Kasey Mayne is a financial advisor at B. Riley Wealth Advisors, Inc. with 13 years of industry experience. She holds Series 63 and Series 66 credentials and has worked at B. Riley Wealth Management, National Securities Corp, and Ameriprise Financial Services. Mayne is also a licensed notary public. B. Riley Wealth Advisors provides investment advice and portfolio management to a diverse client base including individuals, pension plans, trusts, charitable organizations, and businesses. The firm offers a range of investment programs and manages approximately $4.21 billion in client assets through about 173 advisors.

Scott Hefty is a CFP® and ChFC® with eight years of experience in financial advising. He is currently with Foundations Investment Advisors LLC and previously worked at Retirement Financial Group, AE Wealth Management, and Networth Advisors. He also operates as an independent insurance agent through SERAE Financial Group, providing annuity and insurance solutions. Foundations Investment Advisors LLC offers financial planning and portfolio management to individual, high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm uses a range of investment analyses and incorporates both discretionary and non-discretionary authority models in its management approach.

Laura Nash is a financial advisor at Madison Partners with eight years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Merrill and Pruco Securities, LLC. Outside of her advisory role, she is licensed in life and health insurance and HMO products. Madison Partners provides wealth management, discretionary portfolio management, and financial planning services to individuals, including high-net-worth clients, as well as trusts, estates, charitable organizations, businesses, and retirement plans. The firm employs a customized fiduciary approach focused on long-term portfolio construction, utilizing a mix of ETFs, mutual funds, individual securities, alternative investments, and third-party strategies.

James Tolbert is a financial advisor with B. Riley Wealth Advisors, Inc. in The Woodlands, TX, holding Series 63 and Series 65 credentials and bringing 45 years of industry experience. His career includes tenure at firms such as UBS Financial Services, RBC Capital Markets, and National Securities Corp. B. Riley Wealth Advisors provides investment advice and portfolio management to a diverse client base that includes individuals, pension plans, trusts, charitable organizations, and businesses. The firm offers multiple investment programs and manages approximately $4.21 billion in assets through a team of about 173 advisors.

Michael Camara is a CFP® professional with 18 years of experience in financial advising. He currently works at Bogart Wealth, LLC and previously held roles at Cetera Advisor Networks, United Capital Financial Advisers, and Fidelity. Bogart Wealth provides comprehensive wealth management and financial planning to individuals, trusts, estates, and charitable organizations, serving both non‑high-net-worth and high-net-worth clients. The firm manages approximately $3.19 billion in assets and employs a combination of passive and select active strategies, using formal governance and AI tools to support its investment process.

Emile Dufrene III is a financial advisor at Foundations Investment Advisors LLC with 30 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at multiple firms, including LifePro Asset Management and Nationwide Securities. Outside of advisory roles, he serves as a consultant for Stryde Solutions, LLC, a referral network connecting clients with consultants, engineers, and attorneys. Foundations Investment Advisors LLC provides financial planning and portfolio management services to individual and high-net-worth clients, employer-sponsored retirement plans, and registered investment companies. The firm employs a range of analytical approaches and uses model portfolios and third-party sub-advisers to tailor investment solutions.

Raymond Key is a financial advisor at United Capital Financial Advisors with 27 years of industry experience. He holds the Series 63, Series 65, and Series 66 designations. His prior work includes roles at Merrill, Valic Financial Advisors, and several firms focused on annuities and investment planning. United Capital provides national financial planning and discretionary investment management for individual and high-net-worth clients, retirement plans, and institutional accounts. The firm offers a range of customizable investment options and operates an affiliated network that includes legal and trust services, lending relationships, and a technology platform supporting independent advisors.

Sean Perez is a financial advisor with Gradient Securities, LLC, holding a Series 66 license and 20 years of industry experience. He has been with Gradient Securities since 2016. In addition to his advisory role, he is also licensed as an insurance agent and sells fixed insurance products. Gradient Securities, LLC, doing business as Gradient Wealth Management, provides financial planning, consulting, non-discretionary asset management, and ERISA 3(21) retirement-plan advisory services to individuals, pension plans, trusts, estates, and business entities. The firm emphasizes a non-discretionary investment model and combines fundamental, technical, and cyclical analysis, often utilizing third-party managers.

Michael Ritchie is a financial advisor with Sequent Planning, LLC holding a Series 65 designation and two years of industry experience. He previously worked at Brookstone Capital Management and has additional professional experience as a licensed mortgage loan originator, real estate agent, and professional engineer. Sequent Planning, LLC, operating as Futurity First Wealth Management, serves individuals, retirement plan sponsors, businesses, endowments, and nonprofits. The firm offers asset management, financial planning, and retirement-plan services through a network of independent advisers using a structured risk framework and diversified investment approaches.

Sydney Rutledge is a CFP® professional with four years of industry experience, currently serving as an advisor at Bogart Wealth, LLC in The Woodlands, TX. Prior to joining Bogart Wealth, Rutledge worked at Silverstar Wealth Management and held a position at Texas A&M University. Bogart Wealth provides financial planning, consulting, and comprehensive wealth management to individuals, trusts, estates, and charitable organizations, serving both non‑high-net-worth and high-net-worth clients. The firm employs a disciplined investment approach combining firm model portfolios with both passive and active strategies and oversees approximately $3.19 billion in client assets.

Ross Richardson is a CFP® professional with 25 years of industry experience. He is currently with Apella Wealth and has previously worked at Pembroke Advisors, Inc. and SII Investments, Inc. Since 2021, he has served as a course instructor for Dobbs Education, LLC, providing educational support for Yale School of Management’s Certified Private Wealth Advisor Certification program. Apella Wealth serves a diverse range of clients including individuals, high-net-worth families, trusts, retirement plans, and insurance companies. The firm employs a model-driven, quantitative investment approach, integrating proprietary and third-party tools to manage portfolios and offers various advisory services tailored to their clients’ needs.

David Vaughan is a financial advisor at Avior Wealth Management, LLC with 37 years of industry experience. He holds a Series 63 designation and previously worked at Woodlands Asset Management Inc. for 23 years. Vaughan is also involved as a general partner in several limited partnerships related to real estate and investment activities. Avior Wealth Management is an SEC-registered enterprise adviser managing approximately $5.08 billion in client assets with about 120 financial professionals. The firm serves individuals, pension plans, charitable and corporate entities, and banking institutions, offering discretionary and non-discretionary investment management, financial planning, and business consulting through a combination of fundamental analysis and both long-term and short-term strategies.

Antonio Reyna is a financial advisor at Rossby Financial, LLC with 33 years of industry experience. He holds a Series 63 license and has worked at several firms, including Securities America Advisors, LPL Financial, and BBVA Compass Investment Solutions. Outside of his advisory role, he serves as a lead security supervisor at The Cynthia Woods Mitchell Pavilion in The Woodlands, TX. Rossby Financial provides investment advisory and financial planning services to individuals, charitable organizations, pension plans, corporations, and business entities. The firm uses a variety of analytical approaches and diversified strategies to tailor portfolios according to clients’ objectives and risk tolerances, managing approximately $565 million in discretionary assets as of the end of 2024.

Austin Hilscher is a CFP® professional with two years of industry experience, currently serving as a financial advisor at Bogart Wealth, LLC. His prior experience includes roles at Willis Johnson & Associates, Avion Wealth, Stone Wealth Management, Avidian Wealth Solutions, and Chisholm Trail Financial Group. He is based in The Woodlands, TX. Bogart Wealth, LLC provides financial planning, consulting, and comprehensive wealth management to individuals, trusts, estates, and charitable organizations. The firm employs a combination of passive and active investment strategies guided by an Investment Portfolio Committee, managing approximately $3.19 billion in client assets.

William Burton is a financial advisor at Principal Advised Services with 28 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Principal Advised Services since 2022. Prior to this, he worked at Principal Securities Inc. and Principal Life Insurance Company starting in 2013. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients through non-discretionary recommendations and a discretionary wrap-fee investment management program called SimpleInvest. The firm integrates third-party and proprietary models to deliver tailored advice and benefits from its affiliation with the Principal Financial Group family.

Jessie Jo Lucas is a financial advisor at Kinetic Investment Management, Inc. with a Series 65 designation and five years of industry experience. Her professional background includes roles at Lucas Wealth and Retirement, Woodforest Wealth Strategies, Amerilife, and prior experience outside the financial industry with Tesla-Solar and PVH - Tommy Hilfiger. Kinetic Investment Management serves individuals—including high-net-worth clients—pension and profit-sharing plans, and business entities with portfolio management, financial planning, and sub-advisory services. The firm employs a primarily long-term trading approach using multiple analytical methods and occasionally allocates to higher-risk investments such as non-traded REITs and energy MLPs.

Michael Fortner is a CFP® professional with 25 years of industry experience. He is currently with Secure Asset Management, L.L.C. and has prior experience at Aurora Securities Inc., SCF Investment Advisors, Inc., and SCF Securities, Inc. Outside of his advisory roles, he serves as a trustee and executor of an estate and owns a wealth services business. Secure Asset Management, L.L.C. serves individual clients, including both non‑high-net-worth and high-net-worth households, offering personalized financial planning, discretionary investment management, and pension consulting. The firm employs a range of investment strategies guided by written policy statements and frequently utilizes third-party money managers and held-away account management.

Alif Karowadia is a financial advisor at United Capital Financial Advisors with four years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Fisher Investments and Charles Schwab & Co., Inc. United Capital Financial Advisors provides national financial planning and discretionary investment management to a diverse client base, including individual and high-net-worth households, retirement plans, and institutional accounts. The firm offers a customizable investment platform with access to third-party managers, alternative investments, and ESG or faith-based portfolio options.

David Mosberg is a financial advisor with Prosperity Capital Advisors based in The Woodlands, TX. He has 11 years of industry experience, having worked at Triumvir Financial, LLC since 2015. Prosperity Capital Advisors is an SEC-registered enterprise adviser serving a diverse client base, including individuals, high-net-worth investors, corporations, and retirement plans. The firm employs model-based, asset-allocation strategies and offers discretionary investment management, separately managed accounts, and retirement plan services.

Robert Harberson is a financial advisor at OneSeven with 12 years of industry experience. He holds Series 66 and Series 65 designations and has worked at firms including Baron Financial Advisors and Equitable Advisors. He is also a licensed insurance agent specializing in general health and life insurance. OneSeven serves individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, providing diversified portfolio management and financial planning with a long-term investment focus complemented by selective shorter-term trading.