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Thomas M

Series 63, Series 65, Series 66

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Thomas Matyola is a financial advisor at Garden State Investment Advisory Services, LLC with 16 years of industry experience. He holds Series 63, 65, and 66 licenses and has worked at Garden State Securities, Inc. since 2017 and Regal Securities since 2013. In addition to his advisory work, he is a licensed insurance producer offering fixed index and variable annuity products. Garden State Investment Advisory Services, LLC serves individuals, high net worth clients, trusts, estates, corporations, and other business entities. The firm’s multi-advisor team provides discretionary and non-discretionary portfolio management, financial planning, and consulting, utilizing a combination of fundamental, technical, and third-party research to implement client strategies.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Gregory G

PFS™, Series 63

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Gregory Gallo is a financial advisor with Garden State Investment Advisory Services, LLC, holding the PFS™ and Series 63 designations and bringing 30 years of industry experience. He has been with Garden State Investment Advisory Services since 2007 and has also worked with Garden State Securities since 2004. Outside of his advisory role, he serves as an officer for the Hoboken Italian Festival and the Howell Township Southern Little League Board of Directors, both nonprofit organizations. Garden State Investment Advisory Services, LLC provides personalized investment advisory services to individuals, high net worth clients, trusts, estates, corporations, and other business entities. The firm’s multi-advisor team offers portfolio management, financial planning, and consulting, using a combination of fundamental, technical, and third-party research to implement client strategies.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Robert M

Series 63, Series 65

Holmdel, NJ

A.G.P. / Alliance Global Partners

Robert Maxson is a financial advisor at A.G.P. / Alliance Global Partners with 35 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Merrill, Bank of America, TD Ameritrade, Belmont Capital Advisors, and Coppell Advisory Solutions. A.G.P. / Alliance Global Partners is an SEC-registered investment adviser serving individuals, trusts, corporations, and retirement plans. The firm uses an open-architecture approach with a focus on international investing and combines in-house management, third-party money managers, and sub-advisers to implement discretionary and non-discretionary strategies.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Paul S

Series 63, Series 66

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Paul Stawinski is a financial advisor with Garden State Investment Advisory Services, LLC, holding Series 63 and Series 66 licenses and bringing 45 years of industry experience. His prior roles include positions at Protection Point Advisors, Purshe Kaplan Sterling Investments, Lincoln Financial Advisors, and CLU Wealth Advisors. Outside of his advisory work, he is the captain of a yacht charter. Garden State Investment Advisory Services, LLC provides personalized advisory services to individuals, high net worth clients, trusts, estates, corporations, and other business entities through a multi-advisor team. The firm offers discretionary and non-discretionary portfolio management, financial planning, and consulting, utilizing fundamental, technical, cyclical, and charting analysis alongside third-party research.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Michael M

Series 63, Series 65

Red Bank, NJ

B. Riley Wealth Advisors, Inc.

Michael Mullen is a financial advisor with B. Riley Wealth Advisors, Inc. in Red Bank, NJ, holding Series 63 and Series 65 credentials and 37 years of industry experience. His career includes roles at B. Riley Wealth Management, Winslow, Evans & Crocker, and National Securities Corporation. He serves on the board of B. Riley Wealth Tax Services and is the managing member of NAM Special Situations Management LLC, an investment management entity. B. Riley Wealth Advisors provides investment advice and portfolio management to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm offers various programs, including internally managed models and third-party managed accounts, and manages approximately $4.21 billion in client assets through about 173 advisors.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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Richard G

Series 66

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Richard Going is a Series 66-registered advisor with Garden State Investment Advisory Services, LLC, based in Red Bank, NJ. He has 24 years of industry experience and has been with Garden State Securities, Inc. since 2012. Outside of his advisory work, he serves as an archery coach and is the New Jersey president of the Scholastic 3-D Archery Association (S3DA). Garden State Investment Advisory Services, LLC provides personalized investment advisory services to individuals, high net worth clients, trusts, estates, corporations, and other business entities. The firm’s multi-advisor team offers portfolio management, financial planning, and consulting, utilizing a range of analytical approaches and third-party research.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Joseph P

Series 66

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Joseph Petrillo is a financial advisor at Garden State Investment Advisory Services, LLC with 20 years of industry experience. He holds a Series 66 designation and has been with Garden State Securities since 2010. Outside of his advisory role, he is involved as a shareholder in a fitness club and is a passive owner of a restaurant in Asbury Park, NJ. Garden State Investment Advisory Services provides personalized investment advisory services to individuals, high net worth clients, trusts, estates, corporations, and other business entities. The firm’s multi-advisor team offers portfolio management, financial planning, and consulting, utilizing various analytical approaches and third-party research to implement client strategies.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Wally J

Series 63

Manalapan, NJ

Summit Financial, LLC

Wally Jandoli is a financial advisor with Summit Financial, LLC, holding a Series 63 designation and bringing 49 years of industry experience. His career includes long tenures at Summit Equities, Inc. and Summit Financial Resources, Inc. from 1982 to 2018, and he has been with Summit Financial, LLC since 2018. In addition to advisory services, he is involved in insurance brokerage, selling various insurance products through multiple companies. Summit Financial, LLC is an SEC-registered, multi-team advisory firm managing approximately $26.35 billion in assets for around 17,800 clients. The firm offers a range of investment advisory and portfolio management programs, financial planning, and retirement plan advisory services, operating both discretionary and consultative platforms tailored to client needs.

Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General estate planning guidance Founder/Business Owner Executive
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Jomar F

Series 63, Series 66

Red Bank, NJ

Gladstone Wealth Partners

Jomar Fernandez is a financial advisor with Gladstone Wealth Partners, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. He has worked at Gladstone Wealth Partners and LPL Financial since 2016 and previously spent five years with PNC Investments. Fernandez also provides investment advisory services through his independent firm, Gladstone Institutional Advisory, LLC. Gladstone Wealth Partners offers investment management, financial planning, and retirement-plan consulting for individuals, high-net-worth clients, corporations, and charitable organizations. The firm operates through a network of independent advisers who tailor strategies and use various resources, including third-party managers and technology platforms, to serve clients’ needs.

Private / alternative investments Annuities Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Retired Executive
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Matthew M

Series 63, Series 65

Holmdel, NJ

A.G.P. / Alliance Global Partners

Matthew Mason is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and 65 licenses and bringing 29 years of industry experience. Prior to joining A.G.P. in 2021, he worked at Aegis Capital Corp for nine years. Outside of his advisory role, he is involved with Mason Express LLC, a non-investment-related business. A.G.P. / Alliance Global Partners serves a diverse client base including high-net-worth individuals, trusts, corporations, and retirement-plan sponsors, offering services such as portfolio management, financial planning, and investment banking. The firm is noted for its international investing focus through its EPC Advisors Group and its active brokerage and product-distribution activities beyond standard advisory services.

Options & derivatives strategies Private / alternative investments Equity compensation tax strategy Founder/Business Owner Executive
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Paul E

Series 63

Holmde, NJ

IHT Wealth Management LLC

Paul Etra is a financial advisor with IHT Wealth Management LLC, holding a Series 63 credential and bringing 24 years of industry experience. He has worked at IHT Wealth Management since 2020 and previously held positions at Private Advisor Group, LLC, LPL Financial, LLC, and PRB Wealth Management. IHT Wealth Management serves individuals, corporate and institutional entities, and retirement plan sponsors with discretionary asset management, financial planning, ERISA plan consulting, and outsourced CIO services. The firm combines fundamental value screening and quantitative optimization in its investment approach and delivers advice through a network of investment adviser representatives using proprietary models and third-party managers.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner
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Jason W

Series 63, Series 65

Red Bank, NJ

Garden State Investment Advisory Services, LLC

Jason Watson is a financial advisor with Garden State Investment Advisory Services, LLC, holding Series 63 and Series 65 licenses and possessing 22 years of industry experience. His prior roles include positions at McAdam LLC, Purshe Kaplan Sterling Investments, Madison Avenue Securities, and Garden State Securities. Garden State Investment Advisory Services provides personalized investment advisory services to individuals, high-net-worth clients, trusts, estates, corporations, and other business entities. The firm manages approximately $674 million in client assets through a multi-advisor team, applying a combination of fundamental, technical, and third-party research to deliver discretionary portfolio management tailored to client risk profiles and goals.

Business succession planning General estate planning guidance Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting Founder/Business Owner Retired
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Ian B

Series 63

Red Bank, NJ

IHT Wealth Management LLC

Ian Baker is a financial advisor with IHT Wealth Management LLC in Red Bank, NJ, holding a Series 63 credential and 26 years of industry experience. He has worked at IHT Wealth Management since 2020 and has prior experience with Private Advisor Group, LLC, LPL Financial LLC, and PRB Wealth Management. IHT Wealth Management serves individuals, including high-net-worth clients, corporate and institutional entities, and retirement plan sponsors with discretionary asset management, financial planning, ERISA plan consulting, and outsourced CIO arrangements. The firm’s investment process integrates fundamental value screening, quantitative optimization, and periodic rebalancing, delivering tailored portfolios through a network of investment adviser representatives.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner
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Kristin M

CFP®, Series 66

Wall, NJ

Advisory Services Network

Kristin McLaughlin is a CFP® with 11 years of industry experience, currently serving as an advisor at Advisory Services Network since 2017. She previously worked at Coastal Investment Advisors and Coastal Equities, Inc. from 2014 to 2017 and has operated McLaughlin Financial Group since 2013. Outside of advisory work, she is an independent insurance agent and co-author of a book on general financial and investment topics. Advisory Services Network is an enterprise firm with over 200 independent advisors serving individuals, families, corporations, and charitable organizations. The firm offers portfolio management, financial planning, and retirement-plan consulting, employing a variety of investment strategies and management options tailored to client objectives.

Wealth management Private / alternative investments Business succession planning Equity compensation tax strategy Founder/Business Owner Executive
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Shawn K

Series 63, Series 65

Sea Bright, NJ

Brookwood Investment Group

Shawn Kilmurray is a financial advisor at Brookwood Investment Group with 14 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at MassMutual Life Insurance Company, MML Investors Services, Park Avenue Securities, and Guardian Life Insurance. Outside of his advisory work, he serves as a board member for the TJ Martell Foundation, a nonprofit organization. Brookwood Investment Group is a multi-advisor registered investment adviser managing approximately $1.06 billion for over 3,100 clients. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement-plan advisory services, utilizing a range of investment strategies and affiliated service platforms.

General retirement planning Active portfolio management Passive / index investing Founder/Business Owner Retired
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Nick F

Series 63, Series 65

Red Bank, NJ

Alexander Capital Wealth Management LLC

Nick Filippo is a financial advisor at Alexander Capital Wealth Management LLC in Red Bank, NJ, with 10 years of industry experience. He has been with Alexander Capital Wealth Management since 2020 and has worked at Alexander Capital LP/Alexander Capital Securities since 2015. Filippo holds the Series 63 and Series 65 designations. Alexander Capital Wealth Management LLC provides portfolio management services primarily to individual and high-net-worth clients through discretionary and non-discretionary accounts, often using wrap-fee programs. The firm employs a combination of cyclical, technical, and fundamental analysis with both long- and short-term trading strategies and oversees approximately $212.1 million in discretionary assets under management.

Active portfolio management Options & derivatives strategies Business sale tax planning Retirement withdrawal strategies
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Timothy K

CFP®

Red Bank, NJ

The Mather Group, LLC

Timothy Knotts is a CFP® professional with 14 years of industry experience. He has been associated with The Hogan-Knotts Financial Group, Inc. since 1989 and joined The Mather Group, LLC in 2026. The Mather Group primarily serves high-net-worth individuals, family offices, trusts, corporations, and other entities by offering financial planning, investment management, tax and estate planning guidance, and family office services. The firm uses an evidence-based investment approach with tax-synchronized portfolio construction and provides customized solutions including direct indexing and ESG factor portfolios.

Concentrated stock management Options & derivatives strategies Private / alternative investments ESG / Sustainable investing
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Angela H

Series 66

Red Bank, NJ

B. Riley Wealth Advisors, Inc.

Angela Hank is a financial advisor with B. Riley Wealth Advisors, Inc., holding a Series 66 designation and bringing 25 years of industry experience. Her career includes roles at Ameriprise Financial Services, Inc., National Securities Corp, and B. Riley Wealth Advisors. She is also involved in insurance sales through B. Riley Wealth Insurance. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets across 274 advisors. The firm serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans with a range of advisory programs, financial planning, and retirement solutions, utilizing various account structures and proprietary asset allocation models.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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Ralph H

Series 63

Red Bank, NJ

IHT Wealth Management LLC

Ralph Hochuli is a financial advisor with IHT Wealth Management LLC in Red Bank, NJ, holding a Series 63 designation and possessing 25 years of industry experience. His career includes roles at IHT Wealth Management since 2020, Private Advisor Group, LLC from 2016 to 2020, and LPL Financial LLC since 2016. Additionally, he is a partner in Baumann, Dennis & Hochuli LLP, a CPA firm. IHT Wealth Management serves individuals, corporate and institutional clients, and retirement plan sponsors, offering services such as discretionary asset management, financial planning, ERISA plan consulting, and outsourced CIO arrangements. The firm combines fundamental value screening, quantitative optimization, and tactical strategies with a network of approximately 160 advisors managing around $9.8 billion in assets.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner
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Bradley H

Series 63, Series 65

Red Bank, NJ

B. Riley Wealth Advisors, Inc.

Bradley Harrison is a financial advisor with B. Riley Wealth Advisors, Inc., holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He previously worked at National Securities Corporation for eight years before joining B. Riley Wealth Advisors in 2022. Outside of his advisory role, he serves as President and CEO of Harrison Wealth Management, a holding company. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in assets across 274 advisors. The firm provides a wide range of services to individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans through various advisory programs and proprietary asset allocation models.

Wealth management Retirement income strategy Executive Founder/Business Owner Retired
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