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Joseph P

CFP®, ChFC®, Series 66

Birmingham, AL

Edward Jones

Joseph Prokop is a financial advisor at Edward Jones with 13 years of industry experience. He holds the CFP® and ChFC® designations as well as the Series 66 license. Prior to joining Edward Jones in 2020, he worked at BBVA Wealth Solutions, TD Ameritrade, Cetera, and Regions Bank. He serves as an adjunct professor teaching a finance course at the University of Montevallo. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and charitable organizations. The firm offers a range of advisory programs and managed solutions with an emphasis on fiduciary standards, supported by a large network of advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Phillip B

Series 63, Series 65

Birmingham, AL

OSAIC

Phillip Blankenship is a financial advisor with OSAIC in Birmingham, AL, holding Series 63 and Series 65 licenses and having 18 years of industry experience. He has been with OSAIC since 2008 and previously worked at J. Smith Lanier. He is a principal of Advo(k)ate Advisors, LLC, a related entity connected to his branch office activities. OSAIC Wealth, Inc. serves a broad range of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and advisory services, financial planning, retirement consulting, and access to third-party money managers and managed accounts. The firm utilizes asset-allocation tools, risk assessments, and automated rebalancing to manage portfolios that include a variety of investment vehicles on both discretionary and non-discretionary bases.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Brenna P

Series 66

Birmingham, AL

Cetera

Brenna Pritchett is a financial advisor at Cetera with a Series 66 designation and two years of industry experience. Her career includes roles at Regions Bank and Heritage House Coffee, as well as time spent at The University of Alabama. Cetera Investment Advisers LLC is an SEC-registered firm that serves a wide range of clients, including individuals, employer-sponsored retirement plans, and institutional accounts. The firm offers diversified investment options, combining discretionary and non-discretionary management across multiple platforms and custodial relationships.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Chadwick G

Series 66

Hoover, AL

LPL Financial

Chadwick Griggs is a financial advisor with LPL Financial, holding a Series 66 designation and over 10 years of industry experience. He has worked with LPL Financial since 2015 and also has a longstanding role at Avadian Credit Union beginning in 2007. Outside of his advisory work, he is a part owner of Fortis LLC Crossfit Alabaster and has served as a Crossfit trainer. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset managers, supported by a network of investment adviser representatives who utilize diversified investment strategies and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Lexiss G

Series 66

Birmingham, AL

LPL Financial

Lexiss Gallegos is a financial advisor with LPL Financial in Birmingham, AL. They hold the Series 66 designation and have experience with firms including Fisher Investments and Financial Advice and Consulting, LLC. Gallegos’s background also includes roles in education and consulting. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, and institutions. The firm offers a range of advisory and brokerage services with a focus on customizable portfolio strategies supported by research and technology.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Blake B

Series 63, Series 66

Pelham, AL

Cetera

Blake Bolden is a financial advisor with Cetera, holding Series 63 and Series 66 designations and eight years of industry experience. He has worked with Cetera and related entities since 2021 and was previously with ProEquities, Inc. from 2019 to 2021. Outside of his advisory roles, he has experience with All Productions LLC and was involved with Whosoever Ministries for seven years. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through a multi-manager platform with over 10,000 advisors and more than $256 billion in assets under management.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Isaiah B

Series 63, Series 65

Hoover, AL

Primerica Advisors

Isaiah Bell is a financial advisor with Primerica Advisors in Hoover, Alabama, holding Series 63 and Series 65 credentials and eight years of industry experience. His work history includes roles in education at Birmingham City School and Alabama State University, as well as tutoring. He is involved in sales of investment-related products and also receives compensation for referrals related to home security and automation products through affiliated companies. Primerica Advisors sponsors a wrap-fee asset management program primarily serving individual investors, including both non-high-net-worth and high-net-worth clients, as well as corporate and charitable clients. The firm operates at scale with thousands of advisors and offices, delivering advisory services through model-based recommendations managed by unaffiliated asset managers.

ESG / Sustainable investing Tax-loss harvesting Income planning
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Laurence T

Series 63, Series 65

Birmingham, AL

Cambridge Investment Research Advisors

Laurence Tipton III is a financial advisor at Cambridge Investment Research Advisors with 26 years of industry experience. His career includes roles at Capital Investment Advisory Services, Wells Fargo Clearing, and Cetera Advisors. He is a Series 63 and Series 65 credential holder and operates as an independent insurance agent alongside his advisory work. Cambridge Investment Research Advisors serves a diverse client base including individuals, pension plans, charitable organizations, and trusts, providing financial planning, investment management, and retirement plan advisory services through a network of independent Financial Professionals. The firm offers both discretionary and non-discretionary investment solutions across multiple platforms, combining proprietary and third-party strategies.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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James D

Series 63, Series 66

Hoover, AL

LPL Financial

James Dismukes is a financial advisor with LPL Financial holding Series 63 and Series 66 licenses and has 26 years of industry experience. He has been with LPL Financial since 2011 and also works with Alabama Telco Credit Union. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Daniel J

Series 66

Hoover, AL

Edward Jones

Daniel Johnson is a financial advisor at Edward Jones with 11 years of industry experience. He holds the Series 66 designation and has been with Edward Jones since 2015. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets through a nationwide network of more than 23,700 advisors, offering discretionary and non-discretionary investment strategies, separately managed accounts, and affiliated mutual funds under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Kenneth C

Series 66

Hoover, AL

Cetera

Kenneth Cobb is a financial advisor with Cetera, holding a Series 66 designation and five years of industry experience. His career includes roles at Regions Bank and various firms in finance and real estate. Outside of advising, he serves as a littler control supervisor during the Masters Golf Tournament at Augusta National Golf Club one week each year. Cetera Investment Advisers LLC is an SEC-registered firm supporting a nationwide network of over 10,000 independent advisors. It serves a diverse client base ranging from individual investors to institutional accounts, offering multiple portfolio management options and financial planning services through a multi-manager platform.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Adam V

Series 63, Series 65

Birmingham, AL

LPL Financial

Adam Vansant is a financial advisor with LPL Financial based in Birmingham, Alabama. He holds Series 63 and Series 65 licenses and has nine years of industry experience. Vansant has been affiliated with both LPL Financial and FI Plan Partners since 2015. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a variety of financial planning and investment management solutions, including model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Brennen S

Series 66

Vestavia Hills, AL

Raymond James Financial

Brennen Stewart is a financial advisor at Raymond James Financial with one year of industry experience. He holds the Series 66 designation and has previously worked at Wealthcare Advisory Partners LLC and LPL Financial LLC. Outside of finance, he owns Stewart Strength and Conditioning, LLC, providing strength and conditioning training to athletes and the general population. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to individuals, high-net-worth clients, institutions, and charitable organizations. The firm uses tailored, non-discretionary planning and analytical tools to support client goals and maintains specialized programs in municipal finance and SIMPLE IRA employer advisory services.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Edward B

Series 63, Series 66

Hoover, AL

Cetera

Edward Butler is a financial advisor at Cetera with 16 years of industry experience. He holds Series 63 and Series 66 designations and has been with Cetera and its affiliates since 2016. He also operates Butler Financial, LLC, a separate business he has managed since 2013. Cetera Investment Advisers LLC is an SEC-registered firm serving individual and institutional clients nationwide through a multi-manager platform. The firm offers a range of portfolio management and financial planning services with access to affiliated and third-party investment managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Dustin M

Series 65, Series 63

Birmingham, AL

LPL Financial

Dustin Mc Nutt is a financial advisor with LPL Financial in Birmingham, AL, holding Series 65 and Series 63 licenses and has five years of industry experience. Prior to joining LPL Financial in 2022, he worked at Mass Mutual Investors Services and Mass Mutual Life Insurance Company. Outside of his advisory role, he is involved in healthcare business ventures including Vital Care of South Dallas and South Dallas Infusion LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm provides financial planning, portfolio programs, third-party asset management, and institutional platforms, supporting advisors with advanced research tools and a broad range of investment strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Timothy D

CFP®, Series 66

Hoover, AL

Edward Jones

Timothy Dolan is a CFP® and Series 66 licensed financial advisor with Edward Jones, where he has worked since 2015. He has 11 years of industry experience. Outside of his advisory role, he is a joint owner of a rental property in Hoover, Alabama. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a nationwide network of more than 23,000 financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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William H

Series 63

Birmingham, AL

Ameriprise

William Hammett Jr. is a financial advisor with Ameriprise, holding a Series 63 designation and bringing 29 years of industry experience. He has worked at Ameriprise and its affiliate since 1996. Outside of finance, he teaches martial arts classes through his ownership of Shintaikan Dojo. Ameriprise serves individuals approaching or in retirement, offering retirement-income planning services that combine research, modeling, and tax-efficiency analysis to create personalized recommendations. The firm provides advisory, brokerage, and insurance solutions through a large network of financial professionals.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Robert H

Series 63, Series 66

Birmingham, AL

LPL Financial

Robert Haley is a financial advisor with LPL Financial in Birmingham, AL, holding Series 63 and Series 66 credentials and 32 years of industry experience. His career includes prior roles at Synovus Securities, Synovus Bank, Morgan Stanley, and Cadence Bank. He is currently affiliated with both LPL Financial and Cadence Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services supported by a large network of advisors and advanced operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Robert C

Series 66

Birmingham, AL

Cambridge Investment Research Advisors

Robert Crane is a financial advisor with Cambridge Investment Research Advisors in Birmingham, AL, holding a Series 66 designation and five years of industry experience. He previously worked at Morgan Stanley for three years and has a diverse background including roles in education and banking. Outside of his advisory role, he is involved as Vice President at TIPTON ADVISORY GROUP and holds agent positions in insurance and financial planning through related entities. Cambridge Investment Research Advisors serves a broad client base including individuals, retirement plans, charitable organizations, and trusts by providing financial planning, investment management, and retirement plan advisory services. The firm offers a range of portfolio management solutions and uses both proprietary and third-party investment strategies, with services delivered through a large network of independent financial professionals.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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Stacy M

Series 63, Series 65

Hoover, AL

Primerica Advisors

Stacy Murdoch is a financial advisor with Primerica Advisors in Birmingham, AL, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. She has been with Primerica Advisors and Primerica Financial Services since 1993 and also operates EHR Financial Group, focusing on investment-related sales and affiliated product referrals. Additionally, she is an owner and partner of Lorna Ridge Group, LLC. Primerica Advisors offers discretionary asset management through its Lifetime Investment Program, serving individual and high-net-worth clients with model-delivery strategies and selective separately managed accounts. The firm uses third-party asset managers and a wrap-fee structure, emphasizing oversight and model curation.

ESG / Sustainable investing Tax-loss harvesting Income planning
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