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Taren M

CFP®, Series 65

Lenexa, KS

Family Investment Center

Taren Mcmurray is a CFP® with seven years of industry experience, currently serving as a financial advisor at Family Investment Center since 2018. Prior to joining Family Investment Center, he worked for GTRUST Financial Partners for eleven years. Family Investment Center advises individuals, families, charitable organizations, and businesses, providing portfolio management and comprehensive financial planning services that include tax preparation, insurance review, retirement and estate plan evaluations, and investment planning. The firm employs a long-term investment approach based on fundamental security analysis and serves over 800 clients with approximately $596 million in assets under management.

General retirement planning Income planning Founder/Business Owner Retired Approaching retirement Mid-Career Professionals
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Michael M

Series 66

Overland Park, KS

Greenup Wealth

Michael Mitchell is a financial advisor at Greenup Wealth with 16 years of industry experience. He holds the Series 66 designation and has worked previously at Spotlight Asset Group, Inc. and Creative Planning. Greenup Street Wealth Management serves individual and high-net-worth clients, charitable organizations, and business entities by providing discretionary portfolio management, ongoing financial planning, and access to third-party investment managers. The firm employs a range of analytical methods and investment strategies, including fundamental and quantitative analysis, and supplements its management with selected third-party managers when appropriate.

Options & derivatives strategies Active portfolio management Private / alternative investments
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Leslie P

Series 63, Series 66

Lenexa, KS

DAI Wealth, LLC

Leslie Penka is a financial advisor at DAI Wealth, LLC with 20 years of industry experience. She holds Series 63 and Series 66 credentials and has worked at firms including Expand Financial, LPL Financial, NewEdge Advisors, and Purshe Kaplan Sterling Investments. DAI Wealth, LLC is a multi-advisor team managing approximately $330 million in assets, serving a diverse group of individual and institutional clients. The firm offers customized investment management through a range of account types and platforms, and it serves several uncommon institutional client types such as sovereign wealth funds and state or municipal government entities.

Wealth management Active portfolio management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jay H

Series 63, Series 65

Leawood, KS

Prevail Innovative Wealth Advisors, LLC

Jay Haffley is a financial advisor at Prevail Innovative Wealth Advisors, LLC with 24 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at BMO Bank NA and LPL Financial LLC. Haffley is also licensed in life and health insurance. Prevail Innovative Wealth Advisors is a multi-team SEC-registered investment adviser serving individuals, retirement plans, trusts, and institutions. The firm offers discretionary asset management, fiduciary retirement plan services, and financial consulting, using a combination of quantitative, fundamental, and technical analysis to build customized, risk-based portfolios.

Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies Founder/Business Owner Executive
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David B

Series 65

Overland Park, KS

Freestate Advisors LLC

David Barth is a financial advisor at Freestate Advisors LLC with a Series 65 designation and four years of industry experience. He has been with Freestate Advisors since 2021 and also operates Barth Financial Services, LLC, which he founded in 2015. Freestate Advisors serves individuals, high-net-worth clients, trusts, estates, charitable organizations, endowments, and retirement plans. The firm offers portfolio management, financial planning, and retirement-plan consulting, using a research-driven investment approach centered on macroeconomic and risk modeling.

Wealth management Passive / index investing
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Roger I

Series 65

Leawood, KS

Prevail Innovative Wealth Advisors, LLC

Roger Irie is a financial advisor at Prevail Innovative Wealth Advisors, LLC with four years of industry experience. He holds a Series 65 designation and previously worked at Abbott Rapid Diagnostics in the cardiometabolic division for eleven years. Outside of his advisory role, he serves as Chief Operative Officer of Bluebird Oxygen LLC, a company involved in oxygen concentrator rentals and operations. Prevail Innovative Wealth Advisors is an SEC-registered, multi-team investment adviser serving individuals, retirement plans, trusts, and institutions. The firm offers discretionary asset management, fiduciary retirement plan services, and financial consulting, utilizing a combination of quantitative, fundamental, and technical analysis overseen by an Investment Committee.

Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies Founder/Business Owner Executive
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Craig H

CFA®, Series 63, Series 65

Overland Park, KS

TFB Advisors, LLC

Craig Hallier is a CFA® charterholder with 24 years of industry experience. He is currently an advisor at TFB Advisors, LLC, where he has worked since 2022. His prior experience includes roles at Ameritas Advisory Services, Ameritas Life Insurance Corp., Ameritas Investment Company, and Tax Favored Benefits, Inc. Hallier is also a licensed independent insurance agent involved with Tax Favored Benefits, Inc., assisting in investment-related activities and retirement plan administration. TFB Advisors serves a diverse client base including individuals, trusts, estates, charitable organizations, corporations, and pension and profit-sharing plans. The firm offers financial planning, discretionary portfolio and wealth management, and specialized retirement plan consulting, managing approximately $859.6 million in client assets through a multi-advisor team.

Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Real estate investing Founder/Business Owner Executive
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Anya G

Series 66

Overland Park, KS

Triune Financial Partners, LLC

Anya Grovenburg is a financial advisor at Triune Financial Partners, LLC with nine years of industry experience. She holds a Series 66 designation and has worked at Purshe Kaplan Sterling Investments and Get Smarter Prep. Triune Financial Partners serves individuals, retirement plans, charitable organizations, endowments, and corporate clients. The firm employs a largely passive, asset-class investment approach based on Modern Portfolio Theory, managing portfolios primarily with low-cost mutual funds and ETFs under discretionary agreements.

Retirement plans for business owners (SEP, solo 401k) General estate planning guidance College savings (529s, UTMA, etc.)
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William S

Series 65

Overland Park, KS

TFB Advisors, LLC

William Stapp is a Series 65-licensed advisor with TFB Advisors, LLC, based in Overland Park, KS. He has one year of industry experience, including prior roles at Dimensional Innovations and Jayhawk Cafe. TFB Advisors serves a diverse client base, including individuals, trusts, estates, charitable organizations, corporations, and retirement plans. The firm offers financial planning, discretionary portfolio and wealth management, and specialized retirement plan consulting, managing approximately $859.6 million in client assets across a multi-advisor team.

Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Real estate investing Founder/Business Owner Executive
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Herman L

Series 63, Series 65

Overland Park, KS

PCG Wealth Management

Herman Lall is a financial advisor with PCG Wealth Management in Overland Park, KS, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. His prior work includes roles at Waddell & Reed, Inc. and various insurance carriers, as well as LPL Financial and V Wealth Advisors. PCG Wealth Management serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans with discretionary investment management, financial planning, and retirement plan consulting. The firm emphasizes a long-term, customized investment approach using diversified funds and tailored strategies, with a notable focus on retirement-plan services including fiduciary advisory and participant education.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Madison P

CFP®, Series 63

Leawood, KS

Prevail Innovative Wealth Advisors, LLC

Madison Parker is a CFP® with eight years of industry experience, currently serving at Prevail Innovative Wealth Advisors, LLC. She previously worked at USA Financial Securities Corporation, Cornerstone Securities, and Parker Financial Group, where she also maintains an independent consulting and coaching practice focused on operations advice. Prevail Innovative Wealth Advisors, LLC provides investment advisory and retirement-plan fiduciary services to a range of clients, including high-net-worth individuals and business owners. The firm customizes portfolios based on client objectives and risk tolerance, employing a combination of fundamental, factor, and quantitative optimization methods overseen by an Investment Committee.

Business ownership considerations Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Active portfolio management Options & derivatives strategies Founder/Business Owner Executive
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Laura C

CFP®

Overland Park, KS

BCWM

Laura Carley is a CFP® professional with 13 years of industry experience. She has worked at Boyer & Corporon Wealth Management, LLC since 2008. BCWM provides discretionary investment management, financial planning, and consulting services to high-net-worth individuals, families, trusts, foundations, and various organizations. The firm’s investment approach focuses on asset allocation, diversification, market evaluation, and risk management, using a combination of charting, fundamental, technical, and cyclical analysis.

Active portfolio management Options & derivatives strategies Wealth management
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Eric K

Series 65, Series 63, Series 66

Overland Park, KS

EnlightnU Wealth LLC

Eric Koford is a financial advisor at EnlightnU Wealth LLC in Overland Park, KS, with 27 years of industry experience. He holds the Series 65, Series 63, and Series 66 designations. His prior roles include positions at BMO Asset Management Corp., Fidelity, Merrill Lynch, and Bank of America. EnlightnU Wealth LLC provides discretionary asset management and financial planning services primarily to individual and high-net-worth clients. The firm employs fundamental analysis to guide investment decisions, may use sub-advisors, and conducts quarterly account reviews.

Wealth management Cash flow / budgeting
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Michael W

Series 66

Overland Park, KS

Caliber Wealth Management, LLC

Michael Ward is a financial advisor at Caliber Wealth Management, LLC with 20 years of industry experience. He holds a Series 66 designation and previously worked at Ameriprise Financial Services, Inc. for 15 years and Raymond James Financial Services for four years. Ward is the chair of the board and founder of New Life Christian Academy, a nonprofit organization. Caliber Wealth Management serves individuals, families, businesses, and retirement plans with a focus on discretionary portfolio management, investment advice, financial planning, and retirement-plan advisory. The firm uses globally diversified portfolios aligned with modern portfolio theory and offers integrated in-house tax preparation and consulting services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Tax strategies for small businesses
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Adam M

Series 63, Series 66

Overland Park, KS

Quantum Financial Partners LLC

Adam Musfeldt is a financial advisor at Quantum Financial Partners LLC in Omaha, NE, with 14 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at TDAmeritrade, Inc. from 2014 to 2018. Outside of his advisory role, he is involved in non-investment related real estate businesses through ownership interests in Musfeldt Companies, LLC and Graves Development Resources, LLC. Quantum Financial Partners provides investment advisory and portfolio management services to individuals, family trusts, corporations, foundations, and small businesses. The firm employs a combination of fundamental, technical, and quantitative analysis to manage discretionary accounts, including a private pooled investment vehicle that charges performance-based fees.

Active portfolio management Founder/Business Owner
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Marcus S

CFP®, Series 65, Series 66

Overland Park, KS

Searcy Financial Services, Inc.

Marcus Shaffer is a CFP®-certified financial advisor with 18 years of industry experience. He has worked at Allos Investment Advisors, LLC since 2010 and also has experience with Searcy Financial Services, Inc. Outside of his advisory role, he serves as Chair Couple for the Wabash Cannonball Steering Committee, helping the Kansas State University Alumni Association organize their annual event. Allos Investment Advisors, LLC serves individuals, high-net-worth clients, trusts, estates, charitable organizations, and businesses through discretionary investment management and financial planning. The firm’s long-term, fundamentals-based approach includes customized portfolio construction and ongoing supervision, often utilizing mutual funds and ETFs after thorough due diligence.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.)
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Roger R

Series 63, Series 65

Overland Park, KS

Waterfront Wealth Inc.

Roger Ratzlaff is a financial advisor with Waterfront Wealth Inc. in Overland Park, KS, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. He has worked at Waterfront Wealth since 2015 and previously spent eight years with Wells Fargo Advisors Financial Network. Outside of his advisory role, he is involved in managing farmland through Carter Capital LLC, an investment-related LLC he owns jointly with his spouse. Waterfront Wealth, Inc. is a team-based registered investment adviser managing approximately $890 million for around 730 clients. The firm serves individuals, high-net-worth clients, families, trusts, foundations, retirement plans, and other advisers, offering portfolio management, financial planning, retirement-plan consulting, and institutional sub-advisory services with a mix of active mutual funds, ETFs, individual securities, and custom strategies.

Active portfolio management Passive / index investing
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Ambra L

Series 65

Overland Park, KS

Sound Stewardship, LLC

Ambra Leibach is a financial advisor with Sound Stewardship, LLC, holding a Series 65 credential and 17 years of industry experience. She has been with Sound Stewardship since 2008. Sound Stewardship serves individual and high-net-worth clients with comprehensive financial planning and wealth management, offering customized portfolios guided by client objectives and Investment Policy Statements. The firm emphasizes tax-efficient ETFs, in-house portfolio management, and provides educational seminars and Biblically Responsible and Socially Responsible investment options.

Charitable giving & philanthropy Debt management Cash flow / budgeting Wealth management
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Gaven P

Series 66

Overland Park, KS

RSG Investments LLC

Gaven Pinkley is a financial advisor at RSG Investments LLC with a Series 66 designation and two years of industry experience. He previously worked at LPL Financial LLC and Central Trust Bank. RSG Investments LLC manages approximately $140.5 million and serves individuals, trusts, retirement and profit-sharing plans, and business entities. The firm offers discretionary asset management using a combination of third-party model managers and direct portfolio management, along with financial planning and qualified plan consulting.

Annuities Charitable giving & philanthropy Cash flow / budgeting Founder/Business Owner Retired
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Christen D

Series 65

Leawood, KS

Mitchell Capital Management Co

Christen Dusselier is a financial advisor at Mitchell Capital Management Co with 13 years of industry experience. He holds a Series 65 designation and has been with Mitchell Capital Management Co since 2001. Mitchell Capital Management Co is an SEC-registered investment adviser that provides discretionary portfolio management and financial planning to individuals, retirement accounts, employee benefit plans, corporations, foundations, and charitable organizations. The firm manages approximately $861 million in client assets through a small team and offers customized investment strategies combining systematic screening with traditional security analysis across multiple equity and fixed-income approaches.

Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) General retirement planning General tax planning Founder/Business Owner
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