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Nina V

Series 66

Little Rock, AR

Stephens

Nina Vincent is a financial advisor with Stephens in Little Rock, AR, holding a Series 66 designation and eight years of industry experience. She has been with Stephens since 2013. Stephens is a multi-team investment adviser with approximately 243 advisors and around $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, financial planning, brokerage, investment banking, and research services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Mimi H

CFA®, Series 66

Little Rock, AR

Stephens

Mimi Hurst is a CFA® charterholder and holds a Series 66 license, with 24 years of experience in the financial industry. She has been with Stephens in Little Rock, AR, since 2001. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a range of discretionary and non-discretionary management strategies, combining bottom-up equity research with committee-driven asset allocation, and provides additional services including brokerage, investment banking, custody, and municipal advisory.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Jay G

Series 63, Series 65

Little Rock, AR

B. Riley Wealth Advisors, Inc.

Jay Gadberry is a financial advisor with B. Riley Wealth Advisors, Inc. He holds Series 63 and Series 65 licenses and has 39 years of industry experience. His career includes roles at B. Riley Wealth Management, National Securities Corp, and WFG Investments Inc. Outside of his advisory work, Gadberry is a managing member of a duck hunting club and serves on the marketing committee for the Arkansas Sports Hall of Fame. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in assets for over 16,800 clients. The firm provides a range of advisory programs, financial planning, and retirement solutions to individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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Molly I

Series 66

Little Rock, AR

Stephens

Molly Ingram is a financial advisor at Stephens with 13 years of industry experience. She holds a Series 66 designation and has been with Stephens since 2011. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, brokerage, investment banking, and custody services supported by equity research and diversified investment strategies.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Christian H

Series 66

Little Rock, AR

Stephens

Christian Harrod is a financial advisor at Stephens in Little Rock, AR, with four years of industry experience. He holds a Series 66 designation and has worked at Stephens since 2021. His prior experience includes roles at Centennial Bank and managing Harrod Law Office. Stephens is a multi-team investment adviser with about 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, brokerage, and investment banking services supported by in-house equity research and a committee-driven investment process.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Angel D

Series 63, Series 66

Cabot, AR

Capital Analysts

Angel Duncan is a financial advisor with Capital Analysts, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. Prior to joining Capital Analysts, Duncan worked at Anchorpoint Financial, Lincoln Investment, Cincinnati Analysts, Inc., and Wells Fargo Clearing. Outside of advising, Duncan is a commissioned notary public. Capital Analysts serves a diverse client base including individual and high-net-worth investors, trusts, foundations, and charitable organizations, offering portfolio management, custom and model portfolios, and retirement-plan advice through a national network of independent advisors. The firm provides both discretionary investment management via an in-house team and non-discretionary services through advisors and third-party managers, utilizing proprietary screening processes for portfolio construction.

Tax-loss harvesting ESG / Sustainable investing Passive / index investing Active portfolio management
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Kyle K

Series 66

Little Rock, AR

B. Riley Wealth Advisors, Inc.

Kyle Kullander is a financial advisor at B. Riley Wealth Advisors, Inc. with five years of industry experience. He holds the Series 66 designation and has worked at B. Riley Wealth Advisors and B. Riley Wealth Management since 2022. Prior to that, he was with National Securities Corporation and the University of Arkansas. B. Riley Wealth Advisors provides investment advice and portfolio management to individual clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate clients, managing approximately $4.21 billion in assets through about 173 advisors. The firm offers a variety of investment programs and uses platforms such as Envestnet to support portfolio management and trading.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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Laura M

Series 66

Little Rock, AR

Stephens

Laura Meek is a financial advisor at Stephens with a Series 66 designation and three years of industry experience. Her career includes roles at Stephens Inc. and self-employment as a compliance consultant. She is also the managing member of a family farming LLC. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers discretionary and non-discretionary management across various advisory programs, combining bottom-up equity research with committee-driven asset allocation and advising on private equity and alternative investments.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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John G

Series 63, Series 65

Little Rock, AR

Stephens

John Grobmyer is a financial advisor at Stephens with 27 years of industry experience. He holds Series 63 and Series 65 designations and has been with Stephens in various roles since 2001. Outside of his advisory work, he is a member and partial owner of Rockbridge Partners, LLC, a real estate investment entity. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm combines bottom-up equity research with committee-driven asset allocation and offers a range of advisory, brokerage, investment banking, and custodial services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Timothy P

Series 66

North Little Rock, AR

Sowell Management

Timothy Poole is a financial advisor with Sowell Management in North Little Rock, Arkansas, holding a Series 66 designation and 22 years of industry experience. He has previously worked at Merrill Lynch, Pierce, Fenner & Smith Inc. and Raymond James Financial Services, and currently serves as President and Investment Advisor at Apex Asset Advisors. Outside of his advisory roles, Poole is an advisory board member of Oaklawn Baptist Church and serves on the board of directors for the Hot Spring Family YMCA. Sowell Management is a multi-team registered investment adviser serving individuals, retirement plans, corporations, and other RIAs with portfolio management, financial planning, and retirement-plan advisory services. The firm employs various management styles, including strategic and tactical allocation and customized portfolio design, and supports over 100 independent contractor advisors with trading, compliance, technology, and back-office services.

Wealth management Retirement income strategy General retirement planning Retirement plans for business owners (SEP, solo 401k) Business succession planning
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David S

Series 63, Series 65

Little Rock, AR

Eversource Wealth Advisors, LLC

David Sims is a financial advisor with Eversource Wealth Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. Prior to joining Eversource in 2024, he worked at BRS Financial LLC and BRS Consulting, Inc., where he held multiple roles since 2008. Aside from his advisory work, Sims has been a licensed attorney since 1986 and serves as General Counsel, Director, and President of Church Mortgage and Loan Corporation, a nonprofit engaged in Chapter 11 mortgage liquidation. Eversource Wealth Advisors serves a diverse client base including individuals, families, estates, charitable foundations, and other RIAs. The firm offers wealth management, financial planning, and investment advisory services through various investment programs and a national network of advisors, managing both external RIA relationships and private pooled investments.

ESG / Sustainable investing Private / alternative investments Real estate investing Business succession planning Charitable giving & philanthropy Founder/Business Owner Executive Values-based investing Christian Faith Based
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Andrew M

Series 66

Little Rock, AR

Stephens

Andrew Miller is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with one year of industry experience. Prior to joining Stephens, he worked at Morgan Stanley and has multiple years associated with the University of the South in various roles. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services and combines bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Leigh B

Series 63, Series 65

Little Rock, AR

Stephens

Leigh Biernat is a financial advisor at Stephens in Little Rock, AR, holding Series 63 and Series 65 designations with 11 years of industry experience. Biernat has been with Stephens since 2015. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers discretionary and non-discretionary management across a range of advisory programs and combines bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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William P

Series 63, Series 66

Little Rock, AR

Stephens

William Pollock is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 66 licenses and seven years of industry experience. His career includes roles at Stephens Inc. and JPMS, as well as five years at the University of Arkansas. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of discretionary and non-discretionary management programs, combining bottom-up equity research with committee-driven asset allocation, and provides brokerage, investment banking, municipal advisory, and other financial services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Kelle P

Series 66

Little Rock, AR

Stephens

Kelle Parton is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with 13 years of industry experience. She has been with Stephens since 2011, working continuously across multiple roles within the firm. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers both discretionary and non-discretionary management through a variety of advisory programs and combines bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Charles H

Series 66

Little Rock, AR

Stephens

Charles Huitt is a financial advisor at Stephens with 20 years of industry experience. He holds the Series 66 designation and has been with Stephens since 2011, having previously worked there from 2000 to 2006. The firm is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. Stephens offers a broad range of advisory, brokerage, and investment banking services, combining equity research with committee-driven asset allocation and also provides municipal advisory and pension trust programs.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Lisa B

Series 65

Jacksonville, AR

Corecap Advisors

Lisa Bamburg is a financial advisor at CoreCap Advisors with 11 years of industry experience. She holds a Series 65 designation and has been co-owner and independent insurance agent at Insurance Advantage LLC since 2011. CoreCap Advisors provides discretionary investment and portfolio management as well as standalone financial planning to individuals, retirement accounts, pension plans, trusts, estates, and corporations. The firm follows a relationship-oriented, individualized approach with a long-term investment horizon and utilizes mutual funds, ETFs, equities, fixed income, and third-party asset managers.

Retirement income strategy Income planning Tax-loss harvesting Active portfolio management Private / alternative investments Self-Employed
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William P

Series 66

Little Rock, AR

Stephens

William Prause is a financial advisor at Stephens with a Series 66 designation and 10 years of industry experience. He joined Stephens in 2021 and previously worked at National Securities Corp and WFG Advisors. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm provides a range of advisory, brokerage, investment banking, and custody services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Michael C

Series 66

Little Rock, AR

Stephens

Michael Cronkhite is a financial advisor at Stephens with 23 years of industry experience. He holds a Series 66 designation and has worked with Stephens since 2002 in various capacities. Outside of his advisory role, he serves as Senior Vice President, CFO, Treasurer, and Board Member of Stephens Wealth Planning and Strategy Group Inc., an insurance agency. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a broad range of advisory, brokerage, investment banking, and research services.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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Joseph S

Series 63

Little Rock, AR

Stephens

Joseph Simpson is a financial advisor with Stephens in Little Rock, Arkansas, holding a Series 63 designation and 44 years of industry experience. He has worked at Stephens Inc. since 1987. Outside of his advisory role, he is a member of TUF NUT LOFTS LLC, which manages loft apartments, and a limited partner in the Arkansas Times, a weekly alternative newspaper. Stephens is a multi-team investment adviser with roughly 243 advisors and approximately $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.

Private / alternative investments Active portfolio management Executive Founder/Business Owner
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