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Nina V
Series 66
Little Rock, AR
Stephens
Nina Vincent is a financial advisor with Stephens in Little Rock, AR, holding a Series 66 designation and eight years of industry experience. She has been with Stephens since 2013. Stephens is a multi-team investment adviser with approximately 243 advisors and around $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, financial planning, brokerage, investment banking, and research services.
Mimi H
CFA®, Series 66
Little Rock, AR
Stephens
Mimi Hurst is a CFA® charterholder and holds a Series 66 license, with 24 years of experience in the financial industry. She has been with Stephens in Little Rock, AR, since 2001. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a range of discretionary and non-discretionary management strategies, combining bottom-up equity research with committee-driven asset allocation, and provides additional services including brokerage, investment banking, custody, and municipal advisory.
Jay G
Series 63, Series 65
Little Rock, AR
B. Riley Wealth Advisors, Inc.
Jay Gadberry is a financial advisor with B. Riley Wealth Advisors, Inc. He holds Series 63 and Series 65 licenses and has 39 years of industry experience. His career includes roles at B. Riley Wealth Management, National Securities Corp, and WFG Investments Inc. Outside of his advisory work, Gadberry is a managing member of a duck hunting club and serves on the marketing committee for the Arkansas Sports Hall of Fame. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in assets for over 16,800 clients. The firm provides a range of advisory programs, financial planning, and retirement solutions to individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans.
Molly I
Series 66
Little Rock, AR
Stephens
Molly Ingram is a financial advisor at Stephens with 13 years of industry experience. She holds a Series 66 designation and has been with Stephens since 2011. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, brokerage, investment banking, and custody services supported by equity research and diversified investment strategies.
Christian H
Series 66
Little Rock, AR
Stephens
Christian Harrod is a financial advisor at Stephens in Little Rock, AR, with four years of industry experience. He holds a Series 66 designation and has worked at Stephens since 2021. His prior experience includes roles at Centennial Bank and managing Harrod Law Office. Stephens is a multi-team investment adviser with about 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a range of advisory, brokerage, and investment banking services supported by in-house equity research and a committee-driven investment process.
Angel D
Series 63, Series 66
Cabot, AR
Capital Analysts
Angel Duncan is a financial advisor with Capital Analysts, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. Prior to joining Capital Analysts, Duncan worked at Anchorpoint Financial, Lincoln Investment, Cincinnati Analysts, Inc., and Wells Fargo Clearing. Outside of advising, Duncan is a commissioned notary public. Capital Analysts serves a diverse client base including individual and high-net-worth investors, trusts, foundations, and charitable organizations, offering portfolio management, custom and model portfolios, and retirement-plan advice through a national network of independent advisors. The firm provides both discretionary investment management via an in-house team and non-discretionary services through advisors and third-party managers, utilizing proprietary screening processes for portfolio construction.
Kyle K
Series 66
Little Rock, AR
B. Riley Wealth Advisors, Inc.
Kyle Kullander is a financial advisor at B. Riley Wealth Advisors, Inc. with five years of industry experience. He holds the Series 66 designation and has worked at B. Riley Wealth Advisors and B. Riley Wealth Management since 2022. Prior to that, he was with National Securities Corporation and the University of Arkansas. B. Riley Wealth Advisors provides investment advice and portfolio management to individual clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate clients, managing approximately $4.21 billion in assets through about 173 advisors. The firm offers a variety of investment programs and uses platforms such as Envestnet to support portfolio management and trading.
Laura M
Series 66
Little Rock, AR
Stephens
Laura Meek is a financial advisor at Stephens with a Series 66 designation and three years of industry experience. Her career includes roles at Stephens Inc. and self-employment as a compliance consultant. She is also the managing member of a family farming LLC. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers discretionary and non-discretionary management across various advisory programs, combining bottom-up equity research with committee-driven asset allocation and advising on private equity and alternative investments.
John G
Series 63, Series 65
Little Rock, AR
Stephens
John Grobmyer is a financial advisor at Stephens with 27 years of industry experience. He holds Series 63 and Series 65 designations and has been with Stephens in various roles since 2001. Outside of his advisory work, he is a member and partial owner of Rockbridge Partners, LLC, a real estate investment entity. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm combines bottom-up equity research with committee-driven asset allocation and offers a range of advisory, brokerage, investment banking, and custodial services.
Timothy P
Series 66
North Little Rock, AR
Sowell Management
Timothy Poole is a financial advisor with Sowell Management in North Little Rock, Arkansas, holding a Series 66 designation and 22 years of industry experience. He has previously worked at Merrill Lynch, Pierce, Fenner & Smith Inc. and Raymond James Financial Services, and currently serves as President and Investment Advisor at Apex Asset Advisors. Outside of his advisory roles, Poole is an advisory board member of Oaklawn Baptist Church and serves on the board of directors for the Hot Spring Family YMCA. Sowell Management is a multi-team registered investment adviser serving individuals, retirement plans, corporations, and other RIAs with portfolio management, financial planning, and retirement-plan advisory services. The firm employs various management styles, including strategic and tactical allocation and customized portfolio design, and supports over 100 independent contractor advisors with trading, compliance, technology, and back-office services.
David S
Series 63, Series 65
Little Rock, AR
Eversource Wealth Advisors, LLC
David Sims is a financial advisor with Eversource Wealth Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. Prior to joining Eversource in 2024, he worked at BRS Financial LLC and BRS Consulting, Inc., where he held multiple roles since 2008. Aside from his advisory work, Sims has been a licensed attorney since 1986 and serves as General Counsel, Director, and President of Church Mortgage and Loan Corporation, a nonprofit engaged in Chapter 11 mortgage liquidation. Eversource Wealth Advisors serves a diverse client base including individuals, families, estates, charitable foundations, and other RIAs. The firm offers wealth management, financial planning, and investment advisory services through various investment programs and a national network of advisors, managing both external RIA relationships and private pooled investments.
Andrew M
Series 66
Little Rock, AR
Stephens
Andrew Miller is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with one year of industry experience. Prior to joining Stephens, he worked at Morgan Stanley and has multiple years associated with the University of the South in various roles. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of advisory and brokerage services and combines bottom-up equity research with committee-driven asset allocation and fixed-income management.
Leigh B
Series 63, Series 65
Little Rock, AR
Stephens
Leigh Biernat is a financial advisor at Stephens in Little Rock, AR, holding Series 63 and Series 65 designations with 11 years of industry experience. Biernat has been with Stephens since 2015. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers discretionary and non-discretionary management across a range of advisory programs and combines bottom-up equity research with committee-driven asset allocation and fixed-income management.
William P
Series 63, Series 66
Little Rock, AR
Stephens
William Pollock is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 66 licenses and seven years of industry experience. His career includes roles at Stephens Inc. and JPMS, as well as five years at the University of Arkansas. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers a range of discretionary and non-discretionary management programs, combining bottom-up equity research with committee-driven asset allocation, and provides brokerage, investment banking, municipal advisory, and other financial services.
Kelle P
Series 66
Little Rock, AR
Stephens
Kelle Parton is a financial advisor at Stephens in Little Rock, AR, holding a Series 66 designation with 13 years of industry experience. She has been with Stephens since 2011, working continuously across multiple roles within the firm. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm offers both discretionary and non-discretionary management through a variety of advisory programs and combines bottom-up equity research with committee-driven asset allocation and fixed-income management.
Charles H
Series 66
Little Rock, AR
Stephens
Charles Huitt is a financial advisor at Stephens with 20 years of industry experience. He holds the Series 66 designation and has been with Stephens since 2011, having previously worked there from 2000 to 2006. The firm is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. Stephens offers a broad range of advisory, brokerage, and investment banking services, combining equity research with committee-driven asset allocation and also provides municipal advisory and pension trust programs.
Lisa B
Series 65
Jacksonville, AR
Corecap Advisors
Lisa Bamburg is a financial advisor at CoreCap Advisors with 11 years of industry experience. She holds a Series 65 designation and has been co-owner and independent insurance agent at Insurance Advantage LLC since 2011. CoreCap Advisors provides discretionary investment and portfolio management as well as standalone financial planning to individuals, retirement accounts, pension plans, trusts, estates, and corporations. The firm follows a relationship-oriented, individualized approach with a long-term investment horizon and utilizes mutual funds, ETFs, equities, fixed income, and third-party asset managers.
William P
Series 66
Little Rock, AR
Stephens
William Prause is a financial advisor at Stephens with a Series 66 designation and 10 years of industry experience. He joined Stephens in 2021 and previously worked at National Securities Corp and WFG Advisors. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and institutional clients. The firm provides a range of advisory, brokerage, investment banking, and custody services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.
Michael C
Series 66
Little Rock, AR
Stephens
Michael Cronkhite is a financial advisor at Stephens with 23 years of industry experience. He holds a Series 66 designation and has worked with Stephens since 2002 in various capacities. Outside of his advisory role, he serves as Senior Vice President, CFO, Treasurer, and Board Member of Stephens Wealth Planning and Strategy Group Inc., an insurance agency. Stephens is a multi-team investment adviser with approximately 243 advisors and $18 billion in assets under management. The firm serves individuals, retirement plans, foundations, corporations, and institutional clients, offering a broad range of advisory, brokerage, investment banking, and research services.
Joseph S
Series 63
Little Rock, AR
Stephens
Joseph Simpson is a financial advisor with Stephens in Little Rock, Arkansas, holding a Series 63 designation and 44 years of industry experience. He has worked at Stephens Inc. since 1987. Outside of his advisory role, he is a member of TUF NUT LOFTS LLC, which manages loft apartments, and a limited partner in the Arkansas Times, a weekly alternative newspaper. Stephens is a multi-team investment adviser with roughly 243 advisors and approximately $18 billion in assets under management, serving individuals, retirement plans, foundations, corporations, and other institutional clients. The firm offers a range of advisory and brokerage services, combining bottom-up equity research with committee-driven asset allocation and fixed-income management.
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