Parveen Gupta is a financial advisor at Mattern Capital Management, LLC with a Series 65 designation and three years of industry experience. Prior to entering the financial advisory field, he worked at Motorola Solutions for 21 years. Mattern Capital Management serves a diverse client base including individuals, high-net-worth clients, trusts, pension and profit-sharing plans, foundations, and corporations. The firm offers investment and wealth management, financial planning, and consulting services, focusing on tax-efficient, cost-effective asset allocations that utilize both active and passive strategies.

Anna Witten is a CFP® and Series 66 holder with eight years of industry experience. She is currently with Aurelius Family Office, LLC and previously worked at Grant Thornton/BNY Mellon, MHWC Private Single-Family Office, BNP Paribas, and Merrill Lynch Global Wealth Management. Aurelius Family Office, LLC provides wealth management and comprehensive financial planning to individuals, retirement plans, charitable organizations, and corporate entities. The firm tailors portfolios based on client objectives and risk tolerance using a range of investment methods, and offers services including discretionary portfolio management, fiduciary retirement plan services, and estate-planning facilitation.

Douglas Johnson is a financial advisor with Financial Security Management, Inc., holding Series 63 and Series 65 designations and 36 years of industry experience. He has worked at Financial Security Management since 2008 and previously spent nine years at National Planning Corporation. In addition to his advisory role, he provides tax preparation services directly to clients. Financial Security Management, Inc. serves individuals, high-net-worth clients, estates, trusts, and retirement plans, managing approximately $611.5 million in assets. The firm offers investment management, financial planning, retirement plan advisory, and legacy management services, using asset-allocation strategies based on modern portfolio theory.

Timothy Mccain is a financial advisor with SEM Wealth Management in Arvada, CO, holding a Series 65 license and bringing 20 years of industry experience. He has worked at Distribution Systems, Inc. since 2004. Additionally, he serves as an officer of a company that provides sales and marketing solutions focused on sales coaching and sales management for small to mid-sized financial service firms. SEM Wealth Management offers discretionary investment supervisory services and financial planning to individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and business entities. The firm uses proprietary mechanical models combining technical analysis, quantitative methods, and economic trend analysis, and it also licenses these models to other advisors and platforms.

Luke Gregory is a financial advisor at Lord and Richards Wealth Management, LLC with four years of industry experience. He holds a Series 65 license and has worked at Lord and Richards since 2020, including his current role since 2024. His prior positions include roles at AE Wealth Management and in other industries such as transportation and distribution. He is also a licensed insurance agent. Lord and Richards Wealth Management, LLC is a nine-advisor team providing portfolio management and wealth services to individuals and high-net-worth clients. The firm manages client accounts using a variety of investment approaches, including fundamental and technical analysis, and maintains client assets primarily at Schwab Institutional.

Thomas Brister is a CFP® with 56 years of experience in the financial industry. He has been with Dominion Portfolio Management, Inc. since 2006 and is also associated with Calton & Associates, Inc. since 2023. In addition to his advisory roles, he provides non-fee financial planning services and offers clients opportunities to purchase precious metals, coins, and gems. Dominion Portfolio Management serves individual, high-net-worth clients, and businesses with fee-based portfolio management on discretionary and non-discretionary bases. The firm employs a range of investment strategies using equities, fixed income, options, and specialty ETFs, tailoring approaches to clients’ goals, time horizons, and risk tolerance.

Alexander Cameron is a CFP® with 21 years of experience in the financial services industry. He has worked at Legacy Wealth Partners, LLC since 2025 and previously spent 11 years at Aveo Capital Partners, LLC, as well as three years with Stephen A. Kohn & Associates, Ltd. Cameron serves as Treasurer and Board Member of a local homeowners association and acts as an expert witness in financial planning and wealth management. Legacy Wealth Partners serves individuals, including high-net-worth clients, as well as trusts, estates, charitable organizations, and business entities. The firm offers discretionary portfolio management, financial planning, retirement plan consulting, and insurance brokerage services, using proprietary and third-party model portfolios with a discretionary investment approach.

Clifton Hume is a financial advisor at Eastsound Capital Advisors, LLC with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Sowell Management Services, Raymond James Financial, and First National Capital Markets. Hume provides advisory services through his DBA, Western Financial, LLC. Eastsound Capital Advisors is an SEC-registered firm offering discretionary portfolio management and financial planning to individuals, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and cyclical analyses along with strategic and tactical asset allocation to construct portfolios tailored to client objectives.

Tanner Cameron is a CFP® professional at Legacy Wealth Partners, LLC with nine years of industry experience. He previously worked at Aveo Capital Partners and Legacy Financial Partners, and has been with Legacy Wealth Partners since 2025. He is also licensed as an insurance agent, devoting time to insurance-related activities alongside his advisory role. Legacy Wealth Partners is a multi-advisor team managing approximately $646 million in discretionary assets, serving individuals, trusts, estates, charitable organizations, and businesses. The firm uses a tailored, discretionary investment approach that incorporates fundamental, technical, and cyclical analysis, model portfolios, and third-party sub-advisers, along with insurance brokerage services.

Saxon Swindler is a financial advisor at Whipplewood Advisors, LLC with two years of industry experience. He holds a Series 65 designation and has prior experience at Janus Henderson Distributors US LLC and Janus Henderson Investors US LLC. Whipplewood Advisors serves individuals, charitable organizations, estates, and trusts, managing approximately $288 million across about 137 client relationships. The firm offers discretionary and non-discretionary investment management, comprehensive financial planning, and tax- and estate-related planning, employing a goals-based, core/satellite investment approach overseen by an investment policy committee.

Amy Bush is a CFA® charterholder with six years of industry experience. She has been with Tandem Wealth Advisors since 2019 and previously worked at Victory Capital Management from 2015 to 2018. Tandem Wealth Advisors serves individuals, families, trusts, retirement plans, charitable organizations, and corporations through discretionary separate accounts and model management for third-party platforms. The firm combines top-down macroeconomic analysis with bottom-up fundamental research to construct balanced, risk-managed portfolios focused on long-term capital growth and downside protection.

James Stover is a financial advisor at SEM Wealth Management in Littleton, CO, with 20 years of industry experience. He holds a Series 65 designation and has been involved with Stover Consulting Corp since 2015 and Distribution Systems, Inc. since 2005. In addition to his advisory role, Stover is a partner in a company that provides sales and marketing solutions, along with sales coaching and management for small to mid-size financial service firms. SEM Wealth Management serves individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and business entities. The firm uses proprietary, model-driven investment approaches combining technical and quantitative analysis and acts as a model provider to other advisors and platforms.

Douglas Hermann Jr. is a financial advisor with Stronghold Capital Partners LLC and holds a Series 65 designation. He has three years of industry experience and previously worked at Five Rings Financial and Stronghold Wealth Partners LLC. Hermann also has a background in business ownership, having operated Doras Mexican Restaurant for 15 years. Stronghold Capital Partners provides investment advice and financial planning to individual and business clients, offering ERISA 3(21) retirement-plan services and primarily acting as a solicitor for third-party managers and service providers while delivering direct RIA services in certain cases.

Ian Sallee is a financial advisor at Financial Security Management, Inc. He holds a Series 65 designation and has one year of experience in the industry. Prior to joining Financial Security Management, he worked in various roles including positions at APEX Recreation District and Home Depot. Financial Security Management, Inc. provides investment management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, estates, trusts, and retirement plans. The firm manages approximately $611.5 million in client assets and employs asset-allocation strategies informed by modern portfolio theory, offering both discretionary and non-discretionary portfolio management alongside retirement-plan consulting and participant education.

Christian Johnson Jr. is a CFP® professional with 27 years of experience in financial advising. He currently works with Capital Investment Counsel, LLC, joining the firm in 2023 after prior roles at Goldman Sachs Personal Financial Management and United Capital Financial Advisors. He is also the owner of FOBO LLC, a holding company based in Golden, CO. Capital Investment Counsel provides financial planning, consulting, and discretionary investment and wealth management services to a diverse client base including individuals, high-net-worth clients, trusts, estates, and government entities. The firm employs multiple investment strategies based on fundamental, technical, cyclical, and behavioral analysis combined with Modern Portfolio Theory, offering tailored portfolios aligned with clients’ risk tolerance and goals.

Chester Hebert is a financial advisor with Colorado Financial Service Corporation, holding a Series 63 designation and over 34 years of industry experience. He has worked with firms including Coughlin & Company and TCAdvisors Network Inc and has been with Colorado Financial Service Corporation since 2008. He also serves as president of The Compliance Department Inc., a compliance consulting firm, and is chairman of Colorado High-Country Educational Treks Inc., a nonprofit organization. Colorado Financial Service Corporation provides financial planning, consulting, and portfolio management services primarily for high-net-worth individuals, pension and profit-sharing plans, and other legal entities. The firm offers customized portfolios using mutual funds, ETFs, stocks, and bonds, managing accounts on both discretionary and non-discretionary bases while utilizing advisor and third-party research.

Melissa Wagner is a financial advisor with Legacy Wealth Partners, LLC in Lakewood, CO, holding a Series 66 designation and having 21 years of industry experience. Her prior roles include positions at DMK Advisors, Aveo Capital Partners, and Equitable Advisors. Outside of advisory work, she is the owner of Red Rocks Planning Group, LLC, a consulting firm in the gas and diesel industry. Legacy Wealth Partners, LLC is a multi-advisor team providing financial planning, portfolio management, retirement-plan consulting, and insurance brokerage services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a tailored, discretionary approach incorporating fundamental, technical, and cyclical analysis, with investment strategies that include derivatives and borrowing within separately managed accounts.

Matthew Medeiros is a financial advisor with The Institute in Denver, CO, holding a Series 63 designation and 27 years of industry experience. He has worked at RMIN Securities since 2005 and has been affiliated with the Institute for Wealth since 2003. The Institute for Wealth Management provides discretionary and non-discretionary investment management and financial planning services to individuals, trusts, retirement plans, charitable organizations, and business entities. The firm employs a team approach combining fundamental and technical analysis to construct diverse model portfolios and manages over $1 billion in assets, including private pooled vehicles.

Sean Sprinkle is a financial advisor with Sprinkle Financial Consultants LLC in Littleton, CO, holding the PFS™ designation and Series 65 license. He has 27 years of industry experience and has been with Sprinkle Financial Consultants and its affiliated firm, Sprinkle & Associates LLC, since 1995. Outside of his advisory role, he manages Trinity Resources LLC, an oil and gas extraction business, where he handles accounting, tax compliance, and evaluates potential investments. Sprinkle Financial Consultants LLC provides discretionary investment management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, and charitable organizations. The firm employs fundamental security analysis and customizes portfolios through documented investment policies and regular reviews, managing approximately $870 million in assets with a team of four advisors.

Mckenzie Ebbesen is a CFP® and Series 63-licensed financial advisor with 17 years of industry experience. She has worked at Bason Asset Management since 2018 and previously held roles at HighTower Securities, Kaplan Financial, M.J. Smith & Associates, and Raymond James Financial Services. Bason Asset Management provides portfolio management and financial planning services to individuals, families, retirement plans, foundations, endowments, and other nonprofit organizations. The firm follows a passive investment philosophy focused on custom portfolios built primarily with mutual funds and ETFs, and offers fiduciary services for ERISA retirement plans.