James Doll is a financial advisor at Private Client Services, LLC with 32 years of industry experience. He has been with Private Client Services since 2002 and holds a Series 63 designation. Doll is also licensed with various insurance carriers to facilitate non-security based insurance business. Private Client Services is an SEC-registered, multi-team advisory firm serving individuals, families, high-net-worth clients, trusts, estates, charitable organizations, pension plan sponsors, and other businesses. The firm provides financial planning, consulting, and portfolio management through a network of approximately 50 advisors and manages over $1 billion in client assets.

Adam Heckman is a financial advisor with Advisory Services Network who holds Series 63 and Series 66 licenses and has 19 years of industry experience. Prior to his current role since 2018, he worked at Stratos Wealth Partners, FIFTH THIRD SECURITIES, and LPL Financial. Advisory Services Network provides investment advisory and planning services to individuals, families, corporations, and retirement plans through a network of independent advisers. The firm offers a range of strategies and flexible engagement types, utilizing diverse securities and third-party managers to meet clients’ objectives and risk tolerances.

Garrett Smith is a financial advisor with Capital Analysts based in New Albany, IN, holding Series 63 and Series 65 credentials and bringing 13 years of industry experience. His professional background includes roles at Shepherd Financial Investment Advisory LLC, Lincoln Investment, and Parkland Securities Company. Outside of his advisory work, he serves as treasurer and board member for several nonprofit organizations, including Building Better Tomorrows PAC and Youth Link Southern Indiana. Capital Analysts serves a diverse client base ranging from individual investors to charitable organizations and corporate clients, providing discretionary and non-discretionary portfolio management through various programs and custom solutions. The firm’s investment decisions are guided by an internal Investment Management & Research team using proprietary screening processes and offers a range of advisory services including ERISA retirement plan consulting.

Blanton Creque is a financial advisor with NBC Securities, Inc. and holds a Series 65 designation. He has five years of industry experience, including roles at Aldyn Capital, LLC and various positions associated with the University of Louisville. Outside of his advisory work, he operates BC Financial, LLC, a single-member LLC for managing commissions and advisory fees. Lanark Financial, Inc., where he provides services, offers investment advisory, financial planning, and portfolio management to individuals, ERISA-qualified accounts, trusts, estates, businesses, and institutional clients. The firm operates as both an SEC-registered investment adviser and a FINRA-member broker-dealer, delivering advice through multiple fee-based programs and managed-account platforms.

Steven Naiser is a financial advisor at Bartlett & Co. Wealth Management LLC with 19 years of industry experience. He holds the CFA® designation and Series 65 license. Prior to joining Bartlett in 2023, he worked at Regent Investment Management LLC for ten years. Outside of his advisory role, he serves on the finance committee of Dreams With Wings, Inc., a nonprofit organization based in Louisville, KY. Bartlett & Co. Wealth Management serves high-net-worth individuals, families, and a variety of institutional clients, offering discretionary wealth management, comprehensive financial planning, and institutional fixed-income management. The firm emphasizes diversified asset allocation and relative-value analysis, utilizing mutual funds, ETFs, and third-party platforms to implement investment strategies.

Robert Bouhl is a financial advisor at Meridian Wealth Management, LLC in Louisville, KY, holding Series 63 and Series 65 licenses with 19 years of industry experience. He has been with Meridian Wealth Management since 2017 and previously worked at Sterling Financial Group, Ltd. from 2012 to 2017. Meridian Wealth Management is an SEC-registered advisory firm serving individual and high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporate clients. The firm offers portfolio management, financial planning, and retirement-plan services using a tailored investment approach that includes equities, ETFs, mutual funds, fixed income, and alternative investments.

Matthew Wilson is a Series 65-licensed advisor with Sowell Management and has one year of industry experience. He has held roles at Capital Connect, Transact Technologies, and QSR Automotive. Outside of his advisory work, he is a partner at Capital Connect, a business development and commercial real estate firm focused on mergers and acquisitions, commercial real estate, and exit planning services. Sowell Management is a fee-based registered investment adviser serving individuals, retirement plans, corporations, registered investment advisers, and institutions. The firm offers investment management, financial planning, retirement-plan advisory, and related consulting services through a multi-branch independent-contractor model with over 100 advisors.

Sean Biven is a financial advisor with Silver Oak Securities, Incorporated, holding a Series 66 designation and over 11 years of industry experience. He has worked at Silver Oak Securities since 2018 and previously at Securities Service Network, Inc. from 2015 to 2018. Outside of his advisory role, he serves as Vice President of Programming for the Sigma Phi Epsilon Kentucky Beta Alumni Association, a nonprofit organization. Silver Oak Securities provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets through a network of more than 100 financial professionals. The firm offers individualized portfolio management, financial planning, and managed account programs that combine internal and third-party due diligence and ongoing account oversight.

Lance Williamson is a financial advisor at International Assets Investment Management, LLC with eight years of industry experience. He holds the Series 66 designation and previously worked at Bankers Life Securities Inc and Bankers Life & Casualty. Outside of his advisory role, he is involved as an insurance agent with American Senior Benefits and serves as an advisor at Mountain Peak Financial Solutions. International Assets Investment Management provides investment advisory services to individuals, high-net-worth clients, retirement plans, corporations, and other business entities through a national network of independent advisers. The firm offers customized, long-term portfolio management using mutual funds, ETFs, individual equities, and fixed income, and may implement strategies via third-party money managers and wrap programs.

Dwight Rich is a CFP® with 30 years of industry experience currently serving at Sound Income Strategies, LLC. He has held roles at Rich Wealth Management, LLC, which he owns and operates, as well as International Assets Advisory, LLC and Ameriprise Financial Services, Inc. Outside of financial advising, he works as a freelance video editor on a project basis. Sound Income Strategies, LLC is an enterprise investment adviser managing approximately $4.0 billion in assets for a range of clients including individuals, pension plans, trusts, estates, corporations, and other advisers. The firm emphasizes fixed-income analysis combined with equity reviews, offering customized managed portfolios and a scalable advisor network supported by affiliated business lines and specialized services.

Eric White is a financial advisor with Foundations Investment Advisors LLC in Louisville, KY, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. He has worked at Foundations since 2024 and previously spent six years at Spectrum Financial Alliance as well as over a decade with MetLife Securities and affiliated firms. In addition to his advisory role, White operates as an independent life insurance broker. Foundations Investment Advisors is a multi-advisor registered investment adviser managing approximately $10.1 billion across about 29,615 clients through nearly 300 representatives. The firm serves individuals, trusts, estates, and registered investment companies with portfolio management, financial planning, retirement-plan support, and sub-advisory services.

James Sweasy is a financial advisor at AlphaStar Capital Management with Series 65 credentials and one year of experience. His prior work includes roles at Stanley Wealth & Retirement and involvement with Impact Wellness Network, a position he has held for seven years. AlphaStar Capital Management is a registered investment adviser managing approximately $1.84 billion for individuals, trusts, estates, small businesses, and other investment advisers. The firm offers discretionary and non-discretionary portfolio management, financial planning, retirement plan consulting, and subadvisory services, utilizing both predefined model portfolios and customized strategies based on quantitative analysis and tactical asset allocation.

Michael Smith Jr. is a financial advisor at Savvy with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at LPL Financial, The Louisville Sales Club, various insurance carriers, and Waddell and Reed Inc. Savvy offers customized discretionary and non-discretionary investment and wealth management services to individuals, trusts, retirement plans, charitable organizations, and corporations. The firm combines an index-based core with tailored strategies such as direct indexing with tax-loss harvesting, active and passive stock portfolios, and ESG-focused models, supported by quantitative tools and a proprietary technology platform.

Luis Miletti Jr. is a financial advisor at Savvy with 15 years of industry experience and holds a Series 66 designation. His prior roles include positions at Truist Investment Services, Suntrust Advisory Services, and PNC Investments. Outside of his advisory work, he owns businesses involved in property acquisition and development in Panama. Savvy provides customized discretionary and non-discretionary investment and wealth management services to individuals, trusts, estates, retirement plans, charitable organizations, and corporations. The firm employs a blended investment approach combining index-based cores with tailored strategies, including direct indexing with tax-loss harvesting and ESG-focused models, supported by a proprietary technology platform.

Michael Jones is a CFP® and ChFC® with 37 years of industry experience. He currently works at Silver Oak Securities, Incorporated and has prior experience with Cambridge Investment Research and McKendree University. Outside of his advisory role, he serves on the board of Mercy Academy and owns a life coaching business focused on helping clients develop plans for personal fulfillment. Silver Oak Securities provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing over $2 billion in discretionary assets. The firm delivers personalized portfolio management and financial planning through a network of more than 100 financial professionals.

Nathan Robinson is a financial advisor at Calton & Associates, Inc. in Louisville, KY, holding Series 63 and Series 65 licenses with two years of industry experience. His prior roles include positions at Morgan Stanley and Lamkin Wealth Management. Calton & Associates serves individual investors, retirement plans, trusts, estates, and other retail clients with portfolio management, fee-based financial planning, retirement plan consulting, and access to third-party money managers. The firm offers multiple program structures and investment approaches tailored to client goals, risk tolerance, and time horizon.

Aaron Ulrich is a financial advisor with CoreCap Advisors and holds Series 65 and Series 66 credentials. He has 15 years of industry experience and has worked at several firms, including Foundations Investment Advisors and Integra Financial Planning, where he is also an owner. CoreCap Advisors serves individual clients, including high-net-worth and accredited investors, as well as institutional clients such as pension plans and trusts. The firm offers discretionary portfolio management, financial planning, and access to third-party sub-advisors, emphasizing a relationship-oriented and long-term investment approach.

Cole Roberts is a financial advisor at Bartlett & Co. Wealth Management LLC in Louisville, KY. He holds the CFA® designation and Series 63 license and has been in the industry since 2025. Prior to joining Bartlett, he worked at Venture First, LLC and Goldman Sachs & Co. LLC. Outside of his advisory role, he serves as Vice President of Finance on the board of the Steven Vanover Foundation and is the head coach of the boys basketball program for the Oldham County School District. Bartlett & Co. Wealth Management serves high-net-worth individuals, families, and institutional clients, offering discretionary wealth management and comprehensive financial planning. The firm emphasizes diversified asset allocation and relative-value fixed income strategies, while leveraging third-party platforms and its affiliation with Focus Financial Partners to provide a range of investment and insurance solutions.

Thomas Bryant is a financial advisor with Private Client Services, LLC in Louisville, KY, holding Series 63 and Series 65 licenses and having 26 years of industry experience. He has been with Private Client Services since 2009. Outside of his advisory role, he serves as CEO of BWM Enterprises, an LLC he manages. Private Client Services is a multi-team SEC-registered advisory firm serving individuals, families, high-net-worth clients, trusts, estates, charitable organizations, pension plan sponsors, and businesses. The firm employs a structured discovery and risk-profiling process to develop investment strategies and offers multiple implementation platforms across discretionary and non-discretionary accounts.

Kelly Adams is a financial advisor with Avantax Planning Partners, Inc. based in Louisville, KY. Holding a Series 66 designation, Adams has 25 years of industry experience and has held positions at multiple firms including Proequities Inc and Honkamp Krueger Financial Services. Adams is also a member of SAM Investment Group, which holds shares in the private company Curiteva. Avantax Planning Partners, Inc. provides portfolio management, financial planning, and managed retirement plan services to individuals, pension plans, charitable organizations, and businesses. The firm delivers these services primarily through a network of CPA firms and registered advisors, managing approximately $7.57 billion in assets as of December 2025.