Shiying Zeng is a financial advisor at Highrock Capital Management Inc. with a Series 65 designation and one year of industry experience. Prior to joining Highrock, Zeng worked at Apple Trade Group Inc. for a total of 18 years, as well as at MML Investors Services, Mass Mutual Life Insurance, and NY Life Securities. Highrock Capital Management serves individual and high-net-worth clients with non-discretionary portfolio management, written financial planning, and a paid subscription research service focused on U.S.-listed equities and ETFs. The firm’s investment process emphasizes fundamental and valuation analysis supported by quantitative and technical methods used primarily for timing.

Katherine Young is a CFP® and CFA® with four years of industry experience. She is the sole advisor at Yearwood Young Advisors, where she has worked since 2020. Her prior experience includes roles at Bessemer Trust and EnTrustPermal. Yearwood Young Advisors offers investment management, comprehensive financial planning, and family office consulting primarily to individuals, high-net-worth clients, and charitable organizations. The firm emphasizes strategic asset allocation and broad diversification, combining passive and selectively active investment strategies, and provides ongoing, personalized financial planning with regular reviews.

Peter Dowdeswell is a financial advisor at Rosci Lamb, LLC in New York, NY, holding a Series 65 designation with six years of industry experience. His prior work includes roles at KDT Advisors, KDT Investment Advisors, and Safra Sarasin. Rosci Lamb, LLC provides discretionary asset management and financial planning services to individuals, trusts, estates, charitable organizations, and business entities. The firm manages approximately $65 million in client assets and offers tailored portfolios using a combination of fundamental and technical analysis, modern portfolio theory, and alternative investments, serving a client base that includes corporate and international clients.

Alexander Rynkovsky is the sole advisor at ALR Capital Advisors, LLC, an independent firm based in New York, NY. He holds Series 63 and Series 66 licenses and has six years of industry experience. He has been with ALR Capital Advisors since 2013 and is also involved with MoneyBlock since 2012. ALR Capital Advisors provides investment supervisory services to individual and high-net-worth clients, managing diversified portfolios across various asset classes. The firm employs a combination of fundamental, technical, and cyclical analysis with both long- and short-term strategies, including derivatives and block trading.

Olga Iliachenko is a financial advisor at OLA-I Consulting in New York, NY, holding Series 63 and Series 65 licenses. She has prior experience working at Egan Tax & Books Ltd. and AMS, Inc. before founding OLA-I Consulting in 2024. OLA-I Consulting provides personalized, advice-only financial planning to individuals, families, and small-business owners, focusing on tax-aware guidance and written recommendations for publicly traded investments. The firm emphasizes long-term, diversified asset allocation and comprehensive planning services without discretionary portfolio management or trade execution.

Cristina Guglielmetti is a CFP® and holds a Series 65 license, with four years of industry experience. She is the sole advisor at Future Perfect Planning, LLC, where she has worked since 2016. Future Perfect Planning provides comprehensive financial planning and discretionary portfolio management to individuals, couples, and families. The firm employs a passive, asset-allocation strategy using low-cost index mutual funds and ETFs, focusing on a planning-first model with fixed-scope initial plans and optional ongoing retainers.

Michael Walstedt is a CFA® charterholder and the sole advisor at Reliant Wealth Advisory in Hoboken, NJ, with one year of industry experience. His prior roles include positions at Avatar Securities, Emigrant Bank, US Bank, and Rutgers University. Reliant Wealth Advisory serves a diverse client base, including individuals, families, small business owners, and institutional clients, managing approximately $2.43 million in discretionary assets. The firm employs a multidisciplinary investment approach combining fundamental, technical, macroeconomic, quantitative, and cyclical analysis to construct primarily long-term portfolios with tactical adjustments.

Craig Linden is a financial advisor at Spectrum AC Advisors, LLC with nine years of industry experience. He holds Series 63 and Series 65 designations and has been with Spectrum AC Advisors since 2015. In addition to his advisory work, Linden is a licensed real estate broker involved in consultation, real property investment sales, and mortgage financing. Spectrum AC Advisors, LLC provides portfolio management and advisory services to individual and high-net-worth clients, focusing on diversified portfolios constructed through asset allocation and sector-rotation analysis. The firm manages accounts on a boutique scale with approximately $2.7 million in assets under management and incorporates alternative investments and third-party manager oversight in its strategies.

Edward Chang is a financial advisor at Pledge Capital LLC with six years of industry experience. He holds Series 63 and Series 65 designations and has been with Pledge Capital since 2016. Pledge Capital provides discretionary and non-discretionary investment management services to a variety of clients, including individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, charitable organizations, corporations, and managed investment pools. The firm employs a value-oriented strategy with a growth bias, focusing on equities and exchange-traded funds and using a bottom-up fundamental research process.

Scott Williams is the sole advisor at S. Williams Capital, LLC in New York, NY. He holds the CFA® designation and Series 63 license and has eight years of industry experience. Williams has led S. Williams Capital, LLC since its founding in 2014. S. Williams Capital, LLC provides discretionary investment advisory services primarily to individuals and high-net-worth clients, managing approximately $27.7 million. The firm employs a value-driven equity strategy complemented by event-driven and risk-arbitrage positions, utilizing equities, debt, and derivatives, with active use of leverage, short selling, and margin.

Tyler Wong is a financial advisor at Hyperion Wealth Management LLC in New York, NY, holding a Series 65 designation with three years of industry experience. Prior to his current role since 2022, his work history includes positions at Amazon and various delivery services. Hyperion Wealth Management LLC provides discretionary asset management and financial planning services without a formal account minimum, managing approximately $1 million in assets. The firm employs a multi-disciplinary investment approach incorporating fundamental, technical, charting, and cyclical analysis, with strategies ranging from long-term holdings to option writing, and conducts regular portfolio reviews focused on allocation, rebalancing, and tax-loss harvesting.

Gabriel Markiz is a CFP® professional with 22 years of experience in financial advising and over 30 years as a CPA. He is the owner of Markiz Wealth Management and also operates a separate CPA firm. He currently dedicates most of his time to his CPA practice while managing his financial planning business. Markiz Wealth Management provides wealth management and financial planning services primarily to individuals, families, pension and profit-sharing plans, foundations, and charitable organizations. The firm’s investment approach emphasizes long-term strategic asset allocation, global diversification, and tax-efficient implementation, with portfolios tailored to each client’s tax situation.

Kevin Chen is a financial advisor at Horizon Financial Advisors LLC with Series 63 and Series 65 credentials and four years of industry experience. He serves as Chairman and CEO of Edoc Acquisition Corporation, a healthcare acquisition company, and holds board positions with Infint Acquisition Corporation and Capitan Investment Ltd. Additionally, he is an Adjunct Assistant Professor at New York University and an Editorial Advisory Board Member for the Global Commodity Applied Research Digest at the JP Morgan Center for Commodities. Horizon Financial Advisors provides investment management primarily to pooled investment vehicles and institutional or high-net-worth accounts. The firm employs a long-term, allocation-driven approach with tailored guidelines and ongoing monitoring, serving clients through separately managed accounts and sub-advisory arrangements.

Leonardo Cardoso is a financial advisor at Brazen Capital, LLC with 15 years of industry experience. He holds a Series 66 designation and previously worked at IDB Capital Corp. and Israel Discount Bank of New York. Outside of his advisory role, he serves as an executive officer of QuantGate Systems, a fintech firm specializing in AI and machine learning solutions for the financial industry, and is a founding member of 100Ventures, a startup developing a financial education platform. Brazen Capital provides discretionary and non-discretionary investment management services to individuals, families, and institutional clients, including those outside the U.S. The firm employs risk-profile driven model portfolios based on modern portfolio theory and proprietary assessments, blending fixed income, equities, and alternatives, and offers subscription research and publications alongside its investment services.

Brian Reddington is a financial advisor at R Squared IV with Series 63 and Series 65 licenses and four years of industry experience. His prior roles include positions at Castleview Partners, LLC, David Lerner Associates, and New York Life Insurance Company. Outside of his advisory work, he occasionally drives for Uber after market hours. R Squared IV is an independent investment advisory firm that provides discretionary and non-discretionary portfolio management to individuals, high-net-worth families, trusts, and small institutions. The firm employs a quantitative, systematic investment process using multi-factor models and combines trend-following and mean-reversion signals, typically executing strategies through ETFs and index mutual funds tailored to client objectives and risk tolerances.

Michael Woloch is a CFP® and Series 65-licensed advisor with Financial Strategy Advisors, LLC, where he has worked since 2014. He has 12 years of experience and operates a solo independent advisory practice in Bayside, NY. Outside of financial advising, he devotes significant professional time to an unrelated dental practice. Financial Strategy Advisors, LLC is a fee-only registered investment adviser that provides personalized financial planning to individual clients, including high-net-worth individuals. The firm offers services through flat-fee retainers and focuses on recommendations involving mutual funds and ETFs, without managing client assets or executing trades.

Zafer Atlas is a CFA® charterholder and Series 63 licensee based in New York, NY, with three years of industry experience. He is the sole advisor at Sanity Capital Management LLC, where he has worked since 2021. Prior to this, he was involved with Tothelift.com LLC and Bloom Tree Partners LLC and currently serves as a senior advisor on the advisory board of House Studios, LLC, a social impact-driven entertainment and e-commerce company. Sanity Capital Management LLC provides discretionary portfolio management to individuals, high net worth clients, and family offices, focusing on long/short equity strategies that utilize regulatory disclosures, quantitative and qualitative research, and macroeconomic analysis. The firm employs margin lending and short selling within separately managed accounts and offers limited ancillary financial planning tied to portfolio management.

Carlos Peraza is a financial advisor at Mon Capital Management LLC in New York, NY, holding Series 65 and Series 63 licenses with three years of industry experience. He is also a partner at SP Family Office LLC since 2008 and a shareholder in SP Capital International S.A., a Panama-registered investment management firm that operates independently of his primary advisory roles. Mon Capital Management provides investment advisory services primarily to high‑net‑worth individuals, their corporate entities, and trusts, offering both discretionary and non‑discretionary portfolio management. The firm uses a multi-disciplinary research process and applies Modern Portfolio Theory with strategic and tactical allocations, employing a range of instruments and alternative investments to meet client objectives.

Martin Herzberg is a financial advisor at Alphatheta Capital LLC with 16 years of experience. He holds the Series 65 and Series 63 designations and operates as the sole advisor at the independent firm based in Lawrence, NY. Alphatheta Capital LLC provides discretionary portfolio management to a select group of individual and institutional clients, managing approximately $3.7 million in assets. The firm employs a combination of quantitative models, fundamental and technical analysis, and a range of trading instruments to focus on income-producing strategies and ongoing portfolio oversight.

Christopher Minko is a CFP® professional with 11 years of industry experience, currently serving as an advisor at Minko Wealth. His prior roles include working with Cetera and operating an independent insurance agency. In addition to his advisory work, he assists with trust administration and Medicaid applications through a separate law office. Minko Wealth is an SEC-registered investment adviser that provides personalized asset management to individuals, families, businesses, trusts, and estates. The firm offers discretionary portfolio management, retirement rollover advice, and access to sub-advisers and alternative investments, constructing portfolios based on client goals, time horizon, and risk tolerance.