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Lindell D

CFP®, Series 63, Series 65

Ft. Lauderdale, FL

Kovack Advisors, Inc.

Lindell Douglas is a CFP® professional with 27 years of industry experience, currently serving as an advisor at Kovack Advisors, Inc. since 2018. His prior experience includes roles at J.W. Cole Advisors, Inc. and Ameriprise. Outside of his advisory work, he is involved as president of The Galleon Foundation, focusing on scholarships, and serves as a minister engaged in preaching and teaching. He is also an author and executive chairman of Caribbean Village Entertainment Inc. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, banks, and government clients, offering portfolio management, financial planning, and sub-advisory services using a combination of proprietary models and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Henry S

Series 63, Series 65

Aventura, FL

Apollon Wealth Management, LLC

Henry Silva is a financial advisor with Apollon Wealth Management, LLC, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. Prior to joining Apollon in 2021, he worked at Morgan Stanley Private Bank and Morgan Stanley from 2019 to 2021, and held various roles at JP Morgan Chase Bank and J.P. Morgan Securities LLC from 2013 to 2019. Apollon Wealth Management is a multi-team SEC-registered investment adviser managing approximately $11.56 billion in client assets with a network of 145 advisors across 67 offices. The firm serves individuals, high-net-worth families, family offices, trusts, estates, businesses, and other institutional clients, offering financial planning, portfolio management, retirement plan advisory, and sub-advisory services. Apollon's investment approach combines centrally managed strategy mandates with locally managed portfolios, utilizing fundamental analysis, tactical allocations, ESG risk models, direct indexing with tax overlays, and technology tools including generative AI.

ESG / Sustainable investing Tax-loss harvesting Equity compensation tax strategy Business exit / sale strategy Founder/Business Owner Executive Retired Values-based investing Mid-Career Professionals
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Gregory M

CFP®, Series 66

Fort Lauderdale, FL

Sound Income Strategies, LLC

Gregory Milewski is a CFP® with 11 years of experience currently affiliated with Sound Income Strategies, LLC. His prior experience includes roles at USAA Investment Management Company and USAA Financial Advisors, Inc. He also serves as an adjunct professor at Southeastern University, Inc. Sound Income Strategies, LLC manages approximately $4.0 billion in assets and serves a diverse client base including individuals, pension plans, trusts, estates, and corporations. The firm offers customized portfolio management with an emphasis on fixed-income analysis and equity review, supported by a scalable advisor network and a range of specialized investment and insurance services.

Income planning Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Ernesto A

Series 66

Weston, FL

Bolton Securities Corporation

Ernesto Amengual is a financial advisor at Bolton Securities Corporation with 37 years of experience in the industry. He holds a Series 66 designation and has worked at firms including Wells Fargo Clearing and Merrill. Ernesto is co-owner of ATA Advisors, LLC, an entity related to operating Bolton securities and investment advisory activities. Bolton Global Asset Management provides asset management and financial planning services to individuals, corporate and institutional clients, and charitable organizations. The firm offers customized wealth management through a network of independent advisers and employs a variety of investment strategies, typically emphasizing a long-term approach.

Wealth management Active portfolio management Options & derivatives strategies Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired Executive
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Micah K

Series 63, Series 65

Fort Lauderdale, FL

Sound Income Strategies, LLC

Micah Keel is a financial advisor with Sound Income Strategies, LLC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. His career includes roles at Ameriprise Financial Services, Kestra Investment Services, and First Allied Advisory Services. Outside of his advisory work, he is a co-owner of Pretty Farm Girl LLC, a skincare manufacturing business. Sound Income Strategies serves a diverse client base including individuals, corporate and pension clients, and other advisors, offering asset management, financial planning, insurance planning, and educational workshops. The firm emphasizes fixed-income and income-oriented investment strategies, actively managing portfolios with a combination of fundamental and technical analysis and providing customized solutions across discretionary and non-discretionary accounts.

Income planning Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Michael H

Series 66

Ft. Lauderdale, FL

Kovack Advisors, Inc.

Michael Haddigan is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding a Series 66 credential and over 21 years of industry experience. Before joining Kovack Advisors in 2017, he worked at INVEST Financial Corp from 2009 to 2017 and has been involved with Common Cents Planning, Inc. since 2003. Outside of his advisory roles, he serves as a Cubmaster volunteer for his son's Cub Pack. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients, employing a risk-tolerance based, model-supported investment approach using both internal and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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David G

Series 63, Series 65

Weston, FL

Apollon Wealth Management, LLC

David Grossman is a financial advisor at Apollon Wealth Management, LLC with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Purshe Kaplan Sterling Investments, Raymond James & Associates, Deutsche Bank Securities, Wells Fargo Clearing, and Citigroup Global Markets. Outside of his advisory role, Grossman is involved in the sale of fixed insurance products. Apollon Wealth Management is a multi-team SEC-registered investment adviser overseeing approximately $11.56 billion in client assets across 145 advisors and 67 offices. The firm serves individuals, high-net-worth families, family offices, trusts, estates, businesses, retirement plans, pooled investment vehicles, and insurance company clients, offering financial planning, portfolio management, retirement plan advisory, and sub-advisory services. Apollon's investment approach combines centrally managed strategies with locally managed portfolios, utilizing fundamental analysis, tactical allocations, ESG risk models, direct indexing, third-party sub-managers, and technology tools including generative AI. The firm also specializes in managing pooled investment vehicles, private funds, registered products, and insurance-dedicated funds.

ESG / Sustainable investing Tax-loss harvesting Equity compensation tax strategy Business exit / sale strategy Founder/Business Owner Executive Retired Values-based investing Mid-Career Professionals
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Michael M

Series 63, Series 65

Sunrise, FL

Trajan Wealth, L.L.C.

Michael Marinelli is a financial advisor at Trajan Wealth, L.L.C. with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Bank of America, Merrill, Morgan Stanley, and Diamond Asset Management. Marinelli also operates as a licensed insurance agent and occasionally offers clients insurance products. Trajan Wealth, L.L.C. provides investment advisory services to individuals, high-net-worth clients, retirement plans, trusts, and other entities. The firm employs a long-term, disciplined investment approach focused on stocks, ETFs, and mutual funds, tailoring portfolios to clients’ specific financial situations and coordinating with tax, estate, and insurance professionals as part of comprehensive planning.

Private / alternative investments Concentrated stock management Charitable giving & philanthropy
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Dorota G

Series 66

Ft. Lauderdale, FL

Kovack Advisors, Inc.

Dorota Gilbert is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding a Series 66 designation and 23 years of industry experience. Her career includes positions at Merrill and Ameriprise Financial Services prior to joining Kovack Advisors and Kovack Securities. Kovack Advisors, Inc. is a multi-team registered investment adviser with around 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients through portfolio management, financial planning, and access to sub-advisory programs, utilizing both internal and third-party investment models.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Todd M

CFP®, Series 66

Fort Lauderdale, FL

Provenance Wealth advisors

Todd Moll is a CFP® with 35 years of industry experience, currently serving as an advisor at Provenance Wealth Advisors in Fort Lauderdale, FL. He has been with Provenance Wealth Advisors since 2000 and has prior experience with Raymond James Financial Services. Moll is also the CEO and owner of Todd A. Moll CFA PA and directs ZYH Holdings LLC. Provenance Wealth Advisors manages approximately $3.63 billion in assets for individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm offers both discretionary and non-discretionary management across multiple custodians, utilizing a range of investment strategies including equities, ETFs, fixed income, and options, alongside comprehensive financial and retirement planning services.

Charitable giving tax strategies Retirement plans for business owners (SEP, solo 401k) Passive / index investing Active portfolio management Private / alternative investments Founder/Business Owner Retired
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Vincent L

Series 63, Series 66

Weston, FL

Wealthcare Advisory Partners LLC

Vincent Lapietra is a financial advisor with Wealthcare Advisory Partners LLC in Weston, FL, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. He has worked previously at LPL Financial and Independent Financial Partners. Wealthcare Advisory Partners LLC manages approximately $6.0 billion in client assets through a team of over 150 advisors, serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a goals-based, client-centered planning approach supported by proprietary technology and an evidence-based investment framework that incorporates behavioral economics and quantitative analysis.

Private / alternative investments Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Bob H

Series 63, Series 65

Ft. Lauderdale, FL

Kovack Advisors, Inc.

Bob Hodges Jr. is a financial advisor with Kovack Advisors, Inc. He holds Series 63 and Series 65 credentials and has 35 years of industry experience. Prior to joining Kovack Advisors in 2020, he worked at Capital Guardian Wealth Management and Moors & Cabot, Inc. He also owns Hodges Wealth Management LLC. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, high-net-worth clients, pension plans, charitable organizations, banks, and government entities, offering portfolio management, financial planning, and sub-advisory services implemented through a combination of proprietary models and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Sean D

Series 63, Series 65

Fort Lauderdale, FL

Provenance Wealth advisors

Sean Deviney is a financial advisor with Provenance Wealth Advisors in Fort Lauderdale, FL, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has been with Provenance Wealth Advisors since 2005 and previously worked at Raymond James Financial Services. Deviney serves as treasurer and board member for Memorial Joe DiMaggio Children's Hospital. Provenance Wealth Advisors manages approximately $3.63 billion in assets and serves individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm offers discretionary and non-discretionary portfolio management using a multi-custodial platform and employs a range of investment strategies including equities, ETFs, mutual funds, and option strategies, alongside financial planning and retirement plan services.

Charitable giving tax strategies Retirement plans for business owners (SEP, solo 401k) Passive / index investing Active portfolio management Private / alternative investments Founder/Business Owner Retired
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Steven N

CFP®, Series 63

Ft. Lauderdale, FL

Kovack Advisors, Inc.

Steven Newman is a CFP® professional with 41 years of industry experience, currently with Kovack Advisors, Inc. since 2016. He previously worked at Concourse Financial Group Securities, Inc. and Principal Financial Services. Outside of his advisory role, Newman teaches a finance course fulfilling CFP education requirements at Stetson University. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, as well as pension plans, charitable organizations, banks, and government clients, employing a combination of internal models and third-party managers within an Envestnet-supported portfolio management system.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Michael D

Series 66

Ft. Lauderdale, FL

Kovack Advisors, Inc.

Michael Donofrio is a financial advisor at Kovack Advisors, Inc. in Ft. Lauderdale, FL, with 25 years of industry experience. He has held roles at Kovack Advisors since 2017, previously working at Raymond James & Associates, Ryan Beck & Co., and Morgan Stanley DW Inc. In addition to his advisory work, he serves as president of Worth Ave Wealth Management, focusing on financial planning for retirees. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, high-net-worth clients, pension plans, charitable organizations, and governmental entities, using a combination of internally created models and third-party managers to manage portfolios.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Rene V

Ft. Lauderdale, FL

Kovack Advisors, Inc.

Rene Villate Cortes is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding 18 years of industry experience. He has been with Kovack Advisors and Kovack Securities since 2009 and previously worked at Cetera Wealth Services, LLC. Outside of his advisory role, he is involved in boat management, overseeing cleaning and maintenance services, and participates as a partner in a retail sports clothing e-commerce business. Kovack Advisors, Inc. is a multi-team registered investment adviser with roughly 260 advisors and over $6 billion in client assets. The firm serves a diverse client base including individuals, pension plans, charitable organizations, banks, and government entities, offering discretionary and nondiscretionary portfolio management along with financial planning and sub-advisory services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Barry Y

Series 63, Series 65

Coral Springs, FL

Gradient Advisors, LLC

Barry Young is a financial advisor at Gradient Advisors, LLC with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Gradient Advisors since 2017, following five years at Whitestone Wealth Management, LLC. Young is also president of Barry Young Enterprises Inc., an insurance sales business he has operated since 1988. Gradient Advisors, LLC provides investment management, financial planning, and consulting services to individuals, retirement plans, trusts, charitable organizations, and businesses. The firm operates primarily through a network of Investment Advisor Representatives and third-party money managers, employing a largely non-discretionary model that incorporates fundamental, technical, and cyclical analysis in portfolio management.

Retirement income strategy General tax planning
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Rana C

Series 63, Series 66

Fort Lauderdale, FL

Sound Income Strategies, LLC

Rana Chander is a financial advisor with Sound Income Strategies, LLC, holding Series 63 and Series 66 licenses and 15 years of industry experience. His prior roles include positions at Securities America Advisors and Investacorp Inc. He is also a managing partner of Ranas 2012 LLC, which manages residential and commercial real estate properties. Sound Income Strategies is a fee-based investment adviser serving individuals, corporate and pension clients, registered advisors, and retirement plans. The firm focuses on fixed-income and income-oriented strategies, actively managing portfolios through fundamental and technical analysis and also acts as a sub-advisor to exchange-traded funds.

Income planning Annuities Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Winnaa W

Series 66

Ft. Lauderdale, FL

Kovack Advisors, Inc.

Winnaa Wright Villano is a financial advisor with Kovack Advisors, Inc. in Ft. Lauderdale, FL, holding a Series 66 designation and 19 years of industry experience. She has been with Kovack Advisors and Kovack Securities since 2009 and previously worked at American Securities Group, Inc. from 2007 to 2009. Kovack Advisors, Inc. is a multi-team registered investment adviser with about 260 advisors and over $6 billion in client assets, serving a diverse client base that includes individuals, pension plans, charitable organizations, banks, and government entities. The firm employs a structured investment process using risk-tolerance questionnaires and internally developed models alongside third-party managers, providing both model-based and advisor-managed portfolio solutions.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Stephen C

CFP®, Series 63, Series 65

Ft. Lauderdale, FL

Kovack Advisors, Inc.

Stephen Cain is a CFP® professional with 25 years of industry experience, currently serving at Kovack Advisors, Inc. since 2015. He has also been associated with Kovack Securities Inc. and Lindner Capital Advisers, Inc. for over a decade. Outside of his primary roles, he is involved with Warnick and Cain LLC, providing financial planning and investment management services, and works as an agent for various insurance companies. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension plans, charitable organizations, banks, and government clients, employing a structured investment approach using both internal models and third-party managers across multiple custodians.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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