Landon Nemoto is a financial advisor at J. W. Cole Advisors, Inc. in Houston, TX, holding a Series 66 designation with seven years of industry experience. He has been with J.W. Cole Advisors and its related entities since 2018. Outside of his advisory role, Nemoto is involved in acting and engineering consulting on a part-time basis. J.W. Cole Advisors is an SEC-registered firm serving individuals, charities, corporations, retirement plans, and other entities through a national network of over 400 independent investment adviser representatives. The firm provides portfolio management, fee-based financial planning, access to third-party managers, and various managed account solutions, implementing investment decisions through discretionary or non-discretionary approaches.

Kelsey Dale is a financial advisor at Transamerica Financial Advisors with a Series 66 credential and six years of industry experience. Prior to joining Transamerica in 2025, Kelsey worked at VALIC Financial Advisors from 2020 to 2025 and also spent two years teaching at Dayton ISD/Dr. E. R. Richter Elementary School. Kelsey is involved in the sales of insurance and non-insurance products affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors serves a wide range of clients, including individual investors, pension plans, trusts, and corporations, offering both advisory and broker-dealer services through proprietary and third-party model portfolios. The firm manages substantial discretionary and non-discretionary assets and operates as both a registered broker-dealer and registered investment adviser.

Richard Becker is a CFP® with 18 years of experience in the financial services industry. He is currently affiliated with GWN Securities Inc. and has previously worked at Ameriprise, American Tax Group, and Planmember Securities Corporation. Becker is also involved in independent insurance brokering with multiple life and disability insurance products. GWN Securities is an SEC-registered investment adviser and broker-dealer serving individual and business clients, including high-net-worth individuals. The firm offers discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios, delivering advice through a variety of managed-account programs on the Fidelity-supported FMAX platform.

Marcel Frey is a financial advisor with Eagle Strategies (NY Life) based in Sugar Land, TX, holding a Series 63 license and over 30 years of industry experience. He has been associated with Eagle Strategies and New York Life since 1995 and leads The Frey Financial Group, LLC since 2003. Outside of his advisory roles, he owns acreage supporting cattle ranching and mineral rights properties in Fort Bend and Austin Counties. Eagle Strategies serves a diverse client base including individuals, institutional investors, and retirement plans, offering financial planning, investment management, and retirement-plan advisory services. The firm emphasizes tailored solutions delivered primarily on a non-discretionary basis through a variety of program types within the New York Life affiliate structure.

Angela Wascom Gantt is a financial advisor at Sanctuary Advisors, LLC with 31 years of industry experience. She worked at Blackrock Investments, Inc. for 20 years prior to joining Sanctuary Advisors and Sanctuary Securities in 2026. She holds Series 63 and Series 65 licenses. Gantt serves as a volunteer board member for The Family Place, a nonprofit assisting families affected by domestic violence, contributing to fundraising and service projects. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base including individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm supports independent investment adviser representatives with a variety of portfolio management options and employs multiple analytical approaches while acting as a fiduciary under written advisory agreements.

Youhong Wang is a financial advisor at Transamerica Financial Advisors with 13 years of industry experience. He holds Series 63, 65, and 66 licenses and has worked in accounting and tax consulting through his firm, YH Wang CPA LLC, since 2017. Wang also has involvement with the GT Wang Family Foundation, a private family charity, which he established but no longer manages. Transamerica Financial Advisors serves a broad client base including individual investors, pension plans, trusts, and charitable organizations. The firm provides both advisory and broker-dealer services, featuring proprietary and third-party model portfolios, with options for discretionary and non-discretionary management.

Erin Battistello is a financial advisor with Goldman Sachs Wealth Services, holding a Series 66 designation and bringing 20 years of industry experience. Prior to joining Goldman Sachs in 2021, she spent 16 years at The AYCO Company, L.P./Mercer Allied. She serves as Treasurer for the Seven Lakes Junior High Theater Booster Club, a nonprofit organization in Katy, TX. Goldman Sachs Wealth Services offers financial planning, investment management, and advisory support to a diverse client base, including individual and high-net-worth households, corporate participants, and institutional clients. The firm utilizes centralized investment resources and model portfolios, providing tailored services such as Executive Wealth and Private Family Office support within an integrated financial group.

Stanley Tan is a financial advisor with Transamerica Financial Advisors in Houston, TX, holding Series 65 and Series 63 licenses and eight years of industry experience. He is also the owner of Stanley T Tan PLLC, providing tax compliance, bookkeeping, and CPA-related services, and he conducts financial education workshops through Canyon Lake PWM LLC. Additionally, he is active as a real estate sales agent with Sprout Realty, LLC. Transamerica Financial Advisors serves a wide range of clients, including individual investors, pension plans, and charitable organizations, offering advisory and broker-dealer services with proprietary and third-party model portfolios. The firm operates as both an RIA and a broker-dealer, providing discretionary and non-discretionary program options.

Yesenia Beltran is a financial advisor with Wealth Enhancement Advisory Services, LLC, holding Series 65 and Series 63 licenses and bringing eight years of industry experience. She has worked at several firms, including LPL Financial, PFS Investments Inc., and JP Morgan Chase Bank. Wealth Enhancement Advisory Services provides financial planning, asset management, and retirement-plan consulting for individuals, high-net-worth clients, corporations, and retirement plans. The firm manages over $122 billion in assets and employs a diversified investment approach that combines passive and active managers, overseen by an internal Investment Committee.

Eduardo Iniguez is a financial advisor at Integrity Alliance, LLC with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Brokers International Financial Services and J P Turner & Company LLC. Outside of his advisory role, he operates an independent insurance agency focused on fixed and health insurance products. Integrity Alliance is a large advisory and brokerage network serving individual investors, corporations, and qualified retirement plans with over 300 advisors managing approximately $5.4 billion in client assets. The firm offers portfolio management, financial planning, and access to third-party managers through various platforms, utilizing a range of investment allocation strategies.

Alberto Chavez is a financial advisor at Fifth Third Securities, Inc. based in Houston, TX. He holds Series 65 and Series 63 licenses and has 12 years of industry experience, including positions at JPMorgan Securities, LLC and Frost Bank. Fifth Third Securities, Inc. serves a mix of individual, high-net-worth, and institutional clients through investment advisory and brokerage channels. The firm offers multiple program types via the Passageway Managed Account Platform, providing clients with options ranging from mutual fund and ETF models to separately managed accounts and direct indexing.

John Dowdall is a financial advisor with Planmember Securities Corporation in Fulshear, TX, holding a Series 63 designation and 27 years of industry experience. He has worked at Elite Plus Financial & Retirement Services since 2018 and previously with College Funding Solutions, Texas Infinite Wealth Planners, and Metropolitan Life Insurance Company. Outside of his role at Planmember, he is a financial representative at Elite Plus Financial & Retirement Services, where he is involved in the sales of securities and insurance products. Planmember Securities Corporation provides retirement-plan advisory services to employers and plan participants, acting as an ERISA Section 3(38) fiduciary for many plans and offering participant-level investment options through its PlanMember Asset Allocation Portfolios. The firm employs a top-down strategic asset allocation framework and manages unitized, risk-based mutual fund portfolios ranging from conservative to aggressive.

Juan Campos Ortiz is a financial advisor with PNC Wealth Management in Houston, TX, holding Series 63 and Series 65 licenses and with 14 years of industry experience. He has worked in various capacities within BBVA-affiliated firms from 2014 to 2021 before joining PNC Investments in 2021. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including an invitation-only digital discretionary model account for employees that utilizes algorithm-driven risk assessment and implements approved model strategies via mutual funds and ETFs with annual rebalancing.

Quan Nguyen is a financial advisor at Eagle Strategies (NY Life) based in Houston, TX, holding Series 65 and Series 63 registrations with two years of industry experience. His prior work includes roles at NYLife Securities LLC and New York Life Insurance Company, as well as professional experience at ExxonMobil Chemical Company and Aramco Performance Materials LLC. Outside of finance, he is involved with QL Housing LLC. Eagle Strategies serves a diverse client base including individuals, defined contribution and defined benefit plans, as well as charitable and corporate clients. The firm provides financial planning, investment management, and retirement-plan advisory services, focusing largely on non-discretionary asset management and delivering tailored advice through various program types within an integrated New York Life affiliate structure.

Rich Eagar is a Series 65 licensed financial advisor at Prime Capital Financial with 13 years of industry experience. He has worked at Prime Capital Investment Advisors, LLC since 2017 and previously at Ascende Wealth Advisers, Inc. from 2011 to 2017. Outside of his advisory role, he is a member of CHHSZ Holdings, LLC, which owns Prime Capital Investment Advisors. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans. The firm offers a range of services including asset management, financial planning, qualified retirement plan services, family office offerings, and uses both discretionary and non-discretionary investment approaches incorporating core/satellite, thematic, and tactical strategies.

Hua Zhang is a financial advisor with Transamerica Financial Advisors in Houston, TX, holding Series 63 and Series 65 licenses and 17 years of industry experience. Hua has worked at Transamerica Financial Advisors since 2012 and is also associated with the Copeland Group and World Financial Group. Outside of advising, Hua is involved in health insurance sales and enrollment assistance with firms including Copeland Insurance Group, Community Health Choice, and Ambetter. Transamerica Financial Advisors serves a diverse client base including individual investors, pension plans, trusts, charitable organizations, and corporations. The firm offers a range of advisory and broker-dealer services, featuring proprietary and third-party model portfolios with discretionary and non-discretionary options.

Emily Hopkins is a financial advisor at Prime Capital Financial with six years of industry experience. She holds Series 63 and Series 65 credentials and has worked at Prime Capital Investment Advisors, EPIC Insurance Brokers and Consultants, and VALIC Financial Advisors. Hopkins is based in Houston, TX. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans with services including asset management, financial planning, and third-party manager selection. The firm employs a diverse investment approach featuring core/satellite, thematic, and tactical strategies, and offers family office services along with integrated tax planning and financial administration through its affiliated accounting subsidiary.

Michael Porter is a financial advisor with Eagle Strategies (NY Life) in Houston, TX, holding the ChFC® designation and Series 63 license. He has 30 years of industry experience, including over 18 years with Eagle Strategies and affiliations with New York Life Insurance Co. Since 1995, he has also been appointed with various outside insurance carriers for brokering non-registered products. Eagle Strategies serves a diverse range of individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated advisors. The firm emphasizes tailored recommendations and primarily manages assets on a non-discretionary basis, operating within an integrated New York Life affiliate structure.

Kartik Jambulapati is a financial advisor with Prime Capital Financial in Houston, TX, holding a Series 65 designation and eight years of industry experience. He has worked at Prime Capital Investment Advisors, LLC since 2018 and previously spent four years with Ascende Wealth Advisers, Inc. Prime Capital Financial is an SEC-registered enterprise advisory firm serving individuals, trusts, corporations, and retirement plans. The firm offers a range of services including asset management, financial planning, qualified retirement plan sponsor and trustee services, and family office offerings, utilizing both discretionary and non-discretionary management strategies.

Hadi Kusumo is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and 22 years of industry experience. He has been with Transamerica Financial Advisors since 2012 and is involved in several business activities including estate planning services through LSPN Pro, LLC, and managing office property as president of Dreambuilders Star LLC. Kusumo is also engaged with Inheritguard LLC, providing education and client communications related to estate planning. Transamerica Financial Advisors serves a broad client base including individuals, retirement plans, trusts, and businesses, delivering services through a large advisor network and multiple program platforms. The firm’s advisory approach primarily utilizes model portfolios and third-party managers, with a focus on integrated retirement plan solutions and affiliated mutual funds and insurance products.