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Andrew F

Series 66

Moorhead, MN

LPL Financial

Andrew Fischer is a financial advisor with LPL Financial based in Moorhead, MN. He holds the Series 66 designation and has one year of industry experience. His prior work experience includes roles at Gate City Bank, Scheels, Dick's Sporting Goods, and Prairie West Golf Course. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a variety of advisory programs, retirement plan consulting, and brokerage services through a broad network of investment adviser representatives.

College savings (529s, UTMA, etc.)
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Hannah S

Series 66

Fargo, ND

LPL Financial

Hannah Sorensen is a financial advisor with LPL Financial, holding a Series 66 credential and 11 years of industry experience. She has worked at LPL Financial since 2020 and previously held roles at Alerus and Thrivent Financial for Lutherans. Sorensen is also involved with Gate City Bank’s Investment Committee, overseeing retail non-deposit investment products. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm provides a range of advisory programs, financial planning, and retirement consulting, offering both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
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Jena K

Series 66

Fargo, ND

LPL Financial

Jena Kvislen is a financial advisor at LPL Financial with a Series 66 designation and two years of industry experience. She has previously worked at GoalQuest Ventures, LLC, and holds a notary commission in the state of North Dakota. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and brokerage services through a national network of investment adviser representatives.

College savings (529s, UTMA, etc.)
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Tyler H

Series 66

Fargo, ND

Raymond James Financial

Tyler Honrud is a financial advisor with Raymond James Financial, holding a Series 66 designation and two years of industry experience. He previously worked at LPL Financial and Bell Bank before joining Raymond James in 2025. Outside of his advisory role, he owns Honrud Wealth Management in Fargo, ND. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, pension plans, and municipal entities. The firm provides financial planning and non-discretionary investment consulting, emphasizing tailored financial plans and collaborative client relationships.

Business exit / sale strategy Retirement income strategy General estate planning guidance Umbrella liability Founder/Business Owner Executive
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Grant G

Series 66

Fargo, ND

Edward Jones

Grant Geffre is a financial advisor at Edward Jones in Fargo, ND, holding a Series 66 designation and having one year of industry experience. Prior to joining Edward Jones, his work background includes positions in various service and retail roles. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs and investment options, managing approximately $1.01 trillion in assets and supported by a large nationwide network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Mathew H

Series 66

Fargo, ND

Cetera

Mathew Hermanson is a financial advisor at Cetera with three years of industry experience and holds a Series 66 designation. He has worked at Avantax Advisory Services and Avantax Investment Services Inc. prior to joining Cetera. In addition to his advisory role, Hermanson is a CPA and senior accountant at Haga Kommer Certified Public Accountants, where he manages tax clients and provides accounting and consulting services. Cetera Investment Advisers LLC is an SEC-registered adviser offering a range of portfolio management, financial planning, and retirement services to individuals, employer-sponsored plans, corporate, charitable, and institutional clients. The firm operates a multi-manager platform providing diverse investment strategies and programs supported by over 10,000 advisors nationwide.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Scott B

Series 66

Fargo, ND

Cetera

Scott Bauer is a financial advisor with Cetera, holding a Series 66 designation and nine years of industry experience. His work history includes roles at Bauer Investment Services LLC and Blackridge Wealth Advisors. Outside of advisory services, he serves as a city council representative for Ward 1 in Barnesville, MN, and is a board member of a nonprofit healthcare organization. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform that supports various investment strategies and program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Shawn D

Series 63, Series 66

West Fargo, ND

Cetera

Shawn Dye is a financial advisor with Cetera, holding Series 63 and Series 66 credentials and bringing 21 years of industry experience. His prior roles include positions at LPL Financial, Bancwest Investment Services, and First International Bank & Trust. He also serves as a Trust Officer at First Western Bank & Trust, performing annual plan reviews for businesses without involvement in investment decisions or transaction execution. Cetera Investment Advisers LLC is an SEC-registered firm offering a multi-manager platform to independent advisors nationwide, serving individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients through various portfolio management and consulting services.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jacob P

Series 66

Fargo, ND

LPL Financial

Jacob Preston is a financial advisor with LPL Financial based in Fargo, ND, holding a Series 66 designation and five years of industry experience. He previously worked at ICA Group Wealth Management, LLC for three years and has held various roles in financial institutions and other businesses since 2015. In addition to his advisory role, he serves as a Jr. Agent and Business Banker at Choice Financial Group. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing model portfolios and research from multiple sources to support diversified investment strategies.

College savings (529s, UTMA, etc.)
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Joseph L

Series 66

Fargo, ND

LPL Financial

Joseph Larson is a financial advisor with LPL Financial in Fargo, ND, holding a Series 66 license and 13 years of industry experience. Before joining LPL Financial in 2021, he was involved with Goalquest Ventures LLC and various insurance carriers, as well as Waddell & Reed, Inc. He has served as a trustee for the Help and Caring Ministry Trust and was involved for ten years with the Lionheart Soccer Academy. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, utilizing model portfolios, third-party subadvisors, and various technologies to support diversified investment strategies.

College savings (529s, UTMA, etc.)
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John N

ChFC®, Series 66

Fargo, ND

Edward Jones

John Nyquist is a ChFC® and Series 66–licensed financial advisor with Edward Jones in Fargo, ND, with 11 years of industry experience. He has been with Edward Jones since 2014. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets with a large nationwide network of financial advisors and branch offices, offering a range of discretionary and non-discretionary investment strategies and affiliated financial services.

Exec comp design Startup equity planning Liquidity event planning Business ownership considerations General estate planning guidance Founder/Business Owner
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Hattie K

Series 66

Fargo, ND

Edward Jones

Hattie Koeckeritz is a financial advisor at Edward Jones with a Series 66 designation and three years of industry experience. Her prior roles include positions at Legacy Wealth Management and multiple engagements at North Dakota State University. Outside of finance, she has been involved with Neverwinter Clothing & Gifts and The Rusty Nail. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a broad range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of advisors and branches.

Retirement income strategy Divorce financial planning General estate planning guidance Retired Founder/Business Owner Executive
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Brien K

CFP®, Series 63, Series 65

Fargo, ND

Raymond James Financial

Brien Krank is a CFP® professional with 30 years of industry experience, currently serving as a financial advisor at Raymond James Financial Services Advisors, Inc. since 2015. He is a member of the Finance and Investment Committee at Sts Anne and Joachim Church, where he provides financial guidance as part of the church’s Finance Council. Raymond James Financial Services Advisors, Inc. serves a wide range of clients including individual investors, high-net-worth clients, pension plans, charitable organizations, and municipal entities. The firm offers financial planning and non-discretionary investment consulting, emphasizing tailored strategies developed through detailed client interviews and risk profiling.

Business exit / sale strategy Retirement income strategy General estate planning guidance Umbrella liability Founder/Business Owner Executive
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Thomas J

Series 63, Series 66

Fargo, ND

LPL Financial

Thomas Jacobson is a financial advisor with LPL Financial in Fargo, ND, holding Series 63 and 66 credentials and 21 years of industry experience. He previously worked at Cornerstone Bank and SAGEPOINT FINANCIAL before joining LPL Financial in 2018. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a large network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by extensive research and technology resources.

College savings (529s, UTMA, etc.)
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Darren H

Series 66

Fargo, ND

LPL Financial

Darren Heisler is a financial advisor with LPL Financial in Fargo, ND, holding a Series 66 designation and over 21 years of industry experience. His prior roles include positions at Raymond James Financial Services Advisors and The Private Wealth Group. Outside of his advisory work, Heisler is active as a softball and basketball official. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations. The firm offers a variety of advisory programs, financial planning, and brokerage services supported by comprehensive research and multiple investment strategies.

College savings (529s, UTMA, etc.)
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Sonja A

CFP®, Series 63, Series 65, Series 66

Fargo, ND

RBC Capital Markets

Sonja Anderson is a financial advisor with RBC Capital Markets in Fargo, ND, holding CFP® and securities licenses including Series 63, 65, and 66. She has 23 years of industry experience, having previously worked at Wells Fargo Advisors and Wells Fargo Clearing for a combined 11 years. RBC Wealth Management serves a diverse client base ranging from individual investors to institutional clients and charitable organizations. The firm offers a variety of advisory programs tailored to client risk profiles, utilizing both in-house and third-party investment managers, and provides discretionary and non-discretionary portfolio management alongside financial planning and brokerage services.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jason J

Series 63, Series 66

Fargo, ND

LPL Financial

Jason Jaeger is a financial advisor with LPL Financial in Fargo, ND, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. He previously worked at Invest Financial Corporation for 12 years and has been involved with American Federal Bank for 20 years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network. The firm offers a range of advisory programs, financial planning services, and retirement plan consulting, utilizing both discretionary and non-discretionary management supported by research from LPL and third-party subadvisors.

College savings (529s, UTMA, etc.)
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John F

Series 63, Series 65

Fargo, ND

UBS Financial Services

John Fischer is a financial advisor with UBS Financial Services in Fargo, ND, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with UBS since 1994. Outside of his advisory role, Fischer was involved in coordinating volunteers and serving as a media spokesperson for a 2012 statewide referendum on smoke-free indoor workplaces in North Dakota. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, leveraging proprietary research and model-based asset allocations to tailor client solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Dylan D

Series 66

Fargo, ND

RBC Capital Markets

Dylan Droegemueller is a financial advisor at RBC Capital Markets with a Series 66 designation and two years of industry experience. He previously worked at Morgan Stanley Private Bank, N.A., and Morgan Stanley. In addition to his advisory role, he performs minor tasks and maintenance for Morgan Joseph Properties, a private company. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients through various advisory programs offering portfolio management, financial planning, custody, and brokerage services. The firm tailors investment strategies to client risk profiles and utilizes both in-house and third-party managers across diversified portfolios.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Blake D

Series 66

Fargo, ND

LPL Financial

Blake Dandurand is a financial advisor at LPL Financial with eight years of industry experience. He holds a Series 66 designation and has worked at LPL Financial since 2019 and Gate City Bank since 2017. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
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