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Mathew H

Series 66

Fargo, ND

Cetera

Mathew Hermanson is a financial advisor at Cetera with three years of industry experience and holds a Series 66 designation. He has worked at Avantax Advisory Services and Avantax Investment Services Inc. prior to joining Cetera. In addition to his advisory role, Hermanson is a CPA and senior accountant at Haga Kommer Certified Public Accountants, where he manages tax clients and provides accounting and consulting services. Cetera Investment Advisers LLC is an SEC-registered adviser offering a range of portfolio management, financial planning, and retirement services to individuals, employer-sponsored plans, corporate, charitable, and institutional clients. The firm operates a multi-manager platform providing diverse investment strategies and programs supported by over 10,000 advisors nationwide.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Chad Z

Series 63, Series 65

West Fargo, ND

LPL Financial

Chad Zimmerman is a financial advisor with LPL Financial in West Fargo, ND, holding Series 63 and Series 65 credentials and possessing 27 years of industry experience. His prior roles include positions at NorthStar Financial Group, Commonwealth Financial Network, Wells Fargo Advisors, and RBC Capital Markets. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and portfolio management solutions, incorporating both proprietary and third-party strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Scott B

Series 66

Fargo, ND

Cetera

Scott Bauer is a financial advisor with Cetera, holding a Series 66 designation and nine years of industry experience. His work history includes roles at Bauer Investment Services LLC and Blackridge Wealth Advisors. Outside of advisory services, he serves as a city council representative for Ward 1 in Barnesville, MN, and is a board member of a nonprofit healthcare organization. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform that supports various investment strategies and program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Shawn D

Series 63, Series 66

West Fargo, ND

Cetera

Shawn Dye is a financial advisor with Cetera, holding Series 63 and Series 66 credentials and bringing 21 years of industry experience. His prior roles include positions at LPL Financial, Bancwest Investment Services, and First International Bank & Trust. He also serves as a Trust Officer at First Western Bank & Trust, performing annual plan reviews for businesses without involvement in investment decisions or transaction execution. Cetera Investment Advisers LLC is an SEC-registered firm offering a multi-manager platform to independent advisors nationwide, serving individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients through various portfolio management and consulting services.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jacob P

Series 66

Fargo, ND

LPL Financial

Jacob Preston is a financial advisor with LPL Financial in Fargo, ND, holding a Series 66 designation and five years of industry experience. He previously worked at ICA Group Wealth Management, LLC, and has held roles at Choice Bank and Alerus Financial. Outside his advisory work, Preston serves as a junior agent and business banker at Choice Financial Group. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory services including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by extensive research and technology tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Joseph L

Series 66

Fargo, ND

LPL Financial

Joseph Larson is a financial advisor with LPL Financial in Fargo, ND, holding a Series 66 designation and 13 years of industry experience. Prior to joining LPL Financial in 2021, he worked at Goalquest Ventures LLC and held roles related to insurance and financial services. He serves as a trustee for Help and Caring Ministry Trust and has a background involving involvement with the Lionheart Soccer Academy. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions, utilizing model portfolios, third-party subadvisors, and custom strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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John N

ChFC®, Series 66

Fargo, ND

Edward Jones

John Nyquist is a financial advisor at Edward Jones in Fargo, ND, holding the ChFC® designation and Series 66 license with 12 years of industry experience. He has been with Edward Jones since 2014. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of discretionary and non-discretionary investment strategies supported by a nationwide network of financial advisors and branch offices.

Exec comp design Startup equity planning Liquidity event planning Business ownership considerations General estate planning guidance Founder/Business Owner
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Hattie K

Series 66

Fargo, ND

Edward Jones

Hattie Koeckeritz is a financial advisor at Edward Jones with a Series 66 designation and three years of industry experience. Her prior roles include positions at Legacy Wealth Management and multiple engagements at North Dakota State University. Outside of finance, she has been involved with Neverwinter Clothing & Gifts and The Rusty Nail. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a broad range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of advisors and branches.

Retirement income strategy Divorce financial planning General estate planning guidance Retired Founder/Business Owner Executive
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Brien K

CFP®, Series 63, Series 65

Fargo, ND

Raymond James Financial

Brien Krank is a CFP® professional with 30 years of industry experience, currently serving as a financial advisor at Raymond James Financial Services Advisors, Inc. since 2015. He is also a member of the Finance and Investment Committee at Sts Anne and Joachim Church in Fargo, ND. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, institutions, and nonprofits. The firm offers tailored, non-discretionary planning and employs analytical tools such as risk profiling and modeling to support client decision-making.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Thomas J

Series 63, Series 66

Fargo, ND

LPL Financial

Thomas Jacobson is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. His prior roles include positions at SagePoint Financial, Investment Centers of America, and Cornerstone Bank. LPL Financial is a national broker-dealer and registered investment adviser serving individuals, retirement plans, banks, and institutions. The firm offers financial planning, model portfolio programs, and institutional platforms, supporting advisors with a range of discretionary and non-discretionary investment strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Darren H

Series 66

Fargo, ND

LPL Financial

Darren Heisler is a financial advisor with LPL Financial, holding a Series 66 designation and bringing 22 years of industry experience. His prior roles include positions at Raymond James Financial Services Advisors and The Private Wealth Group. Outside of his advisory work, he is involved in sports officiating as a softball umpire and basketball referee. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory services including financial planning, model portfolios, and institutional platforms, supported by a large network of advisors and advanced research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Sonja A

CFP®, Series 63, Series 65, Series 66

Fargo, ND

RBC Capital Markets

Sonja Anderson is a financial advisor at RBC Capital Markets with 23 years of industry experience. She holds the CFP® designation along with Series 63, 65, and 66 licenses. Her prior roles include positions at Wells Fargo Clearing and Wells Fargo Investments. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and charitable organizations. The firm offers various advisory programs with tailored investment strategies implemented through both in-house and third-party managers.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Jason J

Series 63, Series 66

Fargo, ND

LPL Financial

Jason Jaeger is a financial advisor with LPL Financial in Fargo, ND, holding Series 63 and Series 66 credentials and bringing 27 years of industry experience. He previously worked at Invest Financial Corporation for 12 years and American Federal Bank for over 20 years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, and supports advisors with both discretionary and non-discretionary investment strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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John F

Series 63, Series 65

Fargo, ND

UBS Financial Services

John Fischer is a financial advisor with UBS Financial Services in Fargo, ND, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with UBS since 1994. Outside of his advisory role, Fischer was involved in coordinating volunteers and serving as a media spokesperson for a 2012 statewide referendum on smoke-free indoor workplaces in North Dakota. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, leveraging proprietary research and model-based asset allocations to tailor client solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Dylan D

Series 66

Fargo, ND

RBC Capital Markets

Dylan Droegemueller is a financial advisor at RBC Capital Markets with a Series 66 designation and two years of industry experience. He previously worked at Morgan Stanley Private Bank, N.A., and Morgan Stanley. In addition to his advisory role, he performs minor tasks and maintenance for Morgan Joseph Properties, a private company. RBC Wealth Management, a division of RBC Capital Markets, serves individual and institutional clients through various advisory programs offering portfolio management, financial planning, custody, and brokerage services. The firm tailors investment strategies to client risk profiles and utilizes both in-house and third-party managers across diversified portfolios.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Blake D

Series 66

Fargo, ND

LPL Financial

Blake Dandurand is a financial advisor with LPL Financial in Fargo, ND, holding a Series 66 designation and bringing eight years of industry experience. His background includes roles at Gate City Bank, Gander Mountain, and Thrivent Investment Management. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, utilizing model portfolios, third-party subadvisors, and customized strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Timothy G

Series 66

Fargo, ND

Wells Fargo Advisors

Timothy Graveline is a financial advisor at Wells Fargo Advisors with 29 years of industry experience. He holds a Series 66 designation and has worked at various Wells Fargo entities since 2001. Outside of his advisory role, he has ownership interests in real estate investment and management companies in Grand Forks, ND. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients by offering a broad range of investment and financial planning services. The firm uses proprietary research and planning tools to develop tailored recommendations, with implementation options through its brokerage or advisory programs.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Joseph H

Series 63, Series 66

Fargo, ND

Mass Mutual Investors Services

Joseph Haman is a financial advisor with Mass Mutual Investors Services in Fargo, ND, holding Series 63 and Series 66 registrations and 17 years of industry experience. He has been with MassMutual Life Insurance Company and Mass Mutual Investors Services since 2012. Outside of his advisory role, he is involved in commercial property management and participates in client referral activities related to business lending. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, and charitable organizations. The firm emphasizes collaborative, annual financial planning engagements using firm-approved analytical tools and offers a range of investment and educational services.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Bruce I

Series 66

Fargo, ND

Cetera

Bruce Imholte is a financial advisor with Cetera who holds a Series 66 designation and has 14 years of industry experience. He has previously worked with Avantax Advisory Services, 1st Global Capital Corp., and has been involved with Imholte & Dahl, P.A. since 1996. Imholte is also engaged in tax planning and business consulting through a tax and consulting firm affiliated with Avantax and supports client communication and marketing efforts at HK Wealth Management LLC. Cetera Investment Advisers LLC operates as a large nationwide network of independent advisors serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers portfolio management, financial planning, and access to multiple investment programs including bespoke strategies and third-party manager options.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Ryan D

Series 66

Fargo, ND

LPL Financial

Ryan Damlo is a financial advisor with LPL Financial, holding a Series 66 designation and two years of industry experience. Prior to joining LPL and Magnifi Financial CU in 2024, he worked at Astera Health for seven years and at Wadena County for two years. Outside of his advisory role, Damlo is the owner of Canoe Paddle Kettle Corn LLC, a family business selling bagged popcorn, and serves as a track coach for the Wadena-Deer Creek School District. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolios, third-party asset management, and institutional platforms, supporting over 22,800 advisors and managing more than $819 billion in discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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