James Tolbert is a financial advisor at B. Riley Wealth Advisors, Inc. with 44 years of industry experience. He holds the Series 63 and Series 65 designations and has previously worked at National Asset Management and National Securities Corp. Tolbert also operates JBT Wealth Management, an investment-related business conducted through B. Riley Wealth Management. B. Riley Wealth Advisors, Inc. manages approximately $7.03 billion in client assets through about 274 advisors, serving individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans. The firm offers a broad range of advisory programs, financial planning, and retirement solutions, utilizing multiple program structures and both proprietary and third-party asset allocation models.

Michael Camara is a Certified Financial Planner® with 18 years of industry experience. He has worked at Bogart Wealth since 2020 and previously held roles at Cetera Advisor Networks, United Capital Financial Advisers, and Fidelity Brokerage Services. Bogart Wealth serves individuals, trusts, estates, and charitable organizations by providing comprehensive financial planning, consulting, and wealth management services. The firm employs a combination of bottom-up fundamental equity analysis and top-down asset allocation, utilizing model portfolios and specialized investment options such as direct indexing, structured notes, and private-market alternatives.

Emile Dufrene III is a financial advisor with Foundations Investment Advisors LLC, holding Series 63 and Series 65 credentials and over 30 years of industry experience. His prior roles include positions at LifePro Asset Management, Nationwide Securities, and Simplicity Wealth, in addition to 15 years as a self-employed professional. Outside of advising, he consults with Stryde Solutions, LLC, a referral network for professional services. Foundations Investment Advisors, LLC provides financial planning and portfolio management to a diverse client base ranging from individuals to employer-sponsored retirement plans and registered investment companies. The firm employs a mix of fundamental, technical, and cyclical analysis, utilizes model portfolios with asymmetric rebalancing, and incorporates third-party sub-advisers and custodians to deliver tailored investment advice.

Raymond Key is a financial advisor with United Capital Financial Advisors who holds Series 63, 65, and 66 licenses and has 27 years of industry experience. His prior roles include positions at Annuitysense, Ceros Financial Services, Flexible Plan Investments, and VALIC Financial Advisors. United Capital provides national financial planning and discretionary investment management to a diverse client base, including individuals, high-net-worth households, retirement plans, and institutional accounts. The firm offers a wide range of services, including sub-advisory and consulting, and supports customization through its platform FinLife Partners.

Sydney Rutledge is a CFP® professional with four years of industry experience, currently serving as a financial advisor at Bogart Wealth, LLC. Prior to joining Bogart Wealth, Rutledge worked at Silverstar Wealth Management and spent four years at Texas A&M University. Bogart Wealth serves individuals, trusts, estates, and charitable organizations with comprehensive financial planning and wealth management, employing a combination of discretionary portfolio management, model portfolios, and specialized investment options such as direct indexing SMAs and private-market alternatives.

Kyle Roeske is a financial advisor at Concurrent Investment Advisors, LLC with a Series 65 designation and one year of industry experience. Before joining Concurrent in 2025, he worked at TailorMade Wealth Counsel from 2024. He has an academic background including studies at Texas Christian University. Concurrent Investment Advisors, LLC is an SEC-registered enterprise advisory firm serving individuals, high-net-worth clients, families, trusts, businesses, and retirement plans. The firm employs a primarily long-term, portfolio-driven investment approach using ETFs, mutual funds, and selected individual securities, managing approximately $15.7 billion in assets across a multi-office platform.

David Vaughan is a financial advisor at Avior Wealth Management, LLC with 37 years of industry experience. He holds a Series 63 designation and previously worked at Woodlands Asset Management Inc. for 23 years. Vaughan is also involved as a general partner in several limited partnerships related to real estate and investment activities. Avior Wealth Management is an SEC-registered enterprise adviser managing approximately $5.08 billion in client assets with about 120 financial professionals. The firm serves individuals, pension plans, charitable and corporate entities, and banking institutions, offering discretionary and non-discretionary investment management, financial planning, and business consulting through a combination of fundamental analysis and both long-term and short-term strategies.

Antonio Reyna is a financial advisor at Rossby Financial, LLC with 33 years of industry experience. He holds a Series 63 designation and has worked previously at Osaic Wealth, Inc. and Securities America Advisors. Outside of his advisory role, Reyna serves as Lead Security Supervisor at The Cynthia Woods Mitchell Pavilion, overseeing venue security and guest relations during performances. Rossby Financial is a Registered Investment Adviser serving individuals, trusts, charitable organizations, and corporate entities with portfolio management, financial planning, and retirement consulting. The firm manages approximately $358.6 million across about 800 client relationships, employing diverse analytical methods and customized strategies to align with clients’ risk tolerance and investment horizons.

Austin Hilscher is a CFP® professional with two years of industry experience, currently serving as a financial advisor at Bogart Wealth, LLC. His prior roles include positions at Willis Johnson & Associates, Inc., Avion Wealth, Stone Wealth Management, Avidian Wealth Solutions, and Chisholm Trail Financial Group. Bogart Wealth provides comprehensive financial planning and wealth management services to individuals, trusts, estates, and charitable organizations, utilizing model portfolios and specialized investment options such as direct indexing SMAs and private-market alternatives. The firm combines fundamental equity analysis with top-down asset allocation and employs AI tools and third-party managers as part of its discretionary investment approach.

William Burton is a financial advisor at Principal Advised Services with 28 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Principal Advised Services since 2022. Prior to this, he worked at Principal Securities Inc. and Principal Life Insurance Company starting in 2013. Principal Advised Services provides investment advice and related services primarily to retirement plan participants and retail IRA clients through non-discretionary recommendations and a discretionary wrap-fee investment management program called SimpleInvest. The firm integrates third-party and proprietary models to deliver tailored advice and benefits from its affiliation with the Principal Financial Group family.

Jessie Jo Lucas is a financial advisor at Kinetic Investment Management, Inc. with a Series 65 designation and five years of industry experience. Her professional background includes roles at Lucas Wealth and Retirement, Woodforest Wealth Strategies, Amerilife, and prior experience outside the financial industry with Tesla-Solar and PVH - Tommy Hilfiger. Kinetic Investment Management serves individuals—including high-net-worth clients—pension and profit-sharing plans, and business entities with portfolio management, financial planning, and sub-advisory services. The firm employs a primarily long-term trading approach using multiple analytical methods and occasionally allocates to higher-risk investments such as non-traded REITs and energy MLPs.

Michael Fortner is a CFP® professional with 25 years of industry experience. He is currently with Secure Asset Management, L.L.C. and has prior experience at Aurora Securities Inc., SCF Investment Advisors, Inc., and SCF Securities, Inc. Outside of his advisory roles, he serves as a trustee and executor of an estate and owns a wealth services business. Secure Asset Management, L.L.C. serves individual clients, including both non‑high-net-worth and high-net-worth households, offering personalized financial planning, discretionary investment management, and pension consulting. The firm employs a range of investment strategies guided by written policy statements and frequently utilizes third-party money managers and held-away account management.

Keith Huberman is a CFP® professional with 28 years of industry experience, currently serving at Concurrent Investment Advisors, LLC. His prior roles include positions at Oakwood Capital Securities, Raymond James Financial Services, and The Leaders Group Inc., among others. He is also involved in leadership roles within TailorMade Financial entities and serves as Vice President for TailorMade Wealth Counsel. Concurrent Investment Advisors, LLC is an SEC-registered firm providing wealth management, investment management, and financial planning services to individuals, families, trusts, businesses, and retirement plans. The firm manages approximately $15.7 billion in assets across a multi-office platform and employs a primarily long-term, portfolio-driven investment approach tailored to client goals and risk tolerance.

Alif Karowadia is a financial advisor at United Capital Financial Advisors with Series 63 and Series 65 credentials and four years of industry experience. His work history includes positions at Fisher Investments and Charles Schwab & Co., Inc., among others. United Capital Financial Advisors provides national financial planning and discretionary investment management to a diverse client base, including individual and high-net-worth households, retirement plans, and institutional accounts. The firm’s platform supports customized investment strategies and offers affiliated services such as law, trust, lending, and sub-advisory solutions.

David Mosberg is a financial advisor with Prosperity Capital Advisors based in The Woodlands, TX. He has 11 years of industry experience, having worked at Triumvir Financial, LLC since 2015. Prosperity Capital Advisors is an SEC-registered enterprise adviser serving a diverse client base, including individuals, high-net-worth investors, corporations, and retirement plans. The firm employs model-based, asset-allocation strategies and offers discretionary investment management, separately managed accounts, and retirement plan services.

Robert Harberson is a financial advisor at OneSeven with 12 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at firms including Baron Financial Advisors and his own Harberson Financial. Outside of advisory services, he is an independent licensed insurance agent specializing in general health and life insurance. OneSeven provides investment advisory services to individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans. The firm offers discretionary portfolio management, financial planning, and retirement-plan consulting, using diversified portfolios with access to alternatives and private placements.

Brian Baker is a financial advisor with Saxony Capital Management, LLC, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. His career includes roles at Pinnacle Capital Securities, McNally Financial Services Corporation, and Triton Pacific Securities, among others. Saxony Capital Management provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as retirement plans, trusts, charitable organizations, and corporations. The firm operates a multi-team model and utilizes a range of investment strategies, including discretionary asset management and third-party manager due diligence.

Nicole Ockenden is a financial advisor at Kinetic Investment Management, Inc. She holds a Series 65 designation and has experience in financial services dating back to 2015, including ownership of ThriveRight Financial Group LLC. She is also a licensed insurance agent. Kinetic Investment Management serves individuals, pension and profit-sharing plans, and business entities, managing approximately $348 million in assets. The firm employs a diverse mix of analytical methods with a long-term trading focus and offers services including portfolio management, financial planning, sub-advisory, and educational seminars.

Sonia Martinez Trujillo is a financial advisor at Fiduciary Financial Advisors with one year of industry experience. She holds a Series 65 designation and previously worked at Maia Wealth and LJA Engineering, Inc. Outside of her advisory role, she teaches Pre-Calculus part-time at Regina Caeli Academy and is a contracted health insurance agent with OpenSi Group. Fiduciary Financial Advisors provides discretionary investment management and financial planning services to individuals, families, trusts, retirement plans, corporations, and charitable foundations. The firm employs a combination of strategic asset allocation and tactical adjustments using various analytical methods, and offers trustee services as well as access to private and non-liquid alternative funds.

Michael Snasel is a financial advisor at Simplicity Wealth with 17 years of industry experience. He holds the Series 63 and Series 65 licenses and has worked at firms including LifePro Asset Management and Horter Investment Management. He is also the owner of Vantage Financial Group, where he engages in retirement income planning, Social Security optimization, and legacy planning. Simplicity Wealth serves a diverse client base including individual and high-net-worth investors, retirement plans, and institutional clients. The firm employs a fund-of-funds investment approach using ETFs, mutual funds, and individual securities, and offers advisory services alongside technology and operational support for other advisers.