seven years of industry experience. His career includes positions at Stephens since 2019 and a prior role at JPMS in 2017. Stephens provides investment advisory and wealth management services to a diverse client base, including individuals, institutions, and government entities, offering a range of financial planning, portfolio management, private equity, and equity research services. The firm utilizes multiple investment strategies and committees and is notable for its integrated broker-dealer and investment banking operations.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Kelle P

Series 66

Little Rock, AR

Stephens

Kelle Parton is a financial advisor at Stephens with 13 years of industry experience. She holds the Series 66 designation and has worked at Stephens since 2011. Stephens provides investment advisory and wealth management services to a diverse client base, including individuals, institutional investors, and government entities. The firm offers a range of financial planning and portfolio management services, supported by internal investment committees and an integrated broker-dealer and investment banking platform.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Charles H

Series 66

Little Rock, AR

Stephens

Charles Huitt is a financial advisor at Stephens with 20 years of industry experience. He holds the Series 66 designation and has been with Stephens in Little Rock, AR, for a total of 21 years, including a previous tenure from 2000 to 2006. Stephens provides investment advisory and wealth management services to a diverse client base, including individuals, pension plans, foundations, corporations, and government entities. The firm offers a range of investment strategies and services, supported by its integrated broker-dealer and investment banking operations.

Private / alternative investments Wealth management Founder/Business Owner Executive
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Lisa B

Series 65

Jacksonville, AR

Corecap Advisors

Lisa Bamburg is a financial advisor at CoreCap Advisors with 11 years of industry experience. She holds a Series 65 designation and has been co-owner and independent insurance agent at Insurance Advantage LLC since 2011. CoreCap Advisors provides discretionary investment and portfolio management as well as standalone financial planning to individuals, retirement accounts, pension plans, trusts, estates, and corporations. The firm follows a relationship-oriented, individualized approach with a long-term investment horizon and utilizes mutual funds, ETFs, equities, fixed income, and third-party asset managers.

Retirement income strategy Income planning Tax-loss harvesting Active portfolio management Private / alternative investments Self-Employed
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William P

Series 66

Little Rock, AR

Stephens

William Prause is a financial advisor at Stephens with 10 years of industry experience. He holds a Series 66 designation and previously worked at National Securities Corp and WFG Advisors. Stephens provides investment advisory and wealth management services to a diverse client base, including individuals, pension plans, foundations, corporations, and governmental entities. The firm utilizes multiple investment programs and committees, combining bottom-up and top-down strategies, supported by in-house equity research and an integrated broker-dealer and investment banking platform.

Private / alternative investments Wealth management Founder/Business Owner Executive
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