Alfred Au is a CFP® and holds a Series 65 license with 12 years of industry experience. He has been with DiversiFi Capital Inc for eight years, following prior roles at Dragon Global Services, LLC, and Dragon Financial and Investment Group, LLC. Au is also a member of the holding company Dragon Global Services, which wholly owns Dragon Financial Group. DiversiFi Capital Inc provides investment advisory and financial planning services primarily to individual and high-net-worth clients, while also advising pooled investment vehicles. The firm employs a multi-faceted investment approach incorporating fundamental, technical, and quantitative analysis, and sponsors private funds and special purpose vehicles focused on frontier technology investments.

Erica Arroyo is a financial advisor at MA Private Wealth, LLC with 16 years of industry experience. She holds the Series 66 designation and has worked at MA Private Wealth since 2018, following four years at Ameriprise Financial Services, Inc. MA Private Wealth, LLC manages approximately $584 million for about 350 clients, offering discretionary and non-discretionary investment management, comprehensive financial planning, and retirement plan advisory services. The firm serves individuals, families, trusts, and select entities, using a tailored, long-term investment approach based on fundamental analysis and detailed client profiling.

Caroline Novak is a financial advisor at Sage Rhino Capital LLC with 25 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at Bank of America, Merrill, and Morgan Stanley. Novak has been with Sage Rhino Capital since 2017, contributing to the firm’s team of nine advisors based in Menlo Park, CA. Sage Rhino Capital LLC provides asset management, financial planning, and retirement plan consulting to individuals, trusts, pension and profit-sharing plans, and business entities. The firm manages approximately $883.7 million in discretionary assets and employs a diverse investment process that includes option strategies and other derivatives within separately managed accounts and sub-advised strategies.

William Gordon is a Series 65-credentialed advisor with seven years of industry experience. He is currently with Cypress Wealth Services, LLC and previously worked at Perigon Wealth Management, LLC. Outside of his advisory role, he serves as Vice President of Business Development at The Business Advantage Group Ltd. Cypress Wealth Services manages approximately $1.34 billion on a discretionary basis for over 800 clients. The firm offers customized investment management, financial planning, and retirement plan consulting primarily to high net worth individuals, families, trusts, estates, and businesses.

Thomas Lowish is a CFP® professional at DiversiFi Capital Inc with four years of industry experience. He has been with DiversiFi Capital since 2022. DiversiFi Capital provides investment advisory and financial planning services primarily to individual and high-net-worth clients, as well as pooled investment vehicles. The firm combines fundamental, technical, and quantitative analysis in its investment approach and manages several private funds and special purpose vehicles focused on frontier technology investments.

Ross Revenaugh is a financial advisor at Avalon Capital Management with 19 years of industry experience. He holds the Series 65 and Series 63 licenses and has worked at firms including Sanford C. Bernstein & Co., Echelon Asset Management, and Windhaven Investment Management. Revenaugh has been with Avalon Capital Management since 2020. Avalon Capital Management serves high net worth individuals and families, providing discretionary investment management and cash management services across a multi-asset framework. The firm uses proprietary quantitative analysis combined with external research to implement active, global asset allocation strategies primarily through exchange-traded products.

Tom O'Brien is a CFP® and ChFC® with 17 years of industry experience. He has worked at Vantage Wealth Management, LLC since 2020 and previously held positions at Securian Financial Services, Sgc, and Minnesota Life Insurance Co. from 2008 to 2020. Vantage Wealth Management serves individuals, including high-net-worth clients, as well as trusts, retirement plans, charities, corporations, and broker-dealers. The firm offers personalized financial planning and asset management, focusing on diversified portfolios with strategic and tactical adjustments across multiple investment platforms.

Eric Thurber is a financial advisor at Three Bridge Wealth Advisors in Los Altos, CA, with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Sanctuary Securities, llc from 2011 to 2017. Since November 2023, he has served as Chairman of the Board of Trustees for the International Farmhouse Foundation. Three Bridge Wealth Advisors provides wealth management and financial planning to individuals, high-net-worth clients, trusts, and select institutional entities. The firm offers discretionary portfolio management, coordinated financial planning, and integrates third-party managers, focusing on long-term strategies and continuous account supervision.

Nathalie Lai is a financial advisor at Alpha Solutions Investment Advisors with a Series 65 designation and one year of industry experience. Prior to joining the firm, she worked in dental practices, including Tamir Wardany DDS and Union Square Dental Group. Outside of financial advising, she is actively engaged as a practicing dentist at Lands End Dental. Alpha Solutions Investment Advisors is an SEC-registered, fee-only firm managing approximately $509 million in discretionary assets. The firm serves individual and high-net-worth investors as well as institutional and pooled clients, employing a combined fundamental and technical investment approach with a focus on discretionary portfolio management across a range of asset classes.

Allan Leung is a CFP® professional at PlanVision, LLC with one year of industry experience. His prior work includes roles at H&R Block, Monroe Wealth Management, and LiveWell Capital. PlanVision provides fee-only financial planning and consulting primarily to high-net-worth individuals through written plans and ad-hoc consultations. The firm emphasizes a long-term, passive investment approach and delivers advice without managing client assets or requiring clients to implement recommendations through PlanVision.

Brandy Navarro is a CFP®, ChFC®, and Series 66 credentialed advisor with 25 years of industry experience. She is affiliated with Vantage Wealth Management, LLC, where she has worked since 2010, and previously worked at LPL Financial and Securian Financial Services. Navarro is also involved in insurance-related activities through Vantage Wealth Management. Vantage Wealth Management is a multi-advisor SEC-registered firm serving individuals, high-net-worth clients, trusts, and businesses. The firm employs customized asset-allocation strategies primarily with mutual funds and ETFs, offering both discretionary and non-discretionary portfolio management as well as financial planning.

Nicole Glazer is a financial advisor at Sage Rhino Capital LLC with nine years of industry experience. She holds the Series 66 designation and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2014 to 2017. Sage Rhino Capital LLC provides discretionary investment management, financial planning, and retirement plan consulting to individuals, trusts, pension plans, and business entities. The firm manages approximately $787 million in client assets, utilizing a range of securities and strategies including options-related approaches and alternative investments.

Caroline Gorham is a CFP® at Neumann Capital Management with three years of industry experience. She has been with Neumann Capital Management since 2016. Neumann Capital Management is a fee-only wealth management firm managing approximately $630 million for around 191 clients, including individuals, high-net-worth individuals, trusts, and charitable organizations. The firm offers comprehensive and essential wealth management programs, employing strategic asset allocation, proprietary screening, and Monte Carlo simulations in its investment process.

Patrick Phillips is a CFP® professional with 12 years of industry experience. He has been with Wealth Architects, LLC since 2011, including two years during 2016 to 2018 in a previous capacity. Wealth Architects serves individual investors, including high-net-worth clients, as well as trusts, estates, retirement plans, pension and profit-sharing plans, and charitable organizations. The firm employs a modern portfolio theory-based investment process with tailored strategic asset allocation and provides comprehensive wealth management and planning, coordinating non-investment services through a Board of Advisors of third-party professionals.

Christopher Missirlian is a CFP® and holds a Series 65 license with 10 years of industry experience. He has worked at Wealth Architects, LLC since 2023 and previously spent seven years at Parkworth Wealth Management, Inc. Wealth Architects serves individuals, trusts and estates, retirement plans, pension and profit-sharing plans, and charitable organizations, offering comprehensive wealth management alongside wealth planning and consulting. The firm’s investment process is based on modern portfolio theory and includes tailored portfolio management with documented client testimonials and a formal Board of Advisors coordination service.

Carissa Yen is a Series 65 licensed financial advisor with three years of industry experience. She currently works at Brickley Wealth Management and previously held roles at Summitry LLC and Clarity Wealth Advisors LLC. Brickley Wealth Management serves individuals, trusts, pension and profit sharing plans, and business entities by providing portfolio management, financial planning, retirement plan consulting, and referrals to third-party money managers. The firm employs a long-term, diversified investment approach that combines modern portfolio theory with active and passive funds, ESG screening, and manager due diligence.

Charles Tran is a CFP® and Series 65-licensed advisor with three years of industry experience. He is currently with Wealth Architects, LLC and previously worked at Allworth Financial and Silicon Valley Wealth Advisors. Wealth Architects serves individual investors, high-net-worth clients, trusts and estates, retirement and pension plans, and charitable organizations, providing comprehensive wealth management and planning. The firm’s investment approach is based on modern portfolio theory and tailored strategic asset allocation, with discretionary portfolio management primarily using mutual funds, ETFs, and individual debt securities.

Erik Davis is a CFP® professional with 33 years of industry experience. He has been with Navigation Group LLC since 2000 and is also associated with LPL Financial, LLC since 1998. Based in Redwood City, CA, he holds a Series 63 license. Navigation Group provides discretionary investment management and comprehensive wealth planning primarily for individual and high-net-worth households, along with pension plans and business entities. The firm’s investment approach emphasizes strategic asset allocation with a mix of passive index funds and actively managed mutual funds or ETFs, coordinated with tax and estate planning considerations.

Stephen Brickley is a financial advisor with Brickley Wealth Management in San Mateo, CA, holding a Series 66 designation and 26 years of industry experience. He previously worked at LPL Financial from 1999 to 2017 and has been associated with Brickley & Company CPA since 1985. He serves as an appointed member of the Audit and Finance Committee for the Town of Atherton, CA. Brickley Wealth Management offers comprehensive portfolio management, financial planning, and retirement plan consulting for individuals, trusts, pension and profit-sharing plans, and business entities. The firm combines modern portfolio theory with active and passive investment strategies, ESG screening, and manager due diligence, overseeing over $824 million in discretionary assets.

John Parker is a financial advisor at Parker Investment Management, LLC in Atherton, CA, holding a Series 65 designation with 15 years of industry experience. He is part of a two-advisor team at the firm. Parker Investment Management serves individual investors, retirement plans, charitable organizations, and corporations, providing discretionary portfolio management and financial planning services. The firm employs a tactical asset allocation strategy using low-cost mutual funds and ETFs, supplemented by proprietary analysis and option overlays for qualified clients, and offers both performance-based and traditional asset-based billing options.